Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +5 vs. Q3 2025
- Shares held
- 6.67M
- +542.1K (+8.9%) vs. Q3 2025
- Total value
- $92.9M
- +$8.56M (+10.1%) vs. Q3 2025
- New holders
- 17
- 29 more added
- Sold out
- 12
- 27 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,127,296 | $15.7M | 7.28% | −70,298−5.9% | Reduced |
| Van Eck Associates Corp | 798,954 | $11.2M | 0.01% | −55,776−6.5% | Reduced |
| UBS Group AG | 713,016 | $9.96M | 0.00% | +228,168+47.1% | Added |
| Morgan Stanley | 335,654 | $4.69M | 0.00% | +17,718+5.6% | Added |
| BlackRock, Inc. | 319,773 | $4.47M | 0.00% | +4,175+1.3% | Added |
| PFG Advisors | 305,248 | $4.26M | 0.21% | +205,504+206.0% | Added |
| Legal & General Group Plc | 273,752 | $3.83M | 0.00% | +51,205+23.0% | Added |
| Outfitter Financial LLC | 204,345 | $2.85M | 2.25% | +2,450+1.2% | Added |
| LPL Financial LLC | 193,933 | $2.71M | 0.00% | −1,825−0.9% | Reduced |
| Two Sigma Investments, LP | 190,243 | $2.66M | 0.00% | +190,243 | New |
| Marshall Wace, LLP | 164,583 | $2.30M | 0.00% | −130,759−44.3% | Reduced |
| Blair William & Co | 154,482 | $2.16M | 0.01% | −10,432−6.3% | Reduced |
| Davenport & Co LLC | 137,862 | $1.93M | 0.01% | +2,600+1.9% | Added |
| Cassaday & Co Wealth Management LLC | 132,000 | $1.84M | 0.04% | +4,000+3.1% | Added |
| Two Sigma Advisers, LP | 111,418 | $1.56M | 0.00% | +111,418 | New |
| Legacy Capital Wealth Partners, LLC | 111,329 | $1.56M | 0.33% | +10,123+10.0% | Added |
| Atlantic Union Bankshares Corp | 97,164 | $1.36M | 0.03% | −2,625−2.6% | Reduced |
| Advisors Asset Management, Inc. | 94,780 | $1.32M | 0.02% | −19,052−16.7% | Reduced |
| Baird Financial Group, Inc. | 90,801 | $1.27M | 0.00% | +10.0% | Added |
| Advisor Group Holdings, Inc. | 88,410 | $1.24M | 0.00% | +70,566+395.5% | Added |
| United Advisor Group, LLC | 70,752 | $988.4K | 0.13% | −7,682−9.8% | Reduced |
| Albert D Mason Inc | 66,833 | $933.7K | 0.61% | +15,820+31.0% | Added |
| Royal Bank of Canada | 66,229 | $926.0K | 0.00% | +3,002+4.7% | Added |
| Invesco Ltd. | 54,224 | $757.5K | 0.00% | −5,223−8.8% | Reduced |
| Great West Life Assurance Co | 50,440 | $706.0K | 0.00% | +2,069+4.3% | Added |
| Raymond James Financial Inc | 49,736 | $694.8K | 0.00% | +5,783+13.2% | Added |
| Virtus Investment Advisers, Inc. | 49,495 | $691.4K | 0.19% | −20,759−29.5% | Reduced |
| TrueMark Investments, LLC | 41,678 | $582.2K | 0.11% | +41,678 | New |
| Global Strategic Management Inc | 39,032 | $545.0K | 0.45% | +39,032 | New |
| Independent Financial Group, LLC | 36,758 | $513.5K | 0.01% | +2,956+8.7% | Added |
| Garner Asset Management Corp | 36,293 | $507.0K | 0.19% | +40.0% | Added |
| Cetera Investment Advisers | 30,936 | $432.2K | 0.00% | −2,447−7.3% | Reduced |
| Susquehanna International Group, LLP | 30,742 | $429.5K | 0.00% | −7,352−19.3% | Reduced |
| Commonwealth Equity Services, LLC | 28,396 | $396.7K | 0.00% | −2,704−8.7% | Reduced |
| Northern Trust Corp | 25,342 | $354.0K | 0.00% | −2,097−7.6% | Reduced |
| GWM Advisors LLC | 20,460 | $285.8K | 0.00% | +1,084+5.6% | Added |
| Colony Group, LLC | 20,295 | $280.5K | 0.00% | +100+0.5% | Added |
| Janney Montgomery Scott LLC | 19,375 | $271.0K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 19,308 | $269.7K | 0.14% | −23,030−54.4% | Reduced |
| Prosperity Financial Group, Inc. | 16,000 | $223.5K | 0.08% | −3,400−17.5% | Reduced |
| Wells Fargo & Company | 14,777 | $206.4K | 0.00% | +1,500+11.3% | Added |
| State of Wyoming | 14,667 | $204.9K | 0.02% | −11,336−43.6% | Reduced |
| Private Advisor Group, LLC | 14,285 | $199.6K | 0.00% | −1,435−9.1% | Reduced |
| Jane Street Group, LLC | 14,005 | $195.7K | 0.00% | +14,005 | New |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $195.6K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,994 | $195.5K | 0.00% | −1,397−9.1% | Reduced |
| Bank of America Corp | 12,389 | $173.1K | 0.00% | +3,443+38.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 12,098 | $168.3K | 0.00% | +12,098 | New |
| Foundations Investment Advisors, LLC | 11,970 | $167.2K | 0.00% | −482−3.9% | Reduced |
| Hardy Reed LLC | 11,108 | $155.2K | 0.01% | +190+1.7% | Added |
| Sound Income Strategies, LLC | 10,740 | $151.1K | 0.01% | +10,740 | New |
| Prime Capital Investment Advisors, LLC | 10,728 | $149.9K | 0.00% | −20.0% | Reduced |
| NorthRock Partners, LLC | 10,262 | $143.4K | 0.00% | +10,262 | New |
| Abel Hall, LLC | 10,000 | $139.7K | 0.03% | +10,000 | New |
| Register Financial Advisors LLC | 9,500 | $132.7K | 0.05% | +9,500 | New |
| JPMorgan Chase & Co | 6,915 | $96.6K | 0.00% | −334−4.6% | Reduced |
| Allworth Financial LP | 5,167 | $72.2K | 0.00% | +27+0.5% | Added |
| North Star Investment Management Corp. | 5,000 | $69.8K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 3,562 | $49.8K | 0.00% | +3,562 | New |
| Steward Partners Investment Advisory, LLC | 3,000 | $41.9K | 0.00% | −600−16.7% | Reduced |
| International Assets Investment Management, LLC | 2,190 | $30.6K | 0.00% | +2,190 | New |
| Tower Research Capital LLC (TRC) | 2,046 | $28.6K | 0.00% | +1,495+271.3% | Added |
| National Bank of Canada | 2,000 | $28.0K | 0.00% | +1,000+100.0% | Added |
| Kentucky Trust Co | 2,000 | $27.9K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 1,870 | $26.1K | 0.00% | +1,870 | New |
| Ritter Daniher Financial Advisory LLC | 1,543 | $21.6K | 0.00% | +1,543 | New |
| MAI Capital Management | 1,407 | $19.7K | 0.00% | +550+64.2% | Added |
| Jones Financial Companies LLLP | 1,291 | $18.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $16.8K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,009 | $14.1K | 0.00% | +1,009 | New |
| ORG Partners LLC | 1,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 999 | $14.0K | 0.00% | −91−8.3% | Reduced |
| Comerica Bank | 950 | $13.3K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 805 | $11.2K | 0.00% | +795+7,950.0% | Added |
| Caldwell Sutter Capital, Inc. | 800 | $11.2K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 766 | $10.7K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 704 | $9.84K | 0.00% | +12+1.7% | Added |
| Pflug Koory, LLC | 675 | $9.43K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 673 | $9.40K | 0.00% | −544−44.7% | Reduced |
| Assetmark, Inc | 622 | $8.69K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.38K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 263 | $3.67K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 232 | $3.24K | 0.00% | +4+1.8% | Added |
| WealthCollab, LLC | 145 | $2.03K | 0.00% | +145 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 100 | $1.40K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 46 | $643 | 0.00% | +46 | New |
| Quadrant Capital Group LLC | 37 | $517 | 0.00% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 28 | $391 | 0.00% | −28−50.0% | Reduced |
| Harbour Investments, Inc. | 10 | $140 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 15,393 | – | – | −4,413−22.3% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −44,546−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −43,149−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −30,090−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −17,727−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,054−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,114−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −9,001−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −738−100.0% | Sold out |