Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- −11 vs. Q4 2023
- Shares held
- 5.22M
- +832.5K (+19.0%) vs. Q4 2023
- Total value
- $74.3M
- +$12.2M (+19.7%) vs. Q4 2023
- New holders
- 7
- 27 more added
- Sold out
- 18
- 32 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 945,539 | $13.5M | 7.56% | +945,539 | New |
| Van Eck Associates Corp | 704,351 | $10.0M | 0.02% | +85,791+13.9% | Added |
| Legal & General Group Plc | 276,290 | $3.93M | 0.00% | +18,855+7.3% | Added |
| Marshall Wace, LLP | 240,301 | $3.42M | 0.01% | +92,983+63.1% | Added |
| Two Sigma Investments, LP | 224,334 | $3.19M | 0.01% | −76,312−25.4% | Reduced |
| Two Sigma Advisers, LP | 221,542 | $3.15M | 0.01% | −38,700−14.9% | Reduced |
| Outfitter Financial LLC | 207,545 | $2.95M | 2.42% | −6,250−2.9% | Reduced |
| Davenport & Co LLC | 206,842 | $2.94M | 0.02% | −1,000−0.5% | Reduced |
| BlackRock Inc. | 177,136 | $2.52M | 0.00% | +4,353+2.5% | Added |
| Advisors Asset Management, Inc. | 162,487 | $2.31M | 0.04% | +10,018+6.6% | Added |
| Blair William & Co | 154,864 | $2.20M | 0.01% | +335+0.2% | Added |
| LPL Financial LLC | 153,069 | $2.18M | 0.00% | −12,772−7.7% | Reduced |
| Morgan Stanley | 113,093 | $1.61M | 0.00% | +15,845+16.3% | Added |
| Millennium Management LLC | 109,385 | $1.56M | 0.00% | −36,001−24.8% | Reduced |
| PFG Advisors | 103,304 | $1.47M | 0.11% | −500−0.5% | Reduced |
| Baird Financial Group, Inc. | 92,348 | $1.31M | 0.00% | −8,588−8.5% | Reduced |
| Atlantic Union Bankshares Corp | 90,058 | $1.28M | 0.11% | −2,200−2.4% | Reduced |
| Susquehanna International Group, LLP | 80,560 | $1.15M | 0.00% | +35,683+79.5% | Added |
| Royal Bank of Canada | 72,406 | $1.03M | 0.00% | +788+1.1% | Added |
| Citadel Advisors LLC | 70,465 | $1.00M | 0.00% | +18,818+36.4% | Added |
| Albert D Mason Inc | 68,541 | $975.0K | 0.60% | +704+1.0% | Added |
| United Advisor Group, LLC | 59,446 | $845.9K | 0.32% | +24,019+67.8% | Added |
| Raymond James & Associates | 48,012 | $683.2K | 0.00% | −1,588−3.2% | Reduced |
| Garner Asset Management Corp | 41,333 | $588.0K | 0.30% | +3,451+9.1% | Added |
| Virtus ETF Advisers LLC | 40,275 | $573.1K | 0.30% | +18,278+83.1% | Added |
| Prosperity Financial Group, Inc. | 36,800 | $523.7K | 0.32% | −250−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 35,615 | $507.0K | 0.00% | −3,043−7.9% | Reduced |
| UBS Group AG | 34,657 | $493.2K | 0.00% | +3,862+12.5% | Added |
| Qube Research & Technologies Ltd | 33,041 | $470.2K | 0.00% | +24,951+308.4% | Added |
| Great West Life Assurance Co | 29,984 | $427.0K | 0.00% | −329−1.1% | Reduced |
| Wedbush Securities Inc | 28,493 | $405.0K | 0.02% | −1,772−5.9% | Reduced |
| Sound Income Strategies, LLC | 27,763 | $395.1K | 0.03% | −3,360−10.8% | Reduced |
| Private Advisor Group, LLC | 25,641 | $364.9K | 0.00% | −33−0.1% | Reduced |
| Janney Montgomery Scott LLC | 23,059 | $328.0K | 0.00% | −774−3.2% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $310.1K | 0.00% | −790−3.5% | Reduced |
| Advisor Group Holdings, Inc. | 20,060 | $285.5K | 0.00% | −1,406−6.5% | Reduced |
| Trexquant Investment LP | 19,780 | $281.5K | 0.01% | +9,105+85.3% | Added |
| Independent Financial Group, LLC | 19,512 | $277.7K | 0.01% | +2,348+13.7% | Added |
| Jump Financial, LLC | 17,137 | $243.9K | 0.01% | −3,663−17.6% | Reduced |
| Natixis | 15,192 | $216.2K | 0.00% | 00.0% | Unchanged |
| Castle Rock Wealth Management, LLC | 14,375 | $204.7K | 0.06% | +200+1.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,997 | $199.2K | 0.00% | −3,456−19.8% | Reduced |
| Virtu Financial LLC | 13,938 | $198.0K | 0.02% | +13,938 | New |
| Caldwell Sutter Capital, Inc. | 13,560 | $193.0K | 0.09% | −405−2.9% | Reduced |
| Mercer Global Advisors Inc | 12,950 | $184.0K | 0.00% | +1,101+9.3% | Added |
| ExodusPoint Capital Management, LP | 12,765 | $182.0K | 0.00% | −154−1.2% | Reduced |
| Captrust Financial Advisors | 12,000 | $170.8K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 10,373 | $147.6K | 0.01% | +10,373 | New |
| International Assets Investment Management, LLC | 10,325 | $144.9K | 0.02% | +135+1.3% | Added |
| Monograph Wealth Advisors, LLC | 10,000 | $142.3K | 0.02% | +10,000 | New |
| State of Wyoming | 8,483 | $120.7K | 0.02% | −5,442−39.1% | Reduced |
| North Star Investment Management Corp. | 5,000 | $71.2K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,848 | $69.0K | 0.00% | −5,799−54.5% | Reduced |
| Bank of America Corp | 4,189 | $59.6K | 0.00% | +1,392+49.8% | Added |
| Creekmur Asset Management LLC | 3,603 | $51.3K | 0.02% | −3,800−51.3% | Reduced |
| Quadrant Capital Group LLC | 2,614 | $37.2K | 0.00% | −163−5.9% | Reduced |
| Signaturefd, LLC | 2,387 | $34.0K | 0.00% | −385−13.9% | Reduced |
| FNY Investment Advisers, LLC | 1,400 | $19.0K | 0.01% | +1,400 | New |
| Tower Research Capital LLC (TRC) | 1,294 | $18.4K | 0.00% | +632+95.5% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $17.2K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,170 | $16.0K | 0.00% | +176+17.7% | Added |
| National Bank of Canada | 1,000 | $14.2K | 0.00% | +1,000 | New |
| EntryPoint Capital, LLC | 923 | $13.1K | 0.01% | −3,829−80.6% | Reduced |
| Citigroup Inc | 894 | $12.7K | 0.00% | +302+51.0% | Added |
| The PNC Financial Services Group, Inc. | 850 | $12.1K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 835 | $11.9K | 0.00% | −33−3.8% | Reduced |
| Pflug Koory, LLC | 675 | $9.61K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 650 | $9.25K | 0.00% | +650 | New |
| Creative Financial Designs Inc | 600 | $8.54K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $7.12K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 335 | $4.77K | 0.00% | −142−29.8% | Reduced |
| Larson Financial Group LLC | 204 | $2.91K | 0.00% | +2+1.0% | Added |
| Highlander Capital Management, LLC | 200 | $2.85K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 200 | $2.85K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.43K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 75 | $1.07K | 0.00% | +1+1.4% | Added |
| BNP Paribas Arbitrage, SA | 16 | $228 | 0.00% | −3,453−99.5% | Reduced |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $72 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $28 | 0.00% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −102,491−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −42,979−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −36,871−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −16,812−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −15,439−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −14,898−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −13,930−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −12,805−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −10,172−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −5,970−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,245−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Northwest Financial Advisors | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Frazier Financial Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −864−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −749−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −348−100.0% | Sold out |