Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Gladstone Investment Corporationde changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 72 | 1 | 70 | −1 |
| Shares | 4.20M | 2.30K | 3.94M | −258.9K (−6.2%) |
| Value | $59.6M | $32.0K | $67.2M | +$7.65M (+12.8%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (15)
Institutions that held Gladstone Investment Corporationde at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Invesco Ltd. | 41,374 | $707.0K | 0.00% |
| Johnson Investment Counsel Inc | 21,792 | $372.0K | 0.00% |
| CWM, LLC | 18,621 | $318.0K | 0.00% |
| Greenspring Advisors, LLC | 17,155 | $293.0K | 0.08% |
| Jump Financial, LLC | 15,000 | $256.0K | 0.02% |
| Castle Rock Wealth Management, LLC | 13,710 | $200.0K | 0.08% |
| Group One Trading, L.P. | 2,981 | $51.0K | 0.00% |
| TCI Wealth Advisors, Inc. | 953 | $16.0K | 0.00% |
| Quantbot Technologies LP | 800 | $13.0K | 0.00% |
| BNP Paribas Arbitrage, SA | 500 | $8.54K | 0.00% |
| Northwestern Mutual Wealth Management Co | 210 | $4.00K | 0.00% |
| McCarthy Asset Management, Inc. | 251 | $4.00K | 0.00% |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% |
| Aquatic Capital Management LLC | 100 | $2.00K | 0.00% |
| Byrne Asset Management LLC | 125 | $2.00K | 0.00% |
Sold out (16)
Institutions that held Gladstone Investment Corporationde at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Aurora Private Wealth, Inc. | 132,473 | $1.84M |
| Susquehanna International Group, LLP | 47,333 | $657.0K |
| Susquehanna Fundamental Investments, LLC | 36,099 | $501.0K |
| ExodusPoint Capital Management, LP | 23,143 | $321.0K |
| Truist Financial Corp | 15,466 | $215.0K |
| Jane Street Group, LLC | 12,319 | $171.0K |
| Tudor Investment Corp Et Al | 11,546 | $160.0K |
| D. E. Shaw & Co., Inc. | 11,301 | $157.0K |
| Mirae Asset Global Investments Co., Ltd. | 11,334 | $157.0K |
| Deutsche Bank AG | 11,264 | $156.0K |
| Raymond James Financial Services Advisors, Inc. | 10,937 | $152.0K |
| Stelac Advisory Services LLC | 8,975 | $124.0K |
| Simplex Trading, LLC | 5,227 | $75.0K |
| FNY Investment Advisers, LLC | 1,500 | $20.0K |
| Tower Research Capital LLC (TRC) | 929 | $13.0K |
| Halpern Financial, Inc. | 837 | $11.6K |
Not filed for Q4 2021 yet (1)
Institutions that held Gladstone Investment Corporationde at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Sonora Investment Management, LLC | 2,300 | $32.0K |