Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +4 vs. Q2 2025
- Shares held
- 6.12M
- +568.3K (+10.2%) vs. Q2 2025
- Total value
- $84.4M
- +$5.36M (+6.8%) vs. Q2 2025
- New holders
- 16
- 30 more added
- Sold out
- 12
- 22 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,197,594 | $16.6M | 7.25% | +64,564+5.7% | Added |
| Van Eck Associates Corp | 854,730 | $11.8M | 0.01% | +18,089+2.2% | Added |
| UBS Group AG | 484,848 | $6.70M | 0.00% | +229,192+89.6% | Added |
| Morgan Stanley | 317,936 | $4.39M | 0.00% | +31,541+11.0% | Added |
| BlackRock, Inc. | 315,598 | $4.36M | 0.00% | +64,397+25.6% | Added |
| Marshall Wace, LLP | 295,342 | $4.08M | 0.00% | +265,370+885.4% | Added |
| Legal & General Group Plc | 222,547 | $3.08M | 0.00% | −20,053−8.3% | Reduced |
| Outfitter Financial LLC | 201,895 | $2.79M | 2.26% | −400−0.2% | Reduced |
| LPL Financial LLC | 195,758 | $2.71M | 0.00% | +7,565+4.0% | Added |
| Blair William & Co | 164,914 | $2.28M | 0.01% | −4,657−2.7% | Reduced |
| Davenport & Co LLC | 135,262 | $1.87M | 0.01% | 00.0% | Unchanged |
| Cassaday & Co Wealth Management LLC | 128,000 | $1.77M | 0.04% | +15,500+13.8% | Added |
| Advisors Asset Management, Inc. | 113,832 | $1.57M | 0.03% | −1,033−0.9% | Reduced |
| Legacy Capital Wealth Partners, LLC | 101,206 | $1.40M | 0.30% | −1,051−1.0% | Reduced |
| Atlantic Union Bankshares Corp | 99,789 | $1.38M | 0.03% | +14,176+16.6% | Added |
| PFG Advisors | 99,744 | $1.38M | 0.06% | −660−0.7% | Reduced |
| Baird Financial Group, Inc. | 90,800 | $1.25M | 0.00% | 00.0% | Unchanged |
| United Advisor Group, LLC | 78,434 | $1.08M | 0.15% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 70,254 | $970.9K | 0.28% | +16,486+30.7% | Added |
| Royal Bank of Canada | 63,227 | $874.0K | 0.00% | −14,640−18.8% | Reduced |
| Invesco Ltd. | 59,447 | $821.6K | 0.00% | +7,969+15.5% | Added |
| Albert D Mason Inc | 51,013 | $705.0K | 0.46% | +2,957+6.2% | Added |
| Great West Life Assurance Co | 48,371 | $666.0K | 0.00% | +11,133+29.9% | Added |
| Millennium Management LLC | 44,546 | $615.6K | 0.00% | −124,651−73.7% | Reduced |
| Raymond James Financial Inc | 43,953 | $607.4K | 0.00% | +3,096+7.6% | Added |
| D. E. Shaw & Co., Inc. | 43,149 | $596.3K | 0.00% | +43,149 | New |
| Ameriflex Group, Inc. | 42,338 | $585.1K | 0.22% | +42,338 | New |
| Susquehanna International Group, LLP | 38,094 | $526.5K | 0.00% | +5,939+18.5% | Added |
| Garner Asset Management Corp | 36,289 | $501.5K | 0.20% | −516−1.4% | Reduced |
| Independent Financial Group, LLC | 33,802 | $467.1K | 0.01% | +716+2.2% | Added |
| Cetera Investment Advisers | 33,383 | $461.4K | 0.00% | +2,702+8.8% | Added |
| Commonwealth Equity Services, LLC | 31,100 | $430.0K | 0.00% | −5,533−15.1% | Reduced |
| Magnetar Financial LLC | 30,090 | $415.8K | 0.00% | +30,090 | New |
| Northern Trust Corp | 27,439 | $379.2K | 0.00% | +2,585+10.4% | Added |
| State of Wyoming | 26,003 | $359.4K | 0.04% | +13,970+116.1% | Added |
| Colony Group, LLC | 20,195 | $279.1K | 0.00% | +340+1.7% | Added |
| Prosperity Financial Group, Inc. | 19,400 | $268.1K | 0.10% | −5,300−21.5% | Reduced |
| Janney Montgomery Scott LLC | 19,375 | $268.0K | 0.00% | +19,375 | New |
| GWM Advisors LLC | 19,376 | $267.8K | 0.00% | −250−1.3% | Reduced |
| Advisor Group Holdings, Inc. | 17,844 | $250.9K | 0.00% | −6,984−28.1% | Reduced |
| Oxford Asset Management LLP | 17,727 | $245.0K | 0.08% | +17,727 | New |
| Private Advisor Group, LLC | 15,720 | $217.3K | 0.00% | −31−0.2% | Reduced |
| Envestnet Asset Management Inc | 15,391 | $212.7K | 0.00% | −1,403−8.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $193.5K | 0.00% | +14,000 | New |
| Wells Fargo & Company | 13,277 | $183.5K | 0.00% | +1,170+9.7% | Added |
| Foundations Investment Advisors, LLC | 12,452 | $172.1K | 0.00% | −2,958−19.2% | Reduced |
| Verition Fund Management LLC | 11,054 | $152.8K | 0.00% | +11,054 | New |
| Hardy Reed LLC | 10,918 | $150.9K | 0.01% | +185+1.7% | Added |
| Prime Capital Investment Advisors, LLC | 10,730 | $148.3K | 0.00% | +10,730 | New |
| Mariner, LLC | 10,114 | $139.8K | 0.00% | +10,114 | New |
| Geneos Wealth Management Inc. | 9,001 | $124.4K | 0.00% | +152+1.7% | Added |
| Bank of America Corp | 8,946 | $123.6K | 0.00% | +6,542+272.1% | Added |
| JPMorgan Chase & Co | 7,249 | $100.2K | 0.00% | +1,945+36.7% | Added |
| Allworth Financial LP | 5,140 | $71.0K | 0.00% | +110+2.2% | Added |
| North Star Investment Management Corp. | 5,000 | $69.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,600 | $49.8K | 0.00% | 00.0% | Unchanged |
| Kentucky Trust Co | 2,000 | $27.6K | 0.01% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,291 | $17.8K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,217 | $16.8K | 0.00% | −4,147−77.3% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $16.6K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,090 | $15.1K | 0.00% | −232−17.5% | Reduced |
| ORG Partners LLC | 1,000 | $13.8K | 0.00% | +1,000 | New |
| National Bank of Canada | 1,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 950 | $13.1K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 857 | $11.8K | 0.00% | −14−1.6% | Reduced |
| Caldwell Sutter Capital, Inc. | 800 | $11.1K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 766 | $10.6K | 0.00% | +766 | New |
| Quarry LP | 738 | $10.2K | 0.00% | +737+73,700.0% | Added |
| Simplex Trading, LLC | 747 | $10.0K | 0.00% | +747 | New |
| Sunbelt Securities, Inc. | 692 | $9.57K | 0.00% | +692 | New |
| Pflug Koory, LLC | 675 | $9.33K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 622 | $8.60K | 0.00% | −223−26.4% | Reduced |
| Creative Financial Designs Inc | 600 | $8.29K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 551 | $7.62K | 0.00% | −420−43.3% | Reduced |
| Parallel Advisors, LLC | 263 | $3.63K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 228 | $3.15K | 0.00% | +4+1.8% | Added |
| Wealthspire Advisors, LLC | 180 | $2.48K | 0.00% | +180 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 100 | $1.38K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 95 | $1.00K | 0.00% | +2+2.2% | Added |
| Exchange Traded Concepts, LLC | 56 | $774 | 0.00% | −1,845−97.1% | Reduced |
| Quadrant Capital Group LLC | 37 | $512 | 0.00% | +37 | New |
| Advisory Services Network, LLC | 15 | $202 | 0.00% | +15 | New |
| Harbour Investments, Inc. | 10 | $138 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $138 | 0.00% | +9+900.0% | Added |
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | 0 | Unchanged |
| Union Bancaire Privee, UBP SA | 19,806 | – | – | 00.0% | Unchanged |
| HRT Financial LP | 0 | $0 | 0.00% | −57,501−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −56,075−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −42,227−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,193−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,592−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −10,602−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −10,479−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −7,392−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −884−100.0% | Sold out |
| Mid-American Wealth Advisory Group, Inc. | 0 | $0 | 0.00% | −401−100.0% | Sold out |
| Transce3nd, LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |