Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +6 vs. Q4 2021
- Shares held
- 3.73M
- −207.0K (−5.3%) vs. Q4 2021
- Total value
- $60.2M
- −$7.02M (−10.5%) vs. Q4 2021
- New holders
- 11
- 22 more added
- Sold out
- 5
- 24 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 821,203 | $13.2M | 0.03% | +283,224+52.6% | Added |
| Davenport & Co LLC | 274,269 | $4.42M | 0.03% | +5,357+2.0% | Added |
| Outfitter Financial LLC | 228,645 | $3.69M | 2.82% | −25,175−9.9% | Reduced |
| BlackRock Inc. | 202,649 | $3.27M | 0.00% | −62,053−23.4% | Reduced |
| Advisor Group Holdings, Inc. | 191,937 | $3.10M | 0.01% | −4,771−2.4% | Reduced |
| Legal & General Group Plc | 182,095 | $2.94M | 0.00% | −9,372−4.9% | Reduced |
| Blair William & Co | 155,254 | $2.50M | 0.01% | +5,175+3.4% | Added |
| PFG Advisors | 140,544 | $2.27M | 0.23% | −2,500−1.7% | Reduced |
| Morgan Stanley | 126,145 | $2.04M | 0.00% | +8,853+7.5% | Added |
| Atlantic Union Bankshares Corp | 116,525 | $1.88M | 0.16% | −2,050−1.7% | Reduced |
| Two Sigma Advisers, LP | 114,842 | $1.85M | 0.00% | −5,100−4.3% | Reduced |
| LPL Financial LLC | 111,888 | $1.80M | 0.00% | +1,080+1.0% | Added |
| Two Sigma Investments, LP | 93,755 | $1.51M | 0.00% | −37,354−28.5% | Reduced |
| Concorde Asset Management, LLC | 91,343 | $1.47M | 0.98% | +6,587+7.8% | Added |
| Mackenzie Financial Corp | 81,622 | $1.32M | 0.00% | −15,124−15.6% | Reduced |
| International Assets Investment Management, LLC | 74,790 | $1.21M | 0.22% | −1,600−2.1% | Reduced |
| Albert D Mason Inc | 69,910 | $1.13M | 0.73% | −16,179−18.8% | Reduced |
| Legacy Capital Wealth Partners, LLC | 67,327 | $1.09M | 0.47% | −23,896−26.2% | Reduced |
| UBS Group AG | 49,039 | $791.0K | 0.00% | +3,265+7.1% | Added |
| Garner Asset Management Corp | 41,227 | $665.0K | 0.27% | −98−0.2% | Reduced |
| Commonwealth Equity Services, LLC | 40,806 | $658.0K | 0.00% | −313−0.8% | Reduced |
| Royal Bank of Canada | 39,545 | $638.0K | 0.00% | −400−1.0% | Reduced |
| Janney Montgomery Scott LLC | 38,862 | $627.0K | 0.00% | +1,369+3.7% | Added |
| Belpointe Asset Management LLC | 35,719 | $576.0K | 0.03% | +1,727+5.1% | Added |
| Wedbush Securities Inc | 33,688 | $543.0K | 0.02% | −3,389−9.1% | Reduced |
| Raymond James & Associates | 30,887 | $498.0K | 0.00% | +111+0.4% | Added |
| Virtus ETF Advisers LLC | 26,945 | $435.0K | 0.19% | +7,277+37.0% | Added |
| Ameriprise Financial Inc | 23,893 | $385.0K | 0.00% | +1,685+7.6% | Added |
| Johnson Investment Counsel Inc | 21,792 | $352.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 18,236 | $294.0K | 0.00% | +7,007+62.4% | Added |
| Greenspring Advisors, LLC | 17,536 | $283.0K | 0.08% | +381+2.2% | Added |
| Schonfeld Strategic Advisors LLC | 16,100 | $260.0K | 0.00% | −200−1.2% | Reduced |
| Jump Financial, LLC | 13,369 | $216.0K | 0.01% | −1,631−10.9% | Reduced |
| Castle Rock Wealth Management, LLC | 12,942 | $216.0K | 0.10% | −768−5.6% | Reduced |
| Susquehanna International Group, LLP | 12,931 | $209.0K | 0.00% | +12,931 | New |
| Kestra Advisory Services, LLC | 12,533 | $202.0K | 0.00% | +1,000+8.7% | Added |
| Great West Life Assurance Co | 11,121 | $191.0K | 0.00% | −390−3.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,541 | $186.0K | 0.00% | +11,541 | New |
| Wells Fargo & Company | 11,447 | $185.0K | 0.00% | −974−7.8% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $183.0K | 0.02% | +11,300 | New |
| BNP Paribas Arbitrage, SA | 9,634 | $155.4K | 0.00% | +9,134+1,826.8% | Added |
| CWM, LLC | 8,677 | $140.0K | 0.00% | −9,944−53.4% | Reduced |
| Tower Research Capital LLC (TRC) | 6,232 | $100.0K | 0.00% | +6,232 | New |
| North Star Investment Management Corp. | 5,000 | $81.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $74.8K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $66.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,140 | $51.0K | 0.00% | +159+5.3% | Added |
| Lazard Asset Management LLC | 1,866 | $30.0K | 0.00% | +1,866 | New |
| Bank of America Corp | 1,400 | $23.0K | 0.00% | −108−7.2% | Reduced |
| Antonetti Capital Management LLC | 950 | $15.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 953 | $15.0K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 800 | $13.0K | 0.00% | +800 | New |
| Quantbot Technologies LP | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $11.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 531 | $9.00K | 0.00% | +469+756.5% | Added |
| Federation des caisses Desjardins du Quebec | 500 | $8.06K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 450 | $7.00K | 0.00% | +450 | New |
| Parallel Advisors, LLC | 377 | $6.00K | 0.00% | −452−54.5% | Reduced |
| JNBA Financial Advisors | 393 | $6.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 255 | $4.00K | 0.00% | +4+1.6% | Added |
| FMR LLC | 252 | $4.00K | 0.00% | +251+25,100.0% | Added |
| US Bancorp | 155 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 112 | $2.00K | 0.00% | +2+1.8% | Added |
| Byrne Asset Management LLC | 125 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 126 | $2.00K | 0.00% | +126 | New |
| Institutional & Family Asset Management, LLC | 58 | $1.00K | 0.00% | +1+1.8% | Added |
| Allworth Financial LP | 39 | $1.00K | 0.00% | +39 | New |
| Hudock, Inc. | 21 | $0 | 0.00% | +21 | New |
| Mach-1 Financial Group, Inc. | 22 | $0 | 0.00% | +22 | New |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −293,381−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −41,374−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −35,492−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2,177−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |