Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +5 vs. Q3 2024
- Shares held
- 5.18M
- +211.2K (+4.2%) vs. Q3 2024
- Total value
- $68.7M
- −$2.23M (−3.1%) vs. Q3 2024
- New holders
- 17
- 24 more added
- Sold out
- 12
- 27 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 1 | $15 | 0.00% | −1−50.0% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5 | $67 | 0.00% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 8 | $100 | 0.00% | +8 | New |
| Northwestern Mutual Wealth Management Co | 8 | $106 | 0.00% | −792−99.0% | Reduced |
| Transce3nd, LLC | 9 | $119 | 0.00% | +9 | New |
| Harbour Investments, Inc. | 10 | $133 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 25 | $331 | 0.00% | +1+4.2% | Added |
| Quadrant Capital Group LLC | 37 | $491 | 0.00% | −1,724−97.9% | Reduced |
| FMR LLC | 43 | $570 | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 43 | $570 | 0.00% | +43 | New |
| Morton Brown Family Wealth, LLC | 52 | $689 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 58 | $774 | 0.00% | +44+314.3% | Added |
| Valley National Advisers Inc | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 90 | $1.00K | 0.00% | +2+2.3% | Added |
| Proequities, Inc. | 100 | $1.33K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 216 | $2.87K | 0.00% | +3+1.4% | Added |
| Parallel Advisors, LLC | 245 | $3.25K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 287 | $3.80K | 0.00% | +13+4.7% | Added |
| JNBA Financial Advisors | 455 | $6.03K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 491 | $6.51K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.63K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 557 | $7.38K | 0.00% | +557 | New |
| Creative Financial Designs Inc | 600 | $7.95K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $8.94K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $10.6K | 0.00% | −3,678−82.1% | Reduced |
| Bryn Mawr Trust Co | 930 | $12.3K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $13.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,198 | $15.9K | 0.00% | −254−17.5% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $15.9K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,700 | $22.5K | 0.00% | +1,700 | New |
| JPMorgan Chase & Co | 1,761 | $23.3K | 0.00% | +1,724+4,659.5% | Added |
| Kentucky Trust Co | 2,000 | $26.5K | 0.02% | +2,000 | New |
| Citigroup Inc | 2,019 | $26.8K | 0.00% | +459+29.4% | Added |
| Bank of America Corp | 2,994 | $39.7K | 0.00% | +471+18.7% | Added |
| Steward Partners Investment Advisory, LLC | 3,000 | $39.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $66.3K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 6,759 | $89.0K | 0.00% | +6,312+1,412.1% | Added |
| State of Wyoming | 7,959 | $105.5K | 0.01% | +7,959 | New |
| Wells Fargo & Company | 9,190 | $121.8K | 0.00% | −1,000−9.8% | Reduced |
| Cornerstone Wealth Management, LLC | 10,228 | $135.5K | 0.01% | +10,228 | New |
| Aquatic Capital Management LLC | 13,028 | $172.6K | 0.00% | +13,028 | New |
| Sound Income Strategies, LLC | 14,646 | $194.1K | 0.01% | −823−5.3% | Reduced |
| Susquehanna International Group, LLP | 14,973 | $198.4K | 0.00% | −20,378−57.6% | Reduced |
| Private Advisor Group, LLC | 15,573 | $206.3K | 0.00% | −9,228−37.2% | Reduced |
| D. E. Shaw & Co., Inc. | 17,634 | $233.7K | 0.00% | +17,634 | New |
| GWM Advisors LLC | 18,476 | $244.8K | 0.00% | +16,426+801.3% | Added |
| Union Bancaire Privee, UBP SA | 18,847 | $249.7K | 0.00% | +18,847 | New |
| Envestnet Asset Management Inc | 20,321 | $269.3K | 0.00% | −2,362−10.4% | Reduced |
