Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
Q1 2022 vs. Q4 2021
How the institutions holding Gladstone Investment Corporationde changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 70 | 1 | 75 | +6 |
| Shares | 3.94M | 1.01K | 3.73M | −207.0K (−5.3%) |
| Value | $67.2M | $17.0K | $60.2M | −$7.02M (−10.5%) |
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Gladstone Investment Corporationde at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Susquehanna International Group, LLP | 12,931 | $209.0K | 0.00% |
| Raymond James Financial Services Advisors, Inc. | 11,541 | $186.0K | 0.00% |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $183.0K | 0.02% |
| Tower Research Capital LLC (TRC) | 6,232 | $100.0K | 0.00% |
| Lazard Asset Management LLC | 1,866 | $30.0K | 0.00% |
| Prospera Financial Services Inc | 800 | $13.0K | 0.00% |
| Money Concepts Capital Corp | 450 | $7.00K | 0.00% |
| Citigroup Inc | 126 | $2.00K | 0.00% |
| Allworth Financial LP | 39 | $1.00K | 0.00% |
| Hudock, Inc. | 21 | $0 | 0.00% |
| Mach-1 Financial Group, Inc. | 22 | $0 | 0.00% |
Sold out (5)
Institutions that held Gladstone Investment Corporationde at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Advisors Asset Management, Inc. | 293,381 | $5.01M |
| Invesco Ltd. | 41,374 | $707.0K |
| Citadel Advisors LLC | 35,492 | $606.0K |
| JPMorgan Chase & Co | 2,177 | $37.0K |
| Northwestern Mutual Wealth Management Co | 210 | $4.00K |
Not filed for Q1 2022 yet (1)
Institutions that held Gladstone Investment Corporationde at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Harbour Investments, Inc. | 1,010 | $17.0K |