Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +5 vs. Q3 2024
- Shares held
- 5.18M
- +211.2K (+4.2%) vs. Q3 2024
- Total value
- $68.7M
- −$2.23M (−3.1%) vs. Q3 2024
- New holders
- 17
- 24 more added
- Sold out
- 12
- 27 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,044,421 | $13.8M | 7.22% | +36,298+3.6% | Added |
| Van Eck Associates Corp | 930,346 | $12.3M | 0.02% | +32,678+3.6% | Added |
| Legal & General Group Plc | 242,879 | $3.22M | 0.00% | −25,427−9.5% | Reduced |
| Morgan Stanley | 209,019 | $2.77M | 0.00% | +53,932+34.8% | Added |
| BlackRock, Inc. | 205,316 | $2.72M | 0.00% | +35,014+20.6% | Added |
| Outfitter Financial LLC | 202,595 | $2.68M | 2.15% | −700−0.3% | Reduced |
| LPL Financial LLC | 190,065 | $2.52M | 0.00% | +28,660+17.8% | Added |
| Davenport & Co LLC | 164,722 | $2.18M | 0.01% | −650−0.4% | Reduced |
| Blair William & Co | 161,745 | $2.14M | 0.01% | +4,552+2.9% | Added |
| Advisors Asset Management, Inc. | 116,766 | $1.55M | 0.03% | −42,655−26.8% | Reduced |
| Cassaday & Co Wealth Management LLC | 108,000 | $1.43M | 0.04% | +108,000 | New |
| Invesco Ltd. | 105,146 | $1.39M | 0.00% | +105,146 | New |
| PFG Advisors | 100,904 | $1.34M | 0.08% | −1,000−1.0% | Reduced |
| Legacy Capital Wealth Partners, LLC | 94,856 | $1.26M | 0.31% | −4,733−4.8% | Reduced |
| Baird Financial Group, Inc. | 91,436 | $1.21M | 0.00% | −1,411−1.5% | Reduced |
| Atlantic Union Bankshares Corp | 90,418 | $1.20M | 0.07% | +873+1.0% | Added |
| UBS Group AG | 85,775 | $1.14M | 0.00% | +54,718+176.2% | Added |
| United Advisor Group, LLC | 76,389 | $1.01M | 0.20% | +6,310+9.0% | Added |
| Royal Bank of Canada | 70,812 | $938.0K | 0.00% | −5,795−7.6% | Reduced |
| Virtus ETF Advisers LLC | 67,802 | $898.4K | 0.37% | +11,121+19.6% | Added |
| Two Sigma Investments, LP | 61,427 | $813.9K | 0.00% | −88,884−59.1% | Reduced |
| Ameriflex Group, Inc. | 51,752 | $699.2K | 0.32% | +51,752 | New |
| Albert D Mason Inc | 49,909 | $661.3K | 0.44% | −19,105−27.7% | Reduced |
| Raymond James Financial Inc | 49,095 | $650.5K | 0.00% | +49,095 | New |
| Two Sigma Advisers, LP | 46,842 | $620.7K | 0.00% | −95,300−67.0% | Reduced |
| Garner Asset Management Corp | 40,046 | $531.0K | 0.25% | −1,296−3.1% | Reduced |
| Cetera Investment Advisers | 34,612 | $458.6K | 0.00% | −2,539−6.8% | Reduced |
| Prosperity Financial Group, Inc. | 34,100 | $451.8K | 0.23% | −2,450−6.7% | Reduced |
| Commonwealth Equity Services, LLC | 34,065 | $451.0K | 0.00% | +1,365+4.2% | Added |
| Qube Research & Technologies Ltd | 33,123 | $438.9K | 0.00% | −21,938−39.8% | Reduced |
| Independent Financial Group, LLC | 32,353 | $428.7K | 0.01% | +1,548+5.0% | Added |
| Millennium Management LLC | 31,017 | $411.0K | 0.00% | +31,017 | New |
| Great West Life Assurance Co | 29,726 | $394.0K | 0.00% | −3,477−10.5% | Reduced |
| Advisor Group Holdings, Inc. | 29,216 | $387.1K | 0.00% | +8,288+39.6% | Added |
| Northern Trust Corp | 27,200 | $360.4K | 0.00% | +4,945+22.2% | Added |
| Virtu Financial LLC | 23,771 | $315.0K | 0.02% | +23,771 | New |
| Janney Montgomery Scott LLC | 20,361 | $270.0K | 0.00% | −1,591−7.2% | Reduced |
| Envestnet Asset Management Inc | 20,321 | $269.3K | 0.00% | −2,362−10.4% | Reduced |
| Union Bancaire Privee, UBP SA | 18,847 | $249.7K | 0.00% | +18,847 | New |
| GWM Advisors LLC | 18,476 | $244.8K | 0.00% | +16,426+801.3% | Added |
| D. E. Shaw & Co., Inc. | 17,634 | $233.7K | 0.00% | +17,634 | New |
| Private Advisor Group, LLC | 15,573 | $206.3K | 0.00% | −9,228−37.2% | Reduced |
| Susquehanna International Group, LLP | 14,973 | $198.4K | 0.00% | −20,378−57.6% | Reduced |