| Janney Montgomery Scott LLC | 20,361 | $270.0K | 0.00% | −1,591−7.2% | Reduced |
| Virtu Financial LLC | 23,771 | $315.0K | 0.02% | +23,771 | New |
| Northern Trust Corp | 27,200 | $360.4K | 0.00% | +4,945+22.2% | Added |
| Advisor Group Holdings, Inc. | 29,216 | $387.1K | 0.00% | +8,288+39.6% | Added |
| Great West Life Assurance Co | 29,726 | $394.0K | 0.00% | −3,477−10.5% | Reduced |
| Millennium Management LLC | 31,017 | $411.0K | 0.00% | +31,017 | New |
| Independent Financial Group, LLC | 32,353 | $428.7K | 0.01% | +1,548+5.0% | Added |
| Qube Research & Technologies Ltd | 33,123 | $438.9K | 0.00% | −21,938−39.8% | Reduced |
| Commonwealth Equity Services, LLC | 34,065 | $451.0K | 0.00% | +1,365+4.2% | Added |
| Prosperity Financial Group, Inc. | 34,100 | $451.8K | 0.23% | −2,450−6.7% | Reduced |
| Cetera Investment Advisers | 34,612 | $458.6K | 0.00% | −2,539−6.8% | Reduced |
| Garner Asset Management Corp | 40,046 | $531.0K | 0.25% | −1,296−3.1% | Reduced |
| Two Sigma Advisers, LP | 46,842 | $620.7K | 0.00% | −95,300−67.0% | Reduced |
| Raymond James Financial Inc | 49,095 | $650.5K | 0.00% | +49,095 | New |
| Albert D Mason Inc | 49,909 | $661.3K | 0.44% | −19,105−27.7% | Reduced |
| Ameriflex Group, Inc. | 51,752 | $699.2K | 0.32% | +51,752 | New |
| Two Sigma Investments, LP | 61,427 | $813.9K | 0.00% | −88,884−59.1% | Reduced |
| Virtus ETF Advisers LLC | 67,802 | $898.4K | 0.37% | +11,121+19.6% | Added |
| Royal Bank of Canada | 70,812 | $938.0K | 0.00% | −5,795−7.6% | Reduced |
| United Advisor Group, LLC | 76,389 | $1.01M | 0.20% | +6,310+9.0% | Added |
| UBS Group AG | 85,775 | $1.14M | 0.00% | +54,718+176.2% | Added |
| Atlantic Union Bankshares Corp | 90,418 | $1.20M | 0.07% | +873+1.0% | Added |
| Baird Financial Group, Inc. | 91,436 | $1.21M | 0.00% | −1,411−1.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 94,856 | $1.26M | 0.31% | −4,733−4.8% | Reduced |
| PFG Advisors | 100,904 | $1.34M | 0.08% | −1,000−1.0% | Reduced |
| Invesco Ltd. | 105,146 | $1.39M | 0.00% | +105,146 | New |
| Cassaday & Co Wealth Management LLC | 108,000 | $1.43M | 0.04% | +108,000 | New |
| Advisors Asset Management, Inc. | 116,766 | $1.55M | 0.03% | −42,655−26.8% | Reduced |
| Blair William & Co | 161,745 | $2.14M | 0.01% | +4,552+2.9% | Added |
| Davenport & Co LLC | 164,722 | $2.18M | 0.01% | −650−0.4% | Reduced |
| LPL Financial LLC | 190,065 | $2.52M | 0.00% | +28,660+17.8% | Added |
| Outfitter Financial LLC | 202,595 | $2.68M | 2.15% | −700−0.3% | Reduced |
| BlackRock, Inc. | 205,316 | $2.72M | 0.00% | +35,014+20.6% | Added |
| Morgan Stanley | 209,019 | $2.77M | 0.00% | +53,932+34.8% | Added |
| Legal & General Group Plc | 242,879 | $3.22M | 0.00% | −25,427−9.5% | Reduced |
| Van Eck Associates Corp | 930,346 | $12.3M | 0.02% | +32,678+3.6% | Added |
| Melia Wealth LLC | 1,044,421 | $13.8M | 7.22% | +36,298+3.6% | Added |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −41,913−100.0% | Sold out |
| Johnson Investment Counsel Inc | 0 | $0 | 0.00% | −21,792−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,527−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −16,531−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −13,288−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −11,599−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −6,416−100.0% | Sold out |
| Northwest Financial Advisors | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −850−100.0% | Sold out |
| Bullock Wealth Management Group | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −31,646−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |