Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- 0 vs. Q4 2025
- Shares held
- 6.83M
- +167.4K (+2.5%) vs. Q4 2025
- Total value
- $97.0M
- +$4.13M (+4.4%) vs. Q4 2025
- New holders
- 15
- 29 more added
- Sold out
- 15
- 26 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,069,486 | $15.2M | 7.35% | −57,810−5.1% | Reduced |
| Two Sigma Investments, LP | 804,263 | $11.4M | 0.01% | +614,020+322.8% | Added |
| UBS Group AG | 732,231 | $10.4M | 0.00% | +19,215+2.7% | Added |
| Van Eck Associates Corp | 591,928 | $8.40M | 0.01% | −207,026−25.9% | Reduced |
| Morgan Stanley | 338,072 | $4.80M | 0.00% | +2,418+0.7% | Added |
| PFG Advisors | 315,330 | $4.48M | 0.22% | +10,082+3.3% | Added |
| Legal & General Group Plc | 300,698 | $4.27M | 0.00% | +26,946+9.8% | Added |
| BlackRock, Inc. | 207,403 | $2.95M | 0.00% | −112,370−35.1% | Reduced |
| Outfitter Financial LLC | 205,120 | $2.91M | 2.25% | +775+0.4% | Added |
| LPL Financial LLC | 187,438 | $2.66M | 0.00% | −6,495−3.3% | Reduced |
| Blair William & Co | 145,754 | $2.07M | 0.01% | −8,728−5.6% | Reduced |
| Davenport & Co LLC | 139,862 | $1.99M | 0.01% | +2,000+1.5% | Added |
| Tudor Investment Corp Et Al | 125,209 | $1.78M | 0.01% | +125,209 | New |
| Legacy Capital Wealth Partners, LLC | 119,068 | $1.69M | 0.35% | +7,739+7.0% | Added |
| Advisors Asset Management, Inc. | 108,973 | $1.55M | 0.03% | +14,193+15.0% | Added |
| Squarepoint Ops LLC | 103,510 | $1.47M | 0.00% | +103,510 | New |
| Atlantic Union Bankshares Corp | 97,164 | $1.38M | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 95,255 | $1.35M | 0.00% | +6,845+7.7% | Added |
| Baird Financial Group, Inc. | 90,300 | $1.28M | 0.00% | −501−0.6% | Reduced |
| Cassaday & Co Wealth Management LLC | 79,000 | $1.12M | 0.02% | −53,000−40.2% | Reduced |
| United Advisor Group, LLC | 77,612 | $1.10M | 0.14% | +6,860+9.7% | Added |
| Jane Street Group, LLC | 69,763 | $990.6K | 0.00% | +55,758+398.1% | Added |
| Albert D Mason Inc | 67,936 | $964.7K | 0.62% | +1,103+1.7% | Added |
| Royal Bank of Canada | 58,179 | $826.0K | 0.00% | −8,050−12.2% | Reduced |
| Raymond James Financial Inc | 47,934 | $680.7K | 0.00% | −1,802−3.6% | Reduced |
| Susquehanna International Group, LLP | 46,142 | $655.2K | 0.00% | +15,400+50.1% | Added |
| Great West Life Assurance Co | 43,425 | $621.0K | 0.00% | −7,015−13.9% | Reduced |
| Invesco Ltd. | 43,241 | $614.0K | 0.00% | −10,983−20.3% | Reduced |
| Virtus Investment Advisers, Inc. | 41,033 | $582.7K | 0.16% | −8,462−17.1% | Reduced |
| Garner Asset Management Corp | 34,493 | $489.8K | 0.19% | −1,800−5.0% | Reduced |
| Cetera Investment Advisers | 31,653 | $449.5K | 0.00% | +717+2.3% | Added |
| Commonwealth Equity Services, LLC | 29,188 | $414.5K | 0.00% | +792+2.8% | Added |
| Independent Financial Group, LLC | 24,978 | $354.7K | 0.01% | −11,780−32.0% | Reduced |
| Colony Group, LLC | 20,743 | $294.6K | 0.00% | +448+2.2% | Added |
| GWM Advisors LLC | 19,976 | $283.7K | 0.00% | −484−2.4% | Reduced |
| Ameriflex Group, Inc. | 19,358 | $274.9K | 0.14% | +50+0.3% | Added |
| Janney Montgomery Scott LLC | 18,511 | $263.0K | 0.00% | −864−4.5% | Reduced |
| Greenwood Gearhart Inc | 17,900 | $254.2K | 0.01% | +17,900 | New |
| Wells Fargo & Company | 17,418 | $247.3K | 0.00% | +2,641+17.9% | Added |
| Simplex Trading, LLC | 15,997 | $227.2K | 0.01% | +15,997 | New |
| Prosperity Financial Group, Inc. | 15,700 | $222.9K | 0.08% | −300−1.9% | Reduced |
| Private Advisor Group, LLC | 14,628 | $207.7K | 0.00% | +343+2.4% | Added |
| Ameriprise Financial Inc | 13,959 | $198.2K | 0.00% | +13,959 | New |
| Creative Planning | 13,246 | $188.1K | 0.00% | +13,246 | New |
