Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 70
- −1 vs. Q3 2021
- Shares held
- 3.94M
- −258.9K (−6.2%) vs. Q3 2021
- Total value
- $67.2M
- +$7.65M (+12.8%) vs. Q3 2021
- New holders
- 15
- 20 more added
- Sold out
- 16
- 22 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Signaturefd, LLC | 62 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 57 | $1.00K | 0.00% | +1+1.8% | Added |
| Wolff Wiese Magana LLC | 110 | $2.00K | 0.00% | +1+0.9% | Added |
| Proequities, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% | +120 | New |
| Aquatic Capital Management LLC | 100 | $2.00K | 0.00% | +100 | New |
| Byrne Asset Management LLC | 125 | $2.00K | 0.00% | +125 | New |
| US Bancorp | 155 | $3.00K | 0.00% | −181−53.9% | Reduced |
| Valley National Advisers Inc | 150 | $3.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 210 | $4.00K | 0.00% | +210 | New |
| McCarthy Asset Management, Inc. | 251 | $4.00K | 0.00% | +251 | New |
| Selective Wealth Management, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 393 | $7.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $8.54K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 500 | $8.54K | 0.00% | +500 | New |
| Patriot Financial Group Insurance Agency, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $12.0K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 800 | $13.0K | 0.00% | +800 | New |
| Parallel Advisors, LLC | 829 | $14.0K | 0.00% | +169+25.6% | Added |
| Antonetti Capital Management LLC | 950 | $16.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 953 | $16.0K | 0.00% | +953 | New |
| Harbour Investments, Inc. | 1,010 | $17.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,508 | $26.0K | 0.00% | −1,712−53.2% | Reduced |
| JPMorgan Chase & Co | 2,177 | $37.0K | 0.00% | −23−1.0% | Reduced |
| Group One Trading, L.P. | 2,981 | $51.0K | 0.00% | +2,981 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $70.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $79.2K | 0.00% | −469−9.2% | Reduced |
| North Star Investment Management Corp. | 5,000 | $85.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,229 | $192.0K | 0.00% | −1,131−9.2% | Reduced |
| Great West Life Assurance Co | 11,511 | $196.0K | 0.00% | −420−3.5% | Reduced |
| Kestra Advisory Services, LLC | 11,533 | $197.0K | 0.00% | 00.0% | Unchanged |
| Castle Rock Wealth Management, LLC | 13,710 | $200.0K | 0.08% | +13,710 | New |
| Wells Fargo & Company | 12,421 | $213.0K | 0.00% | +376+3.1% | Added |
| Jump Financial, LLC | 15,000 | $256.0K | 0.02% | +15,000 | New |
| Schonfeld Strategic Advisors LLC | 16,300 | $278.0K | 0.00% | −14,600−47.2% | Reduced |
| Greenspring Advisors, LLC | 17,155 | $293.0K | 0.08% | +17,155 | New |
| CWM, LLC | 18,621 | $318.0K | 0.00% | +18,621 | New |
| Virtus ETF Advisers LLC | 19,668 | $336.0K | 0.13% | −13,470−40.6% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $372.0K | 0.00% | +21,792 | New |
| Ameriprise Financial Inc | 22,208 | $384.0K | 0.00% | −2,714−10.9% | Reduced |
| Raymond James & Associates | 30,776 | $526.0K | 0.00% | +530+1.8% | Added |
| Belpointe Asset Management LLC | 33,992 | $581.0K | 0.04% | +300+0.9% | Added |
| Citadel Advisors LLC | 35,492 | $606.0K | 0.00% | −8,649−19.6% | Reduced |
| Wedbush Securities Inc | 37,077 | $633.0K | 0.03% | +517+1.4% | Added |
| Janney Montgomery Scott LLC | 37,493 | $640.0K | 0.00% | +1,949+5.5% | Added |
| Royal Bank of Canada | 39,945 | $682.0K | 0.00% | +2,894+7.8% | Added |
| Commonwealth Equity Services, LLC | 41,119 | $702.0K | 0.00% | +3,269+8.6% | Added |
| Garner Asset Management Corp | 41,325 | $706.0K | 0.30% | +30.0% | Added |
| Invesco Ltd. | 41,374 | $707.0K | 0.00% | +41,374 | New |
| UBS Group AG | 45,774 | $781.0K | 0.00% | −6,793−12.9% | Reduced |
| International Assets Investment Management, LLC | 76,390 | $1.30M | 0.23% | +1,600+2.1% | Added |
| Concorde Asset Management, LLC | 84,756 | $1.45M | 0.89% | −838−1.0% | Reduced |
| Albert D Mason Inc | 86,089 | $1.47M | 0.88% | +514+0.6% | Added |
| Legacy Capital Wealth Partners, LLC | 91,223 | $1.56M | 0.64% | +3,286+3.7% | Added |
| Mackenzie Financial Corp | 96,746 | $1.65M | 0.00% | +200+0.2% | Added |
| LPL Financial LLC | 110,808 | $1.89M | 0.00% | −2,539−2.2% | Reduced |
| Morgan Stanley | 117,292 | $2.00M | 0.00% | −25,497−17.9% | Reduced |
| Atlantic Union Bankshares Corp | 118,575 | $2.02M | 0.17% | −2,000−1.7% | Reduced |
| Two Sigma Advisers, LP | 119,942 | $2.05M | 0.01% | −19,200−13.8% | Reduced |
| Two Sigma Investments, LP | 131,109 | $2.24M | 0.01% | +13,751+11.7% | Added |
| PFG Advisors | 143,044 | $2.44M | 0.25% | −6,800−4.5% | Reduced |
| Blair William & Co | 150,079 | $2.56M | 0.01% | +5,705+4.0% | Added |
| Legal & General Group Plc | 191,467 | $3.27M | 0.00% | −6,484−3.3% | Reduced |
| Advisor Group Holdings, Inc. | 196,708 | $3.36M | 0.01% | −8,814−4.3% | Reduced |
| Outfitter Financial LLC | 253,820 | $4.33M | 3.18% | −2,800−1.1% | Reduced |
| BlackRock Inc. | 264,702 | $4.52M | 0.00% | +19,496+8.0% | Added |
| Davenport & Co LLC | 268,912 | $4.59M | 0.03% | −35,804−11.7% | Reduced |
| Advisors Asset Management, Inc. | 293,381 | $5.01M | 0.07% | +17,033+6.2% | Added |
| Van Eck Associates Corp | 537,979 | $9.19M | 0.02% | +37,462+7.5% | Added |
| Aurora Private Wealth, Inc. | 0 | $0 | 0.00% | −132,473−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −47,333−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −36,099−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −23,143−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −15,466−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,319−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −11,546−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −11,301−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −11,334−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −11,264−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,937−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −8,975−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −5,227−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −929−100.0% | Sold out |
| Halpern Financial, Inc. | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| Sonora Investment Management, LLC | – | – | – | – | Not filed |