Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- −11 vs. Q4 2023
- Shares held
- 5.22M
- +832.5K (+19.0%) vs. Q4 2023
- Total value
- $74.3M
- +$12.2M (+19.7%) vs. Q4 2023
- New holders
- 7
- 27 more added
- Sold out
- 18
- 32 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $28 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $72 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 16 | $228 | 0.00% | −3,453−99.5% | Reduced |
| Institutional & Family Asset Management, LLC | 75 | $1.07K | 0.00% | +1+1.4% | Added |
| Proequities, Inc. | 100 | $1.43K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 200 | $2.85K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 200 | $2.85K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 204 | $2.91K | 0.00% | +2+1.0% | Added |
| Parallel Advisors, LLC | 335 | $4.77K | 0.00% | −142−29.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 500 | $7.12K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.54K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 650 | $9.25K | 0.00% | +650 | New |
| Pflug Koory, LLC | 675 | $9.61K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 835 | $11.9K | 0.00% | −33−3.8% | Reduced |
| The PNC Financial Services Group, Inc. | 850 | $12.1K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 894 | $12.7K | 0.00% | +302+51.0% | Added |
| EntryPoint Capital, LLC | 923 | $13.1K | 0.01% | −3,829−80.6% | Reduced |
| National Bank of Canada | 1,000 | $14.2K | 0.00% | +1,000 | New |
| Simplex Trading, LLC | 1,170 | $16.0K | 0.00% | +176+17.7% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $17.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,294 | $18.4K | 0.00% | +632+95.5% | Added |
| FNY Investment Advisers, LLC | 1,400 | $19.0K | 0.01% | +1,400 | New |
| Signaturefd, LLC | 2,387 | $34.0K | 0.00% | −385−13.9% | Reduced |
| Quadrant Capital Group LLC | 2,614 | $37.2K | 0.00% | −163−5.9% | Reduced |
| Creekmur Asset Management LLC | 3,603 | $51.3K | 0.02% | −3,800−51.3% | Reduced |
| Bank of America Corp | 4,189 | $59.6K | 0.00% | +1,392+49.8% | Added |
| Wells Fargo & Company | 4,848 | $69.0K | 0.00% | −5,799−54.5% | Reduced |
| North Star Investment Management Corp. | 5,000 | $71.2K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 8,483 | $120.7K | 0.02% | −5,442−39.1% | Reduced |
| Monograph Wealth Advisors, LLC | 10,000 | $142.3K | 0.02% | +10,000 | New |
| International Assets Investment Management, LLC | 10,325 | $144.9K | 0.02% | +135+1.3% | Added |
| Evergreen Capital Management LLC | 10,373 | $147.6K | 0.01% | +10,373 | New |
| Captrust Financial Advisors | 12,000 | $170.8K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 12,765 | $182.0K | 0.00% | −154−1.2% | Reduced |
| Mercer Global Advisors Inc | 12,950 | $184.0K | 0.00% | +1,101+9.3% | Added |
| Caldwell Sutter Capital, Inc. | 13,560 | $193.0K | 0.09% | −405−2.9% | Reduced |
| Virtu Financial LLC | 13,938 | $198.0K | 0.02% | +13,938 | New |
| Raymond James Financial Services Advisors, Inc. | 13,997 | $199.2K | 0.00% | −3,456−19.8% | Reduced |
| Castle Rock Wealth Management, LLC | 14,375 | $204.7K | 0.06% | +200+1.4% | Added |
| Natixis | 15,192 | $216.2K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 17,137 | $243.9K | 0.01% | −3,663−17.6% | Reduced |
| Independent Financial Group, LLC | 19,512 | $277.7K | 0.01% | +2,348+13.7% | Added |
| Trexquant Investment LP | 19,780 | $281.5K | 0.01% | +9,105+85.3% | Added |
| Advisor Group Holdings, Inc. | 20,060 | $285.5K | 0.00% | −1,406−6.5% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $310.1K | 0.00% | −790−3.5% | Reduced |