| Foundations Investment Advisors, LLC | 12,116 | $172.1K | 0.00% | +146+1.2% | Added |
| Envestnet Asset Management Inc | 12,015 | $170.6K | 0.00% | −1,979−14.1% | Reduced |
| HighTower Advisors, LLC | 11,572 | $164.3K | 0.00% | +11,572 | New |
| Hardy Reed LLC | 11,300 | $160.5K | 0.01% | +192+1.7% | Added |
| First Affirmative Financial Network | 10,903 | $154.8K | 0.06% | +10,903 | New |
| Sound Income Strategies, LLC | 10,740 | $154.0K | 0.01% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 10,262 | $145.7K | 0.00% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 10,258 | $145.7K | 0.00% | −470−4.4% | Reduced |
| Abel Hall, LLC | 10,000 | $142.0K | 0.03% | 00.0% | Unchanged |
| HRT Financial LP | 10,017 | $142.0K | 0.00% | +10,017 | New |
| Register Financial Advisors LLC | 9,500 | $134.9K | 0.05% | 00.0% | Unchanged |
| State of Wyoming | 9,421 | $133.8K | 0.02% | −5,246−35.8% | Reduced |
| JPMorgan Chase & Co | 6,143 | $86.9K | 0.00% | −772−11.2% | Reduced |
| Allworth Financial LP | 5,196 | $73.8K | 0.00% | +29+0.6% | Added |
| North Star Investment Management Corp. | 5,000 | $71.0K | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 3,570 | $50.7K | 0.00% | −11,823−76.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 2,190 | $31.4K | 0.00% | 00.0% | Unchanged |
| Kentucky Trust Co | 2,000 | $28.4K | 0.01% | 00.0% | Unchanged |
| Burk Holdings LLC | 1,706 | $24.2K | 0.01% | +1,706 | New |
| Ritter Daniher Financial Advisory LLC | 1,570 | $22.3K | 0.00% | +27+1.7% | Added |
| Nomura Asset Management Co Ltd | 1,467 | $20.8K | 0.00% | +1,467 | New |
| MAI Capital Management | 1,407 | $20.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,388 | $19.2K | 0.00% | +97+7.5% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,080 | $15.3K | 0.00% | +81+8.1% | Added |
| Fifth Third Bancorp | 1,049 | $14.9K | 0.00% | +1,049 | New |
| DHJJ Financial Advisors, Ltd. | 1,005 | $14.3K | 0.00% | +1,000+20,000.0% | Added |
| Caldwell Sutter Capital, Inc. | 800 | $11.4K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 766 | $10.9K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 717 | $10.2K | 0.00% | +13+1.8% | Added |
| Pflug Koory, LLC | 675 | $9.59K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 658 | $9.44K | 0.00% | −15−2.2% | Reduced |
| Assetmark, Inc | 622 | $8.83K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 602 | $8.55K | 0.00% | −1,444−70.6% | Reduced |
| Creative Financial Designs Inc | 600 | $8.52K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 236 | $3.35K | 0.00% | +4+1.7% | Added |
| Parallel Advisors, LLC | 221 | $3.14K | 0.00% | −42−16.0% | Reduced |
| Advisory Services Network, LLC | 200 | $2.84K | 0.00% | +200 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 100 | $1.42K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 37 | $526 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 14 | $199 | 0.00% | +14 | New |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 8 | $114 | 0.00% | −797−99.0% | Reduced |
| Huntington National Bank | 1 | $14 | 0.00% | +1 | New |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −164,583−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −111,418−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −41,678−100.0% | Sold out |
| Global Strategic Management Inc | 0 | $0 | 0.00% | −39,032−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −25,342−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −12,389−100.0% | Sold out |
| Wealth Enhancement Advisory Services, LLC | 0 | $0 | 0.00% | −12,098−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −3,562−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |