Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +2 vs. Q4 2024
- Shares held
- 5.37M
- +183.5K (+3.5%) vs. Q4 2024
- Total value
- $71.7M
- +$3.01M (+4.4%) vs. Q4 2024
- New holders
- 11
- 30 more added
- Sold out
- 9
- 26 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,088,798 | $14.5M | 7.50% | +44,377+4.2% | Added |
| Van Eck Associates Corp | 808,440 | $10.8M | 0.01% | −121,906−13.1% | Reduced |
| Morgan Stanley | 256,184 | $3.42M | 0.00% | +47,165+22.6% | Added |
| Legal & General Group Plc | 242,600 | $3.24M | 0.00% | −279−0.1% | Reduced |
| UBS Group AG | 221,099 | $2.95M | 0.00% | +135,324+157.8% | Added |
| Outfitter Financial LLC | 201,145 | $2.69M | 2.42% | −1,450−0.7% | Reduced |
| BlackRock, Inc. | 199,998 | $2.67M | 0.00% | −5,318−2.6% | Reduced |
| LPL Financial LLC | 186,656 | $2.49M | 0.00% | −3,409−1.8% | Reduced |
| Blair William & Co | 168,436 | $2.25M | 0.01% | +6,691+4.1% | Added |
| Davenport & Co LLC | 154,539 | $2.06M | 0.01% | −10,183−6.2% | Reduced |
| Advisors Asset Management, Inc. | 115,458 | $1.54M | 0.03% | −1,308−1.1% | Reduced |
| Cassaday & Co Wealth Management LLC | 112,500 | $1.50M | 0.04% | +4,500+4.2% | Added |
| Legacy Capital Wealth Partners, LLC | 106,088 | $1.42M | 0.35% | +11,232+11.8% | Added |
| PFG Advisors | 100,404 | $1.34M | 0.07% | −500−0.5% | Reduced |
| Baird Financial Group, Inc. | 91,436 | $1.22M | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 88,613 | $1.18M | 0.07% | −1,805−2.0% | Reduced |
| Virtus Investment Advisers, Inc. | 86,771 | $1.16M | 0.32% | +86,771 | New |
| Two Sigma Investments, LP | 79,120 | $1.06M | 0.00% | +17,693+28.8% | Added |
| Millennium Management LLC | 77,424 | $1.03M | 0.00% | +46,407+149.6% | Added |
| United Advisor Group, LLC | 76,351 | $1.02M | 0.21% | −380.0% | Reduced |
| Royal Bank of Canada | 75,638 | $1.01M | 0.00% | +4,826+6.8% | Added |
| D. E. Shaw & Co., Inc. | 63,412 | $847.2K | 0.00% | +45,778+259.6% | Added |
| Albert D Mason Inc | 51,241 | $684.6K | 0.47% | +1,332+2.7% | Added |
| Ameriflex Group, Inc. | 46,205 | $617.3K | 0.25% | −5,547−10.7% | Reduced |
| Two Sigma Advisers, LP | 42,242 | $564.4K | 0.00% | −4,600−9.8% | Reduced |
| Raymond James Financial Inc | 40,043 | $535.0K | 0.00% | −9,052−18.4% | Reduced |
| Garner Asset Management Corp | 37,701 | $503.7K | 0.22% | −2,345−5.9% | Reduced |
| Qube Research & Technologies Ltd | 35,970 | $480.6K | 0.00% | +2,847+8.6% | Added |
| Great West Life Assurance Co | 35,102 | $470.0K | 0.00% | +5,376+18.1% | Added |
| Commonwealth Equity Services, LLC | 34,612 | $462.0K | 0.00% | +547+1.6% | Added |
| Independent Financial Group, LLC | 32,353 | $432.2K | 0.01% | 00.0% | Unchanged |
| Prosperity Financial Group, Inc. | 31,750 | $424.2K | 0.21% | −2,350−6.9% | Reduced |
| Susquehanna International Group, LLP | 30,633 | $409.3K | 0.00% | +15,660+104.6% | Added |
| Cetera Investment Advisers | 30,236 | $404.0K | 0.00% | −4,376−12.6% | Reduced |
| Advisor Group Holdings, Inc. | 26,405 | $352.8K | 0.00% | −2,811−9.6% | Reduced |
| Jane Street Group, LLC | 22,580 | $301.7K | 0.00% | +22,580 | New |
| GWM Advisors LLC | 19,626 | $262.2K | 0.00% | +1,150+6.2% | Added |
| Colony Group, LLC | 19,527 | $260.9K | 0.00% | +19,527 | New |
| Union Bancaire Privee, UBP SA | 18,847 | $251.8K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 16,748 | $223.8K | 0.00% | −3,573−17.6% | Reduced |
| HRT Financial LP | 15,955 | $213.0K | 0.00% | +15,955 | New |
| Private Advisor Group, LLC | 15,599 | $208.4K | 0.00% | +26+0.2% | Added |
| Sound Income Strategies, LLC | 14,831 | $198.1K | 0.01% | +185+1.3% | Added |
| Wells Fargo & Company | 13,106 | $175.1K | 0.00% | +3,916+42.6% | Added |
| Northern Trust Corp | 12,357 | $165.1K | 0.00% | −14,843−54.6% | Reduced |
| United Capital Financial Advisers, LLC | 12,000 | $160.3K | 0.00% | +12,000 | New |
| Cornerstone Wealth Management, LLC | 11,828 | $158.0K | 0.01% | +1,600+15.6% | Added |
| Hardy Reed LLC | 10,167 | $135.8K | 0.01% | +10,167 | New |
| Equitable Holdings, Inc. | 10,076 | $134.6K | 0.00% | +10,076 | New |
| Coastal Investment Advisors, Inc. | 10,000 | $133.6K | 0.06% | +10,000 | New |
| Bank of America Corp | 9,717 | $129.8K | 0.00% | +6,723+224.5% | Added |
| Geneos Wealth Management Inc. | 8,460 | $113.0K | 0.00% | +8,460 | New |
| Simplex Trading, LLC | 6,907 | $92.0K | 0.00% | +148+2.2% | Added |
| Farther Finance Advisors, LLC | 5,282 | $71.1K | 0.00% | +5,282 | New |
| North Star Investment Management Corp. | 5,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,956 | $53.6K | 0.00% | +3,931+15,724.0% | Added |
| State of Wyoming | 3,954 | $52.8K | 0.01% | −4,005−50.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,600 | $48.1K | 0.00% | +600+20.0% | Added |
| Citadel Advisors LLC | 3,309 | $44.2K | 0.00% | +3,309 | New |
| Northwestern Mutual Wealth Management Co | 3,000 | $40.1K | 0.00% | +2,992+37,400.0% | Added |
| Citigroup Inc | 2,266 | $30.3K | 0.00% | +247+12.2% | Added |
| Kentucky Trust Co | 2,000 | $26.7K | 0.02% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,291 | $17.6K | 0.00% | +800+162.9% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $13.4K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 999 | $13.3K | 0.00% | −199−16.6% | Reduced |
| Bryn Mawr Trust Co | 884 | $11.8K | 0.00% | −46−4.9% | Reduced |
| BNP Paribas Arbitrage, SA | 855 | $11.4K | 0.00% | −845−49.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 800 | $10.7K | 0.01% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.02K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.02K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 557 | $7.44K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 500 | $6.68K | 0.00% | −1,261−71.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 500 | $6.68K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 365 | $4.88K | 0.00% | +120+49.0% | Added |
| Aquatic Capital Management LLC | 284 | $3.79K | 0.00% | −12,744−97.8% | Reduced |
| Larson Financial Group LLC | 220 | $2.94K | 0.00% | +4+1.9% | Added |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 92 | $1.00K | 0.00% | +2+2.2% | Added |
| FMR LLC | 43 | $574 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 37 | $495 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 13 | $181 | 0.00% | −45−77.6% | Reduced |
| Harbour Investments, Inc. | 10 | $134 | 0.00% | 00.0% | Unchanged |
| Transce3nd, LLC | 9 | $120 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $67 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −105,146−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −67,802−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −23,771−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −20,361−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −287−100.0% | Sold out |
| Morton Brown Family Wealth, LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| RE Dickinson Investment Advisors, LLC | – | – | – | – | Not filed |