Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- 0 vs. Q2 2021
- Shares held
- 4.20M
- +87.5K (+2.1%) vs. Q2 2021
- Total value
- $59.6M
- +$365.6K (+0.6%) vs. Q2 2021
- New holders
- 10
- 22 more added
- Sold out
- 10
- 25 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 500,517 | $6.94M | 0.02% | −30,582−5.8% | Reduced |
| Davenport & Co LLC | 304,716 | $4.23M | 0.03% | +17,915+6.2% | Added |
| Advisors Asset Management, Inc. | 276,348 | $3.83M | 0.06% | +40,394+17.1% | Added |
| Outfitter Financial LLC | 256,620 | $3.56M | 2.80% | −2,247−0.9% | Reduced |
| BlackRock Inc. | 245,206 | $3.40M | 0.00% | +30,122+14.0% | Added |
| Advisor Group Holdings, Inc. | 205,522 | $2.85M | 0.01% | −12,670−5.8% | Reduced |
| Legal & General Group Plc | 197,951 | $2.75M | 0.00% | −13,944−6.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 87,937 | $2.59M | 1.01% | +87,937 | New |
| PFG Advisors | 149,844 | $2.08M | 0.24% | −15,500−9.4% | Reduced |
| Blair William & Co | 144,374 | $2.00M | 0.01% | +2,485+1.8% | Added |
| Morgan Stanley | 142,789 | $1.98M | 0.00% | −19,447−12.0% | Reduced |
| Two Sigma Advisers, LP | 139,142 | $1.93M | 0.01% | +22,000+18.8% | Added |
| Aurora Private Wealth, Inc. | 132,473 | $1.84M | 0.75% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 120,575 | $1.67M | 0.16% | −850−0.7% | Reduced |
| Two Sigma Investments, LP | 117,358 | $1.63M | 0.00% | +51,748+78.9% | Added |
| LPL Financial LLC | 113,347 | $1.57M | 0.00% | +3,325+3.0% | Added |
| Mackenzie Financial Corp | 96,546 | $1.34M | 0.00% | +13,105+15.7% | Added |
| Albert D Mason Inc | 85,575 | $1.19M | 0.76% | −333−0.4% | Reduced |
| Concorde Asset Management, LLC | 85,594 | $1.19M | 0.68% | +66,089+338.8% | Added |
| International Assets Investment Management, LLC | 74,790 | $1.04M | 0.19% | 00.0% | Unchanged |
| UBS Group AG | 52,567 | $729.0K | 0.00% | +8,450+19.2% | Added |
| Susquehanna International Group, LLP | 47,333 | $657.0K | 0.00% | −5,475−10.4% | Reduced |
| Citadel Advisors LLC | 44,141 | $612.0K | 0.00% | +11,011+33.2% | Added |
| Garner Asset Management Corp | 41,322 | $573.0K | 0.27% | +30.0% | Added |
| Commonwealth Equity Services, LLC | 37,850 | $524.0K | 0.00% | −1,110−2.8% | Reduced |
| Royal Bank of Canada | 37,051 | $514.0K | 0.00% | +2,482+7.2% | Added |
| Wedbush Securities Inc | 36,560 | $507.0K | 0.02% | −4,703−11.4% | Reduced |
| Susquehanna Fundamental Investments, LLC | 36,099 | $501.0K | 0.01% | −37,354−50.9% | Reduced |
| Janney Montgomery Scott LLC | 35,544 | $493.0K | 0.00% | −12,991−26.8% | Reduced |
| Belpointe Asset Management LLC | 33,692 | $467.0K | 0.03% | +1,114+3.4% | Added |
| Virtus ETF Advisers LLC | 33,138 | $460.0K | 0.20% | −3,812−10.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 30,900 | $428.0K | 0.00% | −3,200−9.4% | Reduced |
| Raymond James & Associates | 30,246 | $420.0K | 0.00% | −267−0.9% | Reduced |
| Ameriprise Financial Inc | 24,922 | $346.0K | 0.00% | −272−1.1% | Reduced |
| ExodusPoint Capital Management, LP | 23,143 | $321.0K | 0.00% | +23,143 | New |
| Truist Financial Corp | 15,466 | $215.0K | 0.00% | −594−3.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,360 | $171.0K | 0.00% | −4,597−27.1% | Reduced |
| Jane Street Group, LLC | 12,319 | $171.0K | 0.00% | +12,319 | New |
| Wells Fargo & Company | 12,045 | $167.0K | 0.00% | +377+3.2% | Added |
| Great West Life Assurance Co | 11,931 | $167.0K | 0.00% | +1,153+10.7% | Added |
| Kestra Advisory Services, LLC | 11,533 | $160.0K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 11,546 | $160.0K | 0.00% | +11,546 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,334 | $157.0K | 0.00% | −20,315−64.2% | Reduced |
| D. E. Shaw & Co., Inc. | 11,301 | $157.0K | 0.00% | +195+1.8% | Added |
| Deutsche Bank AG | 11,264 | $156.0K | 0.00% | +7,037+166.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,937 | $152.0K | 0.00% | +10,937 | New |
| Stelac Advisory Services LLC | 8,975 | $124.0K | 0.03% | 00.0% | Unchanged |
| Simplex Trading, LLC | 5,227 | $75.0K | 0.00% | −200−3.7% | Reduced |
| American Portfolios Advisors | 5,108 | $70.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $69.0K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $57.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 3,220 | $45.0K | 0.00% | −265−7.6% | Reduced |
| Sonora Investment Management, LLC | 2,300 | $32.0K | 0.00% | −200−8.0% | Reduced |
| JPMorgan Chase & Co | 2,200 | $31.0K | 0.00% | +1,200+120.0% | Added |
| FNY Investment Advisers, LLC | 1,500 | $20.0K | 0.01% | +1,500 | New |
| Harbour Investments, Inc. | 1,010 | $14.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 929 | $13.0K | 0.00% | +929 | New |
| Antonetti Capital Management LLC | 950 | $13.0K | 0.01% | +950 | New |
| Halpern Financial, Inc. | 837 | $11.6K | 0.01% | +837 | New |
| Pflug Koory, LLC | 675 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 660 | $9.00K | 0.00% | +435+193.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.93K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 336 | $5.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 393 | $5.00K | 0.00% | +393 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 109 | $2.00K | 0.00% | +2+1.9% | Added |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 62 | $1.00K | 0.00% | −38−38.0% | Reduced |
| Institutional & Family Asset Management, LLC | 56 | $1.00K | 0.00% | +1+1.8% | Added |
| FMR LLC | 2 | $0 | 0.00% | −1−33.3% | Reduced |
| Invesco Ltd. | 0 | $0 | 0.00% | −82,177−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −33,607−100.0% | Sold out |
| Castle Rock Wealth Management, LLC | 0 | $0 | 0.00% | −13,710−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,157−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,845−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −4,969−100.0% | Sold out |
| Providence Capital Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −204−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −231−100.0% | Sold out |
| Column Capital Advisors, LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |