Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $114.1M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- +5 vs. Q1 2026
- Shares held
- 6.82M
- −112 (0.0%) vs. Q1 2026
- Total value
- $114.1M
- +$17.3M (+17.8%) vs. Q1 2026
- New holders
- 16
- 23 more added
- Sold out
- 11
- 29 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $114.1M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $125.9M |
| Q3 2025 | 88 | $125.3M |
| Q2 2025 | 85 | $120.5M |
| Q1 2025 | 86 | $71.8M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $73.9M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $77.5M |
| Q4 2023 | 92 | $63.5M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 804,098 | $12.4M | 0.01% | +212,170+35.8% | Added |
| Melia Wealth LLC | 656,313 | $10.1M | 5.84% | −413,173−38.6% | Reduced |
| UBS Group AG | 618,149 | $9.56M | 0.00% | −114,082−15.6% | Reduced |
| Two Sigma Investments, LP | 584,106 | $9.03M | 0.01% | −220,157−27.4% | Reduced |
| Cooper Creek Partners Management LLC | 576,289 | $8.91M | 0.37% | +576,289 | New |
| Union Bancaire Privee, UBP SA | 3,570 | $8.75M | 0.10% | 00.0% | Unchanged |
| Morgan Stanley | 349,848 | $5.41M | 0.00% | +11,776+3.5% | Added |
| Legal & General Group Plc | 337,067 | $5.21M | 0.00% | +36,369+12.1% | Added |
| PFG Advisors | 236,628 | $3.66M | 0.18% | −78,702−25.0% | Reduced |
| BlackRock, Inc. | 220,759 | $3.41M | 0.00% | +13,356+6.4% | Added |
| Outfitter Financial LLC | 203,370 | $3.14M | 2.20% | −1,750−0.9% | Reduced |
| LPL Financial LLC | 185,176 | $2.86M | 0.00% | −2,262−1.2% | Reduced |
| Blair William & Co | 143,679 | $2.22M | 0.01% | −2,075−1.4% | Reduced |
| Davenport & Co LLC | 142,530 | $2.20M | 0.01% | +2,668+1.9% | Added |
| Tudor Investment Corp Et Al | 120,964 | $1.87M | 0.01% | −4,245−3.4% | Reduced |
| Marshall Wace, LLP | 116,693 | $1.80M | 0.00% | +116,693 | New |
| Legacy Capital Wealth Partners, LLC | 113,833 | $1.76M | 0.34% | −5,235−4.4% | Reduced |
| Advisors Asset Management, Inc. | 104,239 | $1.61M | 0.02% | −4,734−4.3% | Reduced |
| Atlantic Union Bankshares Corp | 96,664 | $1.49M | 0.02% | −500−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 91,023 | $1.41M | 0.00% | −4,232−4.4% | Reduced |
| Baird Financial Group, Inc. | 90,300 | $1.40M | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 72,620 | $1.12M | 0.00% | +29,379+67.9% | Added |
| United Advisor Group, LLC | 72,190 | $1.12M | 0.12% | −5,422−7.0% | Reduced |
| Albert D Mason Inc | 69,455 | $1.07M | 0.61% | +1,519+2.2% | Added |
| Cassaday & Co Wealth Management LLC | 62,500 | $966.3K | 0.02% | −16,500−20.9% | Reduced |
| Royal Bank of Canada | 58,446 | $904.0K | 0.00% | +267+0.5% | Added |
| Raymond James Financial Inc | 54,244 | $838.6K | 0.00% | +6,310+13.2% | Added |
| Great West Life Assurance Co | 52,264 | $805.0K | 0.00% | +8,839+20.4% | Added |
| Cetera Investment Advisers | 42,007 | $649.4K | 0.00% | +10,354+32.7% | Added |
| Citadel Advisors LLC | 37,593 | $581.2K | 0.00% | +37,593 | New |
| Confluence Investment Management LLC | 36,982 | $571.7K | 0.01% | +36,982 | New |
| Garner Asset Management Corp | 32,493 | $502.3K | 0.16% | −2,000−5.8% | Reduced |
| Aquatic Capital Management LLC | 29,776 | $460.3K | 0.02% | +29,776 | New |
| Commonwealth Equity Services, LLC | 22,593 | $349.3K | 0.00% | −6,595−22.6% | Reduced |
| Greenwood Gearhart Inc | 22,400 | $346.3K | 0.02% | +4,500+25.1% | Added |
| Virtus Investment Advisers, Inc. | 22,223 | $343.6K | 0.08% | −18,810−45.8% | Reduced |
| Colony Group, LLC | 20,911 | $323.3K | 0.00% | +168+0.8% | Added |
| Wells Fargo & Company | 20,483 | $316.7K | 0.00% | +3,065+17.6% | Added |
| GWM Advisors LLC | 20,476 | $316.6K | 0.00% | +500+2.5% | Added |
| Ameriflex Group, Inc. | 18,858 | $291.5K | 0.12% | −500−2.6% | Reduced |
| State of Wyoming | 17,916 | $277.0K | 0.03% | +8,495+90.2% | Added |
| Janney Montgomery Scott LLC | 16,236 | $251.0K | 0.00% | −2,275−12.3% | Reduced |