| Janney Montgomery Scott LLC | 23,059 | $328.0K | 0.00% | −774−3.2% | Reduced |
| Private Advisor Group, LLC | 25,641 | $364.9K | 0.00% | −33−0.1% | Reduced |
| Sound Income Strategies, LLC | 27,763 | $395.1K | 0.03% | −3,360−10.8% | Reduced |
| Wedbush Securities Inc | 28,493 | $405.0K | 0.02% | −1,772−5.9% | Reduced |
| Great West Life Assurance Co | 29,984 | $427.0K | 0.00% | −329−1.1% | Reduced |
| Qube Research & Technologies Ltd | 33,041 | $470.2K | 0.00% | +24,951+308.4% | Added |
| UBS Group AG | 34,657 | $493.2K | 0.00% | +3,862+12.5% | Added |
| Commonwealth Equity Services, LLC | 35,615 | $507.0K | 0.00% | −3,043−7.9% | Reduced |
| Prosperity Financial Group, Inc. | 36,800 | $523.7K | 0.32% | −250−0.7% | Reduced |
| Virtus ETF Advisers LLC | 40,275 | $573.1K | 0.30% | +18,278+83.1% | Added |
| Garner Asset Management Corp | 41,333 | $588.0K | 0.30% | +3,451+9.1% | Added |
| Raymond James & Associates | 48,012 | $683.2K | 0.00% | −1,588−3.2% | Reduced |
| United Advisor Group, LLC | 59,446 | $845.9K | 0.32% | +24,019+67.8% | Added |
| Albert D Mason Inc | 68,541 | $975.0K | 0.60% | +704+1.0% | Added |
| Citadel Advisors LLC | 70,465 | $1.00M | 0.00% | +18,818+36.4% | Added |
| Royal Bank of Canada | 72,406 | $1.03M | 0.00% | +788+1.1% | Added |
| Susquehanna International Group, LLP | 80,560 | $1.15M | 0.00% | +35,683+79.5% | Added |
| Atlantic Union Bankshares Corp | 90,058 | $1.28M | 0.11% | −2,200−2.4% | Reduced |
| Baird Financial Group, Inc. | 92,348 | $1.31M | 0.00% | −8,588−8.5% | Reduced |
| PFG Advisors | 103,304 | $1.47M | 0.11% | −500−0.5% | Reduced |
| Millennium Management LLC | 109,385 | $1.56M | 0.00% | −36,001−24.8% | Reduced |
| Morgan Stanley | 113,093 | $1.61M | 0.00% | +15,845+16.3% | Added |
| LPL Financial LLC | 153,069 | $2.18M | 0.00% | −12,772−7.7% | Reduced |
| Blair William & Co | 154,864 | $2.20M | 0.01% | +335+0.2% | Added |
| Advisors Asset Management, Inc. | 162,487 | $2.31M | 0.04% | +10,018+6.6% | Added |
| BlackRock Inc. | 177,136 | $2.52M | 0.00% | +4,353+2.5% | Added |
| Davenport & Co LLC | 206,842 | $2.94M | 0.02% | −1,000−0.5% | Reduced |
| Outfitter Financial LLC | 207,545 | $2.95M | 2.42% | −6,250−2.9% | Reduced |
| Two Sigma Advisers, LP | 221,542 | $3.15M | 0.01% | −38,700−14.9% | Reduced |
| Two Sigma Investments, LP | 224,334 | $3.19M | 0.01% | −76,312−25.4% | Reduced |
| Marshall Wace, LLP | 240,301 | $3.42M | 0.01% | +92,983+63.1% | Added |
| Legal & General Group Plc | 276,290 | $3.93M | 0.00% | +18,855+7.3% | Added |
| Van Eck Associates Corp | 704,351 | $10.0M | 0.02% | +85,791+13.9% | Added |
| Melia Wealth LLC | 945,539 | $13.5M | 7.56% | +945,539 | New |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −102,491−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −42,979−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −36,871−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −16,812−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −15,439−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −14,898−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −13,930−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −12,805−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −10,172−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −5,970−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,245−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Northwest Financial Advisors | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Frazier Financial Advisors, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −864−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −749−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −348−100.0% | Sold out |