Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +17 vs. Q3 2023
- Shares held
- 4.39M
- +333.0K (+8.2%) vs. Q3 2023
- Total value
- $62.1M
- +$10.4M (+20.1%) vs. Q3 2023
- New holders
- 25
- 32 more added
- Sold out
- 8
- 19 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 618,560 | $8.75M | 0.02% | +58,934+10.5% | Added |
| Two Sigma Investments, LP | 300,646 | $4.25M | 0.01% | +131,009+77.2% | Added |
| Two Sigma Advisers, LP | 260,242 | $3.68M | 0.01% | +98,800+61.2% | Added |
| Legal & General Group Plc | 257,435 | $3.64M | 0.00% | +15,869+6.6% | Added |
| Outfitter Financial LLC | 213,795 | $3.03M | 2.64% | −1,000−0.5% | Reduced |
| Davenport & Co LLC | 207,842 | $2.94M | 0.02% | −7,599−3.5% | Reduced |
| BlackRock Inc. | 172,783 | $2.44M | 0.00% | +28,885+20.1% | Added |
| LPL Financial LLC | 165,841 | $2.35M | 0.00% | −20,722−11.1% | Reduced |
| Blair William & Co | 154,529 | $2.19M | 0.01% | +1,100+0.7% | Added |
| Advisors Asset Management, Inc. | 152,469 | $2.16M | 0.04% | −61,772−28.8% | Reduced |
| Marshall Wace, LLP | 147,318 | $2.08M | 0.00% | +135,627+1,160.1% | Added |
| Millennium Management LLC | 145,386 | $2.06M | 0.00% | +53,287+57.9% | Added |
| PFG Advisors | 103,804 | $1.47M | 0.12% | −21,350−17.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 102,491 | $1.45M | 0.41% | +5,047+5.2% | Added |
| Baird Financial Group, Inc. | 100,936 | $1.43M | 0.00% | −2,238−2.2% | Reduced |
| Morgan Stanley | 97,248 | $1.38M | 0.00% | +13,989+16.8% | Added |
| Atlantic Union Bankshares Corp | 92,258 | $1.31M | 0.12% | −800−0.9% | Reduced |
| Royal Bank of Canada | 71,618 | $1.01M | 0.00% | +612+0.9% | Added |
| Albert D Mason Inc | 67,837 | $960.0K | 0.64% | −224−0.3% | Reduced |
| Citadel Advisors LLC | 51,647 | $730.8K | 0.00% | −38,578−42.8% | Reduced |
| Raymond James & Associates | 49,600 | $701.8K | 0.00% | +22,173+80.8% | Added |
| Susquehanna International Group, LLP | 44,877 | $635.0K | 0.00% | +23,129+106.4% | Added |
| D. E. Shaw & Co., Inc. | 42,979 | $608.2K | 0.00% | +42,979 | New |
| Commonwealth Equity Services, LLC | 38,658 | $547.0K | 0.00% | +265+0.7% | Added |
| Prosperity Financial Group, Inc. | 37,050 | $524.3K | 0.36% | 00.0% | Unchanged |
| Winton Group Ltd | 36,871 | $521.7K | 0.04% | +7,881+27.2% | Added |
| Garner Asset Management Corp | 37,882 | $511.2K | 0.26% | −3,809−9.1% | Reduced |
| United Advisor Group, LLC | 35,427 | $502.0K | 0.61% | +35,427 | New |
| Sound Income Strategies, LLC | 31,123 | $440.4K | 0.04% | +31,123 | New |
| UBS Group AG | 30,795 | $435.8K | 0.00% | −1,908−5.8% | Reduced |
| Wedbush Securities Inc | 30,265 | $428.0K | 0.02% | +1,088+3.7% | Added |
| Great West Life Assurance Co | 30,313 | $425.0K | 0.00% | −2,972−8.9% | Reduced |
| Private Advisor Group, LLC | 25,674 | $363.3K | 0.00% | +9,504+58.8% | Added |
| Janney Montgomery Scott LLC | 23,833 | $337.0K | 0.00% | −961−3.9% | Reduced |
| Johnson Investment Counsel Inc | 22,582 | $319.5K | 0.00% | +790+3.6% | Added |
| Virtus ETF Advisers LLC | 21,997 | $311.3K | 0.20% | −15,634−41.5% | Reduced |
| Advisor Group Holdings, Inc. | 21,466 | $303.8K | 0.00% | −169,399−88.8% | Reduced |
| Jump Financial, LLC | 20,800 | $294.3K | 0.01% | +20,800 | New |
| Raymond James Financial Services Advisors, Inc. | 17,453 | $247.0K | 0.00% | +17,453 | New |
| Independent Financial Group, LLC | 17,164 | $242.9K | 0.01% | +2,239+15.0% | Added |
| Goldman Sachs Group Inc | 16,812 | $237.9K | 0.00% | +3,495+26.2% | Added |
| Strategic Financial Concepts, LLC | 15,439 | $218.5K | 0.13% | +15,439 | New |
| Natixis | 15,192 | $215.0K | 0.00% | 00.0% | Unchanged |
| Castle Rock Wealth Management, LLC | 14,175 | $209.2K | 0.06% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 14,898 | $207.4K | 0.00% | +4,793+47.4% | Added |
| Caldwell Sutter Capital, Inc. | 13,965 | $197.6K | 0.10% | −307−2.2% | Reduced |
| Boothbay Fund Management, LLC | 13,930 | $197.1K | 0.01% | +13,930 | New |
| State of Wyoming | 13,925 | $197.0K | 0.04% | +2,941+26.8% | Added |
| ExodusPoint Capital Management, LP | 12,919 | $183.0K | 0.00% | +12,919 | New |
| Quantbot Technologies LP | 12,805 | $181.2K | 0.01% | +12,805 | New |
| Captrust Financial Advisors | 12,000 | $169.8K | 0.00% | +371+3.2% | Added |
| Mercer Global Advisors Inc | 11,849 | $168.0K | 0.00% | +11,849 | New |
| Trexquant Investment LP | 10,675 | $151.1K | 0.00% | +10,675 | New |
| Wells Fargo & Company | 10,647 | $150.7K | 0.00% | −543−4.9% | Reduced |
| AE Wealth Management LLC | 10,172 | $147.4K | 0.00% | +10,172 | New |
| International Assets Investment Management, LLC | 10,190 | $144.2K | 0.02% | +10,190 | New |
| Truist Financial Corp | 10,000 | $141.5K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 8,090 | $114.5K | 0.00% | +1,472+22.2% | Added |
| Creekmur Asset Management LLC | 7,403 | $104.8K | 0.03% | +7,403 | New |
| Quarry LP | 5,970 | $84.5K | 0.04% | +5,970 | New |
| North Star Investment Management Corp. | 5,000 | $70.8K | 0.01% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 4,752 | $67.2K | 0.06% | +4,752 | New |
| JPMorgan Chase & Co | 4,245 | $60.1K | 0.00% | +3,726+717.9% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $57.9K | 0.01% | 00.0% | Unchanged |
| Northwest Financial Advisors | 4,000 | $56.6K | 0.05% | +4,000 | New |
| BNP Paribas Arbitrage, SA | 3,469 | $49.1K | 0.00% | +3,469 | New |
| Bank of America Corp | 2,797 | $39.6K | 0.00% | +362+14.9% | Added |
| Quadrant Capital Group LLC | 2,777 | $39.3K | 0.00% | −418−13.1% | Reduced |
| Signaturefd, LLC | 2,772 | $39.2K | 0.00% | +2,383+612.6% | Added |
| Frazier Financial Advisors, LLC | 1,500 | $21.2K | 0.02% | +1,500 | New |
| EverSource Wealth Advisors, LLC | 1,200 | $17.0K | 0.00% | −333−21.7% | Reduced |
| Simplex Trading, LLC | 994 | $14.0K | 0.00% | +994 | New |
| Lindbrook Capital, LLC | 868 | $12.3K | 0.00% | +817+1,602.0% | Added |
| Group One Trading, L.P. | 864 | $12.2K | 0.00% | +600+227.3% | Added |
| The PNC Financial Services Group, Inc. | 850 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 749 | $10.6K | 0.01% | +749 | New |
| Pflug Koory, LLC | 675 | $9.55K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 662 | $9.37K | 0.00% | +662 | New |
| Creative Financial Designs Inc | 600 | $8.49K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 592 | $8.38K | 0.00% | +323+120.1% | Added |
| Federation des caisses Desjardins du Quebec | 500 | $7.08K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 477 | $6.75K | 0.00% | +216+82.8% | Added |
| Nomura Asset Management Co Ltd | 348 | $4.92K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 202 | $2.86K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 200 | $2.83K | 0.00% | +200 | New |
| ICA Group Wealth Management, LLC | 200 | $2.83K | 0.00% | +200 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.42K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 74 | $1.05K | 0.00% | +6+8.8% | Added |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $71 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $28 | 0.00% | +2 | New |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −69,673−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −59,096−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −40,507−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −38,500−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −12,544−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −2,987−100.0% | Sold out |
| DecisionPoint Financial, LLC | 0 | $0 | 0.00% | −310−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |