Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +6 vs. Q1 2024
- Shares held
- 5.47M
- +245.9K (+4.7%) vs. Q1 2024
- Total value
- $76.4M
- +$2.13M (+2.9%) vs. Q1 2024
- New holders
- 15
- 28 more added
- Sold out
- 9
- 26 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 969,186 | $13.5M | 7.39% | +23,647+2.5% | Added |
| Van Eck Associates Corp | 845,074 | $11.8M | 0.02% | +140,723+20.0% | Added |
| Legal & General Group Plc | 292,690 | $4.09M | 0.00% | +16,400+5.9% | Added |
| Two Sigma Advisers, LP | 239,842 | $3.35M | 0.01% | +18,300+8.3% | Added |
| Two Sigma Investments, LP | 215,100 | $3.01M | 0.01% | −9,234−4.1% | Reduced |
| Outfitter Financial LLC | 207,520 | $2.90M | 2.42% | −250.0% | Reduced |
| Marshall Wace, LLP | 181,454 | $2.54M | 0.00% | −58,847−24.5% | Reduced |
| BlackRock Inc. | 177,548 | $2.48M | 0.00% | +412+0.2% | Added |
| Davenport & Co LLC | 174,842 | $2.44M | 0.02% | −32,000−15.5% | Reduced |
| Blair William & Co | 156,333 | $2.19M | 0.01% | +1,469+0.9% | Added |
| LPL Financial LLC | 153,266 | $2.14M | 0.00% | +197+0.1% | Added |
| Advisors Asset Management, Inc. | 142,212 | $1.99M | 0.04% | −20,275−12.5% | Reduced |
| Morgan Stanley | 128,107 | $1.79M | 0.00% | +15,014+13.3% | Added |
| Legacy Capital Wealth Partners, LLC | 101,956 | $1.43M | 0.36% | +101,956 | New |
| PFG Advisors | 101,904 | $1.42M | 0.10% | −1,400−1.4% | Reduced |
| Baird Financial Group, Inc. | 92,347 | $1.29M | 0.00% | −10.0% | Reduced |
| Atlantic Union Bankshares Corp | 89,545 | $1.25M | 0.08% | −513−0.6% | Reduced |
| Susquehanna International Group, LLP | 79,768 | $1.12M | 0.00% | −792−1.0% | Reduced |
| Royal Bank of Canada | 70,046 | $980.0K | 0.00% | −2,360−3.3% | Reduced |
| United Advisor Group, LLC | 68,798 | $961.8K | 0.30% | +9,352+15.7% | Added |
| Albert D Mason Inc | 68,611 | $959.2K | 0.65% | +70+0.1% | Added |
| Qube Research & Technologies Ltd | 63,966 | $894.2K | 0.00% | +30,925+93.6% | Added |
| Virtus ETF Advisers LLC | 61,870 | $864.9K | 0.42% | +21,595+53.6% | Added |
| Millennium Management LLC | 55,195 | $771.6K | 0.00% | −54,190−49.5% | Reduced |
| Raymond James & Associates | 47,010 | $657.2K | 0.00% | −1,002−2.1% | Reduced |
| Garner Asset Management Corp | 41,338 | $578.0K | 0.28% | +50.0% | Added |
| Invesco Ltd. | 40,418 | $565.0K | 0.00% | +40,418 | New |
| UBS Group AG | 36,552 | $511.0K | 0.00% | +1,895+5.5% | Added |
| Commonwealth Equity Services, LLC | 36,251 | $507.0K | 0.00% | +636+1.8% | Added |
| Prosperity Financial Group, Inc. | 36,150 | $505.4K | 0.32% | −650−1.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 33,200 | $464.1K | 0.00% | +33,200 | New |
| Great West Life Assurance Co | 31,263 | $437.0K | 0.00% | +1,279+4.3% | Added |
| Wedbush Securities Inc | 28,726 | $402.0K | 0.01% | +233+0.8% | Added |
| Independent Financial Group, LLC | 26,984 | $377.2K | 0.02% | +7,472+38.3% | Added |
| Sound Income Strategies, LLC | 23,871 | $333.7K | 0.02% | −3,892−14.0% | Reduced |
| Advisor Group Holdings, Inc. | 23,224 | $324.7K | 0.00% | +3,164+15.8% | Added |
| Private Advisor Group, LLC | 23,192 | $324.2K | 0.00% | −2,449−9.6% | Reduced |
| Envestnet Asset Management Inc | 22,198 | $310.3K | 0.00% | +22,198 | New |
| Johnson Investment Counsel Inc | 21,792 | $304.7K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 20,500 | $286.6K | 0.00% | −49,965−70.9% | Reduced |
| Janney Montgomery Scott LLC | 19,450 | $272.0K | 0.00% | −3,609−15.7% | Reduced |
| Cetera Investment Advisers | 18,673 | $261.0K | 0.00% | +18,673 | New |
| Natixis | 15,192 | $212.4K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,722 | $205.8K | 0.00% | +725+5.2% | Added |
| Castle Rock Wealth Management, LLC | 14,375 | $202.1K | 0.05% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 14,296 | $200.6K | 0.01% | +14,296 | New |
| Goldman Sachs Group Inc | 13,401 | $187.3K | 0.00% | +13,401 | New |
| Drive Wealth Management, LLC | 12,712 | $174.0K | 0.05% | +12,712 | New |
| Mercer Global Advisors Inc | 12,226 | $170.9K | 0.00% | −724−5.6% | Reduced |
| Captrust Financial Advisors | 12,000 | $167.8K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,648 | $148.9K | 0.00% | +5,800+119.6% | Added |
| Evergreen Capital Management LLC | 10,373 | $145.0K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 10,150 | $141.9K | 0.00% | +10,150 | New |
| Cornerstone Wealth Management, LLC | 10,123 | $141.5K | 0.01% | +10,123 | New |
| State of Wyoming | 8,900 | $124.4K | 0.02% | +417+4.9% | Added |
| North Star Investment Management Corp. | 5,000 | $69.9K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,908 | $68.6K | 0.03% | −8,652−63.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,000 | $41.9K | 0.00% | +3,000 | New |
| Creekmur Asset Management LLC | 2,730 | $38.2K | 0.01% | −873−24.2% | Reduced |
| Quantbot Technologies LP | 2,694 | $37.7K | 0.00% | +2,694 | New |
| Bank of America Corp | 2,527 | $35.3K | 0.00% | −1,662−39.7% | Reduced |
| Signaturefd, LLC | 2,454 | $34.3K | 0.00% | +67+2.8% | Added |
| Quadrant Capital Group LLC | 2,415 | $33.8K | 0.00% | −199−7.6% | Reduced |
| International Assets Investment Management, LLC | 2,190 | $30.6K | 0.00% | −8,135−78.8% | Reduced |
| GWM Advisors LLC | 2,050 | $28.7K | 0.00% | +1,400+215.4% | Added |
| Citigroup Inc | 1,323 | $18.5K | 0.00% | +429+48.0% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $16.8K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,131 | $15.0K | 0.00% | −39−3.3% | Reduced |
| National Bank of Canada | 1,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 850 | $11.9K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.39K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 559 | $7.82K | 0.00% | −276−33.1% | Reduced |
| Federation des caisses Desjardins du Quebec | 500 | $6.99K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 307 | $4.29K | 0.00% | +307 | New |
| Parallel Advisors, LLC | 245 | $3.42K | 0.00% | −90−26.9% | Reduced |
| Larson Financial Group LLC | 209 | $2.92K | 0.00% | +5+2.5% | Added |
| ICA Group Wealth Management, LLC | 200 | $2.80K | 0.00% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 150 | $2.10K | 0.00% | +150 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.40K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 77 | $1.07K | 0.00% | +2+2.7% | Added |
| FMR LLC | 64 | $895 | 0.00% | +62+3,100.0% | Added |
| Harbour Investments, Inc. | 10 | $140 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 35 | $0 | 0.00% | +35 | New |
| Trexquant Investment LP | 0 | $0 | 0.00% | −19,780−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −17,137−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,938−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −12,765−100.0% | Sold out |
| Monograph Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,294−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −923−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Pflug Koory, LLC | – | – | – | – | Not filed |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |