Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 131
- +11 vs. Q3 2022
- Shares held
- 16.9M
- +1.54M (+10.1%) vs. Q3 2022
- Total value
- $255.0M
- +$19.8M (+8.4%) vs. Q3 2022
- New holders
- 16
- 57 more added
- Sold out
- 5
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Foundation Advisors | 108,367 | $1.65M | 0.08% | +68,161+169.5% | Added |
| Raymond James & Associates | 116,564 | $1.77M | 0.00% | −12,931−10.0% | Reduced |
| Truist Financial Corp | 117,532 | $1.79M | 0.00% | −10,706−8.3% | Reduced |
| Change Path, LLC | 129,586 | $1.97M | 0.11% | +43,036+49.7% | Added |
| Founders Financial Alliance, LLC | 136,073 | $2.07M | 0.95% | +3,749+2.8% | Added |
| Brookstone Capital Management | 131,289 | $2.11M | 0.04% | +63,411+93.4% | Added |
| Sigma Planning Corp | 158,462 | $2.41M | 0.09% | +8,821+5.9% | Added |
| Mosaic Family Wealth Partners, LLC | 165,082 | $2.51M | 0.71% | +165,082 | New |
| Verus Capital Partners, LLC | 171,231 | $2.61M | 0.49% | −47,284−21.6% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 173,153 | $2.64M | 0.70% | −1,343−0.8% | Reduced |
| Marks Group Wealth Management, Inc | 194,747 | $2.96M | 0.40% | +3,660+1.9% | Added |
| Captrust Financial Advisors | 201,525 | $3.07M | 0.02% | +116,432+136.8% | Added |
| Envestnet Asset Management Inc | 201,975 | $3.07M | 0.00% | +19,131+10.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 209,997 | $3.20M | 0.02% | +43,022+25.8% | Added |
| Baird Financial Group, Inc. | 221,543 | $3.37M | 0.01% | −28,021−11.2% | Reduced |
| Bank of America Corp | 228,558 | $3.48M | 0.00% | −11,975−5.0% | Reduced |
| Janney Montgomery Scott LLC | 246,073 | $3.75M | 0.01% | −96,454−28.2% | Reduced |
| Cetera Advisor Networks LLC | 258,012 | $3.93M | 0.03% | +206,490+400.8% | Added |
| Advisors Asset Management, Inc. | 309,436 | $4.71M | 0.10% | −13,172−4.1% | Reduced |
| Royal Bank of Canada | 329,425 | $5.01M | 0.00% | −142,145−30.1% | Reduced |
| Commonwealth Equity Services, LLC | 339,707 | $5.17M | 0.01% | −11,758−3.3% | Reduced |
| Atria Wealth Solutions, Inc. | 363,124 | $5.53M | 0.09% | +248,916+217.9% | Added |
| Richmond Brothers, Inc. | 443,582 | $6.75M | 9.47% | +267,953+152.6% | Added |
| Cohen & Steers, Inc. | 467,867 | $7.12M | 0.02% | −78,087−14.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 496,986 | $7.56M | 0.02% | −1,901−0.4% | Reduced |
| LPL Financial LLC | 500,973 | $7.62M | 0.01% | +16,320+3.4% | Added |
| Ameriprise Financial Inc | 557,453 | $8.48M | 0.00% | −139,970−20.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 692,046 | $10.5M | 0.40% | +203,937+41.8% | Added |
| Advisor Group Holdings, Inc. | 836,133 | $12.7M | 0.03% | +151,776+22.2% | Added |
| UBS Group AG | 1,421,748 | $21.6M | 0.01% | −40,526−2.8% | Reduced |
| Morgan Stanley | 3,859,683 | $58.7M | 0.01% | +118,811+3.2% | Added |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −18,647−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −10,792−100.0% | Sold out |
| FSA Wealth Management LLC | 0 | $0 | 0.00% | −11,008−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −393−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −129−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Dowling & Yahnke LLC | – | – | – | – | Not filed |
| Strategic Asset Management, LLC | – | – | – | – | Not filed |