| Mackenzie Financial Corp | 16,010 | $247.5K | 0.00% | +16,010 | New |
| Prosperity Financial Group, Inc. | 15,700 | $242.7K | 0.08% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 13,747 | $212.5K | 0.00% | −212−1.5% | Reduced |
| Private Advisor Group, LLC | 13,652 | $211.1K | 0.00% | −976−6.7% | Reduced |
| Creative Planning | 13,615 | $210.5K | 0.00% | +369+2.8% | Added |
| Bank of America Corp | 12,639 | $195.4K | 0.00% | +12,639 | New |
| Envestnet Asset Management Inc | 11,555 | $178.6K | 0.00% | −460−3.8% | Reduced |
| Hardy Reed LLC | 11,472 | $177.4K | 0.01% | +172+1.5% | Added |
| Sound Income Strategies, LLC | 10,456 | $161.7K | 0.01% | −284−2.6% | Reduced |
| NorthRock Partners, LLC | 10,262 | $158.7K | 0.00% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 10,258 | $158.6K | 0.00% | 00.0% | Unchanged |
| Abel Hall, LLC | 10,000 | $154.6K | 0.03% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $154.6K | 0.00% | +10,000 | New |
| Simplex Trading, LLC | 9,859 | $152.4K | 0.00% | −6,138−38.4% | Reduced |
| Register Financial Advisors LLC | 9,500 | $146.9K | 0.05% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 7,706 | $118.5K | 0.00% | +1,563+25.4% | Added |
| Allworth Financial LP | 5,176 | $80.0K | 0.00% | −20−0.4% | Reduced |
| North Star Investment Management Corp. | 5,000 | $77.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,000 | $46.4K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 2,190 | $34.3K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 2,168 | $33.5K | 0.00% | +2,168 | New |
| Kentucky Trust Co | 2,000 | $30.9K | 0.01% | 00.0% | Unchanged |
| Burk Holdings LLC | 1,706 | $26.4K | 0.01% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory LLC | 1,594 | $24.6K | 0.00% | +24+1.5% | Added |
| Jones Financial Companies LLLP | 1,388 | $21.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,218 | $18.8K | 0.00% | −249−17.0% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $18.6K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,049 | $16.2K | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 1,005 | $15.5K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 1,000 | $15.5K | 0.00% | +1,000 | New |
| Caldwell Sutter Capital, Inc. | 800 | $12.4K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 766 | $11.8K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $10.4K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 666 | $10.3K | 0.00% | +8+1.2% | Added |
| Creative Financial Designs Inc | 600 | $9.28K | 0.00% | 00.0% | Unchanged |
| Action Point Financial Planning, LLC | 586 | $9.06K | 0.00% | +586 | New |
| Tower Research Capital LLC (TRC) | 525 | $8.12K | 0.00% | −77−12.8% | Reduced |
| US Bancorp | 426 | $6.59K | 0.00% | +426 | New |
| Signaturefd, LLC | 388 | $6.00K | 0.00% | −692−64.1% | Reduced |
| Markowski Investments | 300 | $4.64K | 0.00% | +300 | New |
| Larson Financial Group LLC | 239 | $3.70K | 0.00% | +3+1.3% | Added |
| Parallel Advisors, LLC | 221 | $3.42K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.32K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 117 | $1.81K | 0.00% | −505−81.2% | Reduced |
| JNBA Financial Advisors | 111 | $1.72K | 0.00% | +111 | New |
| Oakworth Capital, Inc. | 100 | $1.57K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 45 | $696 | 0.00% | +45 | New |
| BNP Paribas Arbitrage, SA | 15 | $232 | 0.00% | +1+7.1% | Added |
| Harbour Investments, Inc. | 10 | $155 | 0.00% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 7 | $109 | 0.00% | +7 | New |
| Huntington National Bank | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −103,510−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −69,763−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −46,142−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −24,978−100.0% | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −12,116−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,572−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,017−100.0% | Sold out |