Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- −5 vs. Q1 2021
- Shares held
- 4.11M
- −174.9K (−4.1%) vs. Q1 2021
- Total value
- $59.2M
- +$6.97M (+13.3%) vs. Q1 2021
- New holders
- 7
- 27 more added
- Sold out
- 12
- 22 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 531,099 | $7.65M | 0.02% | −89,287−14.4% | Reduced |
| Davenport & Co LLC | 286,801 | $4.13M | 0.03% | −794−0.3% | Reduced |
| Outfitter Financial LLC | 258,867 | $3.73M | 2.86% | −9,900−3.7% | Reduced |
| Advisors Asset Management, Inc. | 235,954 | $3.40M | 0.05% | +15,248+6.9% | Added |
| Advisor Group Holdings, Inc. | 218,192 | $3.14M | 0.01% | −4,093−1.8% | Reduced |
| BlackRock Inc. | 215,084 | $3.10M | 0.00% | +21,562+11.1% | Added |
| Legal & General Group Plc | 211,895 | $3.05M | 0.00% | −18,940−8.2% | Reduced |
| PFG Advisors | 165,344 | $2.38M | 0.27% | 00.0% | Unchanged |
| Morgan Stanley | 162,236 | $2.34M | 0.00% | +13,790+9.3% | Added |
| Blair William & Co | 141,889 | $2.04M | 0.01% | +6,050+4.5% | Added |
| Aurora Private Wealth, Inc. | 132,473 | $1.91M | 0.76% | +1,700+1.3% | Added |
| Atlantic Union Bankshares Corp | 121,425 | $1.75M | 0.17% | −1,640−1.3% | Reduced |
| Two Sigma Advisers, LP | 117,142 | $1.69M | 0.00% | +49,400+72.9% | Added |
| LPL Financial LLC | 110,022 | $1.58M | 0.00% | +1,824+1.7% | Added |
| Albert D Mason Inc | 85,908 | $1.24M | 0.76% | −1,204−1.4% | Reduced |
| Mackenzie Financial Corp | 83,441 | $1.20M | 0.00% | +44,757+115.7% | Added |
| Invesco Ltd. | 82,177 | $1.18M | 0.00% | −1,688−2.0% | Reduced |
| International Assets Investment Management, LLC | 74,790 | $1.08M | 0.20% | −82,040−52.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 73,453 | $1.06M | 0.02% | −1,488−2.0% | Reduced |
| Two Sigma Investments, LP | 65,610 | $945.0K | 0.00% | +41,362+170.6% | Added |
| Susquehanna International Group, LLP | 52,808 | $761.0K | 0.00% | −42,028−44.3% | Reduced |
| Janney Montgomery Scott LLC | 48,535 | $699.0K | 0.00% | −386−0.8% | Reduced |
| UBS Group AG | 44,117 | $635.0K | 0.00% | +4,315+10.8% | Added |
| Wedbush Securities Inc | 41,263 | $595.0K | 0.03% | −5,400−11.6% | Reduced |
| Garner Asset Management Corp | 41,319 | $595.0K | 0.29% | −298−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 38,960 | $561.0K | 0.00% | +1,158+3.1% | Added |
| Virtus ETF Advisers LLC | 36,950 | $532.0K | 0.22% | +5,100+16.0% | Added |
| Royal Bank of Canada | 34,569 | $498.0K | 0.00% | +784+2.3% | Added |
| Schonfeld Strategic Advisors LLC | 34,100 | $492.0K | 0.01% | +19,300+130.4% | Added |
| Arrowstreet Capital, Limited Partnership | 33,607 | $484.0K | 0.00% | +33,607 | New |
| Citadel Advisors LLC | 33,130 | $477.0K | 0.00% | +9,664+41.2% | Added |
| Belpointe Asset Management LLC | 32,578 | $469.0K | 0.03% | +4,080+14.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 31,649 | $456.0K | 0.00% | +4,621+17.1% | Added |
| Raymond James & Associates | 30,513 | $440.0K | 0.00% | +892+3.0% | Added |
| Ameriprise Financial Inc | 25,194 | $363.0K | 0.00% | −2,034−7.5% | Reduced |
| Concorde Asset Management, LLC | 19,505 | $281.0K | 0.16% | −269−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,957 | $244.0K | 0.00% | +477+2.9% | Added |
| Truist Financial Corp | 16,060 | $231.0K | 0.00% | +119+0.7% | Added |
| Castle Rock Wealth Management, LLC | 13,710 | $204.0K | 0.07% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,668 | $168.0K | 0.00% | −1,422−10.9% | Reduced |
| Kestra Advisory Services, LLC | 11,533 | $166.0K | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 11,106 | $160.0K | 0.00% | −40,565−78.5% | Reduced |
| Great West Life Assurance Co | 10,778 | $155.0K | 0.00% | +596+5.9% | Added |
| Millennium Management LLC | 10,157 | $146.0K | 0.00% | +10,157 | New |
| Stelac Advisory Services LLC | 8,975 | $129.0K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 6,845 | $99.0K | 0.00% | +6,845 | New |
| Simplex Trading, LLC | 5,427 | $78.0K | 0.00% | +5,239+2,786.7% | Added |
| American Portfolios Advisors | 5,108 | $73.6K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $72.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 4,969 | $72.0K | 0.00% | +200+4.2% | Added |
| Deutsche Bank AG | 4,227 | $61.0K | 0.00% | +4,227 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $59.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 3,485 | $50.0K | 0.00% | +1,750+100.9% | Added |
| Sonora Investment Management, LLC | 2,500 | $36.0K | 0.00% | −1,500−37.5% | Reduced |
| Harbour Investments, Inc. | 1,010 | $15.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,000 | $14.0K | 0.00% | −900−47.4% | Reduced |
| Pflug Koory, LLC | 675 | $10.0K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 700 | $10.0K | 0.00% | +700 | New |
| Federation des caisses Desjardins du Quebec | 500 | $7.21K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 336 | $5.00K | 0.00% | +181+116.8% | Added |
| Group One Trading, L.P. | 204 | $3.00K | 0.00% | −1,096−84.3% | Reduced |
| Enterprise Financial Services Corp | 231 | $3.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 107 | $2.00K | 0.00% | +107 | New |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 100 | $1.00K | 0.00% | +38+61.3% | Added |
| Column Capital Advisors, LLC | 76 | $1.00K | 0.00% | −7−8.4% | Reduced |
| Institutional & Family Asset Management, LLC | 55 | $1.00K | 0.00% | +1+1.9% | Added |
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −66,300−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −48,940−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −20,805−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −19,768−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,024−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,001−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −762−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −656−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −529−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −205−100.0% | Sold out |