| Sound Income Strategies, LLC | 14,646 | $194.1K | 0.01% | −823−5.3% | Reduced |
| Aquatic Capital Management LLC | 13,028 | $172.6K | 0.00% | +13,028 | New |
| Cornerstone Wealth Management, LLC | 10,228 | $135.5K | 0.01% | +10,228 | New |
| Wells Fargo & Company | 9,190 | $121.8K | 0.00% | −1,000−9.8% | Reduced |
| State of Wyoming | 7,959 | $105.5K | 0.01% | +7,959 | New |
| Simplex Trading, LLC | 6,759 | $89.0K | 0.00% | +6,312+1,412.1% | Added |
| North Star Investment Management Corp. | 5,000 | $66.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,000 | $39.8K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,994 | $39.7K | 0.00% | +471+18.7% | Added |
| Citigroup Inc | 2,019 | $26.8K | 0.00% | +459+29.4% | Added |
| Kentucky Trust Co | 2,000 | $26.5K | 0.02% | +2,000 | New |
| JPMorgan Chase & Co | 1,761 | $23.3K | 0.00% | +1,724+4,659.5% | Added |
| BNP Paribas Arbitrage, SA | 1,700 | $22.5K | 0.00% | +1,700 | New |
| EverSource Wealth Advisors, LLC | 1,200 | $15.9K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,198 | $15.9K | 0.00% | −254−17.5% | Reduced |
| National Bank of Canada | 1,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 930 | $12.3K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $10.6K | 0.00% | −3,678−82.1% | Reduced |
| Pflug Koory, LLC | 675 | $8.94K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $7.95K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 557 | $7.38K | 0.00% | +557 | New |
| Federation des caisses Desjardins du Quebec | 500 | $6.63K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 491 | $6.51K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 455 | $6.03K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 287 | $3.80K | 0.00% | +13+4.7% | Added |
| Parallel Advisors, LLC | 245 | $3.25K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 216 | $2.87K | 0.00% | +3+1.4% | Added |
| Proequities, Inc. | 100 | $1.33K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 90 | $1.00K | 0.00% | +2+2.3% | Added |
| Allworth Financial LP | 58 | $774 | 0.00% | +44+314.3% | Added |
| Morton Brown Family Wealth, LLC | 52 | $689 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 43 | $570 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 43 | $570 | 0.00% | +43 | New |
| Quadrant Capital Group LLC | 37 | $491 | 0.00% | −1,724−97.9% | Reduced |
| Tower Research Capital LLC (TRC) | 25 | $331 | 0.00% | +1+4.2% | Added |
| Harbour Investments, Inc. | 10 | $133 | 0.00% | 00.0% | Unchanged |
| Transce3nd, LLC | 9 | $119 | 0.00% | +9 | New |
| Northwestern Mutual Wealth Management Co | 8 | $106 | 0.00% | −792−99.0% | Reduced |
| RE Dickinson Investment Advisors, LLC | 8 | $100 | 0.00% | +8 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $67 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 1 | $15 | 0.00% | −1−50.0% | Reduced |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −41,913−100.0% | Sold out |
| Johnson Investment Counsel Inc | 0 | $0 | 0.00% | −21,792−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,527−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −16,531−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −13,288−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −11,599−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −6,416−100.0% | Sold out |
| Northwest Financial Advisors | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| Bullock Wealth Management Group | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −31,646−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |