Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- 0 vs. Q1 2023
- Shares held
- 4.03M
- −464.8K (−10.4%) vs. Q1 2023
- Total value
- $52.5M
- −$7.00M (−11.8%) vs. Q1 2023
- New holders
- 9
- 23 more added
- Sold out
- 9
- 27 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 520,705 | $6.79M | 0.01% | +36,331+7.5% | Added |
| Legal & General Group Plc | 241,566 | $3.15M | 0.00% | +15,238+6.7% | Added |
| Davenport & Co LLC | 226,901 | $2.96M | 0.02% | −700−0.3% | Reduced |
| Outfitter Financial LLC | 217,695 | $2.84M | 2.54% | −1,400−0.6% | Reduced |
| Advisors Asset Management, Inc. | 215,494 | $2.81M | 0.06% | −89,170−29.3% | Reduced |
| LPL Financial LLC | 191,223 | $2.49M | 0.00% | +4,430+2.4% | Added |
| BlackRock Inc. | 184,225 | $2.40M | 0.00% | −11,057−5.7% | Reduced |
| Advisor Group Holdings, Inc. | 181,796 | $2.37M | 0.00% | −12,645−6.5% | Reduced |
| Two Sigma Investments, LP | 169,437 | $2.21M | 0.01% | −15,750−8.5% | Reduced |
| Two Sigma Advisers, LP | 162,942 | $2.12M | 0.01% | −15,200−8.5% | Reduced |
| Blair William & Co | 157,204 | $2.05M | 0.01% | −1,650−1.0% | Reduced |
| Millennium Management LLC | 152,396 | $1.99M | 0.00% | −251,441−62.3% | Reduced |
| PFG Advisors | 127,384 | $1.66M | 0.13% | −1,680−1.3% | Reduced |
| Baird Financial Group, Inc. | 103,173 | $1.35M | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 102,808 | $1.34M | 0.13% | −9,517−8.5% | Reduced |
| Morgan Stanley | 87,162 | $1.14M | 0.00% | +10,105+13.1% | Added |
| International Assets Investment Management, LLC | 74,790 | $975.3K | 0.13% | 00.0% | Unchanged |
| Albert D Mason Inc | 68,505 | $893.0K | 0.61% | +80.0% | Added |
| Royal Bank of Canada | 65,021 | $847.0K | 0.00% | +6,090+10.3% | Added |
| Citadel Advisors LLC | 53,767 | $701.1K | 0.00% | +44,074+454.7% | Added |
| Tudor Investment Corp Et Al | 51,437 | $670.7K | 0.01% | +11,220+27.9% | Added |
| Janney Montgomery Scott LLC | 47,850 | $624.0K | 0.00% | +1,328+2.9% | Added |
| Commonwealth Equity Services, LLC | 42,505 | $554.0K | 0.00% | −2,257−5.0% | Reduced |
| Garner Asset Management Corp | 41,838 | $546.0K | 0.32% | −406−1.0% | Reduced |
| Mackenzie Financial Corp | 40,127 | $528.5K | 0.00% | −12,008−23.0% | Reduced |
| Prosperity Financial Group, Inc. | 38,650 | $504.0K | 0.44% | −2,648−6.4% | Reduced |
| Belpointe Asset Management LLC | 38,389 | $500.6K | 0.05% | −1,145−2.9% | Reduced |
| UBS Group AG | 34,084 | $444.5K | 0.00% | +3,457+11.3% | Added |
| Great West Life Assurance Co | 31,414 | $412.0K | 0.00% | +1,253+4.2% | Added |
| Wedbush Securities Inc | 28,752 | $375.0K | 0.02% | +203+0.7% | Added |
| Raymond James & Associates | 28,612 | $373.1K | 0.00% | +246+0.9% | Added |
| Atria Wealth Solutions, Inc. | 22,375 | $291.8K | 0.00% | +2,977+15.3% | Added |
| Johnson Investment Counsel Inc | 21,792 | $284.2K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,080 | $261.8K | 0.00% | +80+0.4% | Added |
| Susquehanna International Group, LLP | 17,856 | $232.8K | 0.00% | −11,176−38.5% | Reduced |
| Virtus ETF Advisers LLC | 17,082 | $222.7K | 0.13% | −5,965−25.9% | Reduced |
| Natixis | 15,192 | $198.1K | 0.00% | −1,370−8.3% | Reduced |
| Independent Financial Group, LLC | 14,878 | $194.0K | 0.01% | +60+0.4% | Added |
| Caldwell Sutter Capital, Inc. | 14,488 | $188.9K | 0.10% | +1,487+11.4% | Added |
| Castle Rock Wealth Management, LLC | 14,175 | $184.6K | 0.06% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,535 | $176.5K | 0.00% | +3,021+28.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,500 | $176.0K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,533 | $163.4K | 0.00% | +1,000+8.7% | Added |
| Ameriprise Financial Inc | 12,284 | $160.2K | 0.00% | −7,470−37.8% | Reduced |
| D. E. Shaw & Co., Inc. | 12,273 | $160.0K | 0.00% | −3,040−19.9% | Reduced |
| Wells Fargo & Company | 11,189 | $145.9K | 0.00% | −1,100−9.0% | Reduced |
| Northern Trust Corp | 11,074 | $144.4K | 0.00% | +11,074 | New |
| Captrust Financial Advisors | 10,476 | $136.6K | 0.00% | +10,476 | New |
| Strategic Financial Concepts, LLC | 10,031 | $130.8K | 0.05% | +8+0.1% | Added |
| North Star Investment Management Corp. | 5,000 | $65.2K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $53.5K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,880 | $50.6K | 0.00% | +3,880 | New |
| Aquatic Capital Management LLC | 3,300 | $43.0K | 0.00% | +3,300 | New |
| Lazard Asset Management LLC | 2,987 | $38.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,577 | $33.6K | 0.00% | −12,823−83.3% | Reduced |
| Bank of America Corp | 2,020 | $26.3K | 0.00% | −17−0.8% | Reduced |
| State of Wyoming | 2,013 | $26.3K | 0.01% | −6,879−77.4% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $15.6K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 783 | $10.2K | 0.00% | +58+8.0% | Added |
| Group One Trading, L.P. | 764 | $9.96K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $8.80K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $7.82K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.52K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 348 | $4.54K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 339 | $4.42K | 0.00% | +99+41.3% | Added |
| Signaturefd, LLC | 324 | $4.22K | 0.00% | −776−70.5% | Reduced |
| Larson Financial Group LLC | 202 | $2.63K | 0.00% | +202 | New |
| ICA Group Wealth Management, LLC | 200 | $2.61K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 155 | $2.02K | 0.00% | −203−56.7% | Reduced |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.30K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 66 | $862 | 0.00% | +2+3.1% | Added |
| Lindbrook Capital, LLC | 28 | $365 | 0.00% | +28 | New |
| Citigroup Inc | 26 | $339 | 0.00% | +26 | New |
| Harbour Investments, Inc. | 10 | $130 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 2 | $26 | 0.00% | +2 | New |
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −87,882−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −21,265−100.0% | Sold out |
| Greenspring Advisors, LLC | 0 | $0 | 0.00% | −19,348−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,989−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,710−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −5,766−100.0% | Sold out |
| Antonetti Capital Management LLC | 0 | $0 | 0.00% | −950−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2−100.0% | Sold out |