Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −1 vs. Q3 2021
- Shares held
- 3.94M
- −258.9K (−6.2%) vs. Q3 2021
- Total value
- $67.2M
- +$7.65M (+12.8%) vs. Q3 2021
- New holders
- 15
- 20 more added
- Sold out
- 16
- 22 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 537,979 | $9.19M | 0.02% | +37,462+7.5% | Added |
| Advisors Asset Management, Inc. | 293,381 | $5.01M | 0.07% | +17,033+6.2% | Added |
| Davenport & Co LLC | 268,912 | $4.59M | 0.03% | −35,804−11.7% | Reduced |
| BlackRock Inc. | 264,702 | $4.52M | 0.00% | +19,496+8.0% | Added |
| Outfitter Financial LLC | 253,820 | $4.33M | 3.18% | −2,800−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 196,708 | $3.36M | 0.01% | −8,814−4.3% | Reduced |
| Legal & General Group Plc | 191,467 | $3.27M | 0.00% | −6,484−3.3% | Reduced |
| Blair William & Co | 150,079 | $2.56M | 0.01% | +5,705+4.0% | Added |
| PFG Advisors | 143,044 | $2.44M | 0.25% | −6,800−4.5% | Reduced |
| Two Sigma Investments, LP | 131,109 | $2.24M | 0.01% | +13,751+11.7% | Added |
| Two Sigma Advisers, LP | 119,942 | $2.05M | 0.01% | −19,200−13.8% | Reduced |
| Atlantic Union Bankshares Corp | 118,575 | $2.02M | 0.17% | −2,000−1.7% | Reduced |
| Morgan Stanley | 117,292 | $2.00M | 0.00% | −25,497−17.9% | Reduced |
| LPL Financial LLC | 110,808 | $1.89M | 0.00% | −2,539−2.2% | Reduced |
| Mackenzie Financial Corp | 96,746 | $1.65M | 0.00% | +200+0.2% | Added |
| Legacy Capital Wealth Partners, LLC | 91,223 | $1.56M | 0.64% | +3,286+3.7% | Added |
| Albert D Mason Inc | 86,089 | $1.47M | 0.88% | +514+0.6% | Added |
| Concorde Asset Management, LLC | 84,756 | $1.45M | 0.89% | −838−1.0% | Reduced |
| International Assets Investment Management, LLC | 76,390 | $1.30M | 0.23% | +1,600+2.1% | Added |
| UBS Group AG | 45,774 | $781.0K | 0.00% | −6,793−12.9% | Reduced |
| Invesco Ltd. | 41,374 | $707.0K | 0.00% | +41,374 | New |
| Garner Asset Management Corp | 41,325 | $706.0K | 0.30% | +30.0% | Added |
| Commonwealth Equity Services, LLC | 41,119 | $702.0K | 0.00% | +3,269+8.6% | Added |
| Royal Bank of Canada | 39,945 | $682.0K | 0.00% | +2,894+7.8% | Added |
| Janney Montgomery Scott LLC | 37,493 | $640.0K | 0.00% | +1,949+5.5% | Added |
| Wedbush Securities Inc | 37,077 | $633.0K | 0.03% | +517+1.4% | Added |
| Citadel Advisors LLC | 35,492 | $606.0K | 0.00% | −8,649−19.6% | Reduced |
| Belpointe Asset Management LLC | 33,992 | $581.0K | 0.04% | +300+0.9% | Added |
| Raymond James & Associates | 30,776 | $526.0K | 0.00% | +530+1.8% | Added |
| Ameriprise Financial Inc | 22,208 | $384.0K | 0.00% | −2,714−10.9% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $372.0K | 0.00% | +21,792 | New |
| Virtus ETF Advisers LLC | 19,668 | $336.0K | 0.13% | −13,470−40.6% | Reduced |
| CWM, LLC | 18,621 | $318.0K | 0.00% | +18,621 | New |
| Greenspring Advisors, LLC | 17,155 | $293.0K | 0.08% | +17,155 | New |
| Schonfeld Strategic Advisors LLC | 16,300 | $278.0K | 0.00% | −14,600−47.2% | Reduced |
| Jump Financial, LLC | 15,000 | $256.0K | 0.02% | +15,000 | New |
| Wells Fargo & Company | 12,421 | $213.0K | 0.00% | +376+3.1% | Added |
| Castle Rock Wealth Management, LLC | 13,710 | $200.0K | 0.08% | +13,710 | New |
| Kestra Advisory Services, LLC | 11,533 | $197.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 11,511 | $196.0K | 0.00% | −420−3.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,229 | $192.0K | 0.00% | −1,131−9.2% | Reduced |
| North Star Investment Management Corp. | 5,000 | $85.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $79.2K | 0.00% | −469−9.2% | Reduced |
| Carolinas Wealth Consulting LLC | 4,100 | $70.0K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,981 | $51.0K | 0.00% | +2,981 | New |
| JPMorgan Chase & Co | 2,177 | $37.0K | 0.00% | −23−1.0% | Reduced |
| Bank of America Corp | 1,508 | $26.0K | 0.00% | −1,712−53.2% | Reduced |
| Harbour Investments, Inc. | 1,010 | $17.0K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 950 | $16.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 953 | $16.0K | 0.00% | +953 | New |
| Parallel Advisors, LLC | 829 | $14.0K | 0.00% | +169+25.6% | Added |
| Quantbot Technologies LP | 800 | $13.0K | 0.00% | +800 | New |
| Pflug Koory, LLC | 675 | $12.0K | 0.01% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $8.54K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 500 | $8.54K | 0.00% | +500 | New |
| JNBA Financial Advisors | 393 | $7.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 210 | $4.00K | 0.00% | +210 | New |
| McCarthy Asset Management, Inc. | 251 | $4.00K | 0.00% | +251 | New |
| US Bancorp | 155 | $3.00K | 0.00% | −181−53.9% | Reduced |
| Valley National Advisers Inc | 150 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 110 | $2.00K | 0.00% | +1+0.9% | Added |
| Proequities, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% | +120 | New |
| Aquatic Capital Management LLC | 100 | $2.00K | 0.00% | +100 | New |
| Byrne Asset Management LLC | 125 | $2.00K | 0.00% | +125 | New |
| Signaturefd, LLC | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 57 | $1.00K | 0.00% | +1+1.8% | Added |
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −132,473−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −47,333−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −36,099−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −23,143−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −15,466−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,319−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −11,546−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −11,301−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −11,334−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −11,264−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,937−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −8,975−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −5,227−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −929−100.0% | Sold out |
| Halpern Financial, Inc. | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |