Gladstone Investment Corporationde

GAIN

Exchange: Nasdaq
SEC CIK: 0001321741

SEC filings (opens in a new tab)

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAING GAINI GAINZ

Q4 2023 vs. Q3 2023

How the institutions holding Gladstone Investment Corporationde changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of GAIN: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Q4 2023	Change
Holders	75	92	+17
Shares	4.06M	4.39M	+333.0K (+8.2%)
Value	$51.7M	$62.1M	+$10.4M (+20.1%)

New holders (25)

Institutions that held Gladstone Investment Corporationde at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to GAIN in Q4 2023
Institution	Shares	Value	% of portfolio
D. E. Shaw & Co., Inc.	42,979	$608.2K	0.00%
United Advisor Group, LLC	35,427	$502.0K	0.61%
Sound Income Strategies, LLC	31,123	$440.4K	0.04%
Jump Financial, LLC	20,800	$294.3K	0.01%
Raymond James Financial Services Advisors, Inc.	17,453	$247.0K	0.00%
Strategic Financial Concepts, LLC	15,439	$218.5K	0.13%
Boothbay Fund Management, LLC	13,930	$197.1K	0.01%
ExodusPoint Capital Management, LP	12,919	$183.0K	0.00%
Quantbot Technologies LP	12,805	$181.2K	0.01%
Mercer Global Advisors Inc	11,849	$168.0K	0.00%
Trexquant Investment LP	10,675	$151.1K	0.00%
AE Wealth Management LLC	10,172	$147.4K	0.00%
International Assets Investment Management, LLC	10,190	$144.2K	0.02%
Creekmur Asset Management LLC	7,403	$104.8K	0.03%
Quarry LP	5,970	$84.5K	0.04%
EntryPoint Capital, LLC	4,752	$67.2K	0.06%
Northwest Financial Advisors	4,000	$56.6K	0.05%
BNP Paribas Arbitrage, SA	3,469	$49.1K	0.00%
Frazier Financial Advisors, LLC	1,500	$21.2K	0.02%
Simplex Trading, LLC	994	$14.0K	0.00%
Cape Investment Advisory, Inc.	749	$10.6K	0.01%
Tower Research Capital LLC (TRC)	662	$9.37K	0.00%
Highlander Capital Management, LLC	200	$2.83K	0.00%
ICA Group Wealth Management, LLC	200	$2.83K	0.00%
FMR LLC	2	$28	0.00%

Sold out (8)

Institutions that held Gladstone Investment Corporationde at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of GAIN in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Squarepoint Ops LLC	69,673	$887.6K
Tudor Investment Corp Et Al	59,096	$752.9K
Belpointe Asset Management LLC	40,507	$516.1K
Schonfeld Strategic Advisors LLC	38,500	$490.5K
Northern Trust Corp	12,544	$159.8K
Lazard Asset Management LLC	2,987	$38.0K
DecisionPoint Financial, LLC	310	$3.95K
Aquatic Capital Management LLC	200	$3.00K