Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- 0 vs. Q1 2023
- Shares held
- 4.03M
- −464.8K (−10.4%) vs. Q1 2023
- Total value
- $52.5M
- −$7.00M (−11.8%) vs. Q1 2023
- New holders
- 9
- 23 more added
- Sold out
- 9
- 27 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| BNP Paribas Arbitrage, SA | 2 | $26 | 0.00% | +2 | New |
| Harbour Investments, Inc. | 10 | $130 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 26 | $339 | 0.00% | +26 | New |
| Lindbrook Capital, LLC | 28 | $365 | 0.00% | +28 | New |
| Institutional & Family Asset Management, LLC | 66 | $862 | 0.00% | +2+3.1% | Added |
| Proequities, Inc. | 100 | $1.30K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 155 | $2.02K | 0.00% | −203−56.7% | Reduced |
| ICA Group Wealth Management, LLC | 200 | $2.61K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 202 | $2.63K | 0.00% | +202 | New |
| Signaturefd, LLC | 324 | $4.22K | 0.00% | −776−70.5% | Reduced |
| Parallel Advisors, LLC | 339 | $4.42K | 0.00% | +99+41.3% | Added |
| Nomura Asset Management Co Ltd | 348 | $4.54K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.52K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $7.82K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $8.80K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 764 | $9.96K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 783 | $10.2K | 0.00% | +58+8.0% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $15.6K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 2,013 | $26.3K | 0.01% | −6,879−77.4% | Reduced |
| Bank of America Corp | 2,020 | $26.3K | 0.00% | −17−0.8% | Reduced |
| Geneos Wealth Management Inc. | 2,577 | $33.6K | 0.00% | −12,823−83.3% | Reduced |
| Lazard Asset Management LLC | 2,987 | $38.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 3,300 | $43.0K | 0.00% | +3,300 | New |
| Quantbot Technologies LP | 3,880 | $50.6K | 0.00% | +3,880 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $53.5K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $65.2K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 10,031 | $130.8K | 0.05% | +8+0.1% | Added |
| Captrust Financial Advisors | 10,476 | $136.6K | 0.00% | +10,476 | New |
| Northern Trust Corp | 11,074 | $144.4K | 0.00% | +11,074 | New |
| Wells Fargo & Company | 11,189 | $145.9K | 0.00% | −1,100−9.0% | Reduced |
| D. E. Shaw & Co., Inc. | 12,273 | $160.0K | 0.00% | −3,040−19.9% | Reduced |
| Ameriprise Financial Inc | 12,284 | $160.2K | 0.00% | −7,470−37.8% | Reduced |
| Kestra Advisory Services, LLC | 12,533 | $163.4K | 0.00% | +1,000+8.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 13,500 | $176.0K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,535 | $176.5K | 0.00% | +3,021+28.7% | Added |
| Castle Rock Wealth Management, LLC | 14,175 | $184.6K | 0.06% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 14,488 | $188.9K | 0.10% | +1,487+11.4% | Added |
| Independent Financial Group, LLC | 14,878 | $194.0K | 0.01% | +60+0.4% | Added |
| Natixis | 15,192 | $198.1K | 0.00% | −1,370−8.3% | Reduced |
| Virtus ETF Advisers LLC | 17,082 | $222.7K | 0.13% | −5,965−25.9% | Reduced |
| Susquehanna International Group, LLP | 17,856 | $232.8K | 0.00% | −11,176−38.5% | Reduced |
| Truist Financial Corp | 20,080 | $261.8K | 0.00% | +80+0.4% | Added |
| Johnson Investment Counsel Inc | 21,792 | $284.2K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 22,375 | $291.8K | 0.00% | +2,977+15.3% | Added |
| Raymond James & Associates | 28,612 | $373.1K | 0.00% | +246+0.9% | Added |
| Wedbush Securities Inc | 28,752 | $375.0K | 0.02% | +203+0.7% | Added |
| Great West Life Assurance Co | 31,414 | $412.0K | 0.00% | +1,253+4.2% | Added |
| UBS Group AG | 34,084 | $444.5K | 0.00% | +3,457+11.3% | Added |
| Belpointe Asset Management LLC | 38,389 | $500.6K | 0.05% | −1,145−2.9% | Reduced |
| Prosperity Financial Group, Inc. | 38,650 | $504.0K | 0.44% | −2,648−6.4% | Reduced |
| Mackenzie Financial Corp | 40,127 | $528.5K | 0.00% | −12,008−23.0% | Reduced |
| Garner Asset Management Corp | 41,838 | $546.0K | 0.32% | −406−1.0% | Reduced |
| Commonwealth Equity Services, LLC | 42,505 | $554.0K | 0.00% | −2,257−5.0% | Reduced |
| Janney Montgomery Scott LLC | 47,850 | $624.0K | 0.00% | +1,328+2.9% | Added |
| Tudor Investment Corp Et Al | 51,437 | $670.7K | 0.01% | +11,220+27.9% | Added |
| Citadel Advisors LLC | 53,767 | $701.1K | 0.00% | +44,074+454.7% | Added |
| Royal Bank of Canada | 65,021 | $847.0K | 0.00% | +6,090+10.3% | Added |
| Albert D Mason Inc | 68,505 | $893.0K | 0.61% | +80.0% | Added |
| International Assets Investment Management, LLC | 74,790 | $975.3K | 0.13% | 00.0% | Unchanged |
| Morgan Stanley | 87,162 | $1.14M | 0.00% | +10,105+13.1% | Added |
| Atlantic Union Bankshares Corp | 102,808 | $1.34M | 0.13% | −9,517−8.5% | Reduced |
| Baird Financial Group, Inc. | 103,173 | $1.35M | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 127,384 | $1.66M | 0.13% | −1,680−1.3% | Reduced |
| Millennium Management LLC | 152,396 | $1.99M | 0.00% | −251,441−62.3% | Reduced |
| Blair William & Co | 157,204 | $2.05M | 0.01% | −1,650−1.0% | Reduced |
| Two Sigma Advisers, LP | 162,942 | $2.12M | 0.01% | −15,200−8.5% | Reduced |
| Two Sigma Investments, LP | 169,437 | $2.21M | 0.01% | −15,750−8.5% | Reduced |
| Advisor Group Holdings, Inc. | 181,796 | $2.37M | 0.00% | −12,645−6.5% | Reduced |
| BlackRock Inc. | 184,225 | $2.40M | 0.00% | −11,057−5.7% | Reduced |
| LPL Financial LLC | 191,223 | $2.49M | 0.00% | +4,430+2.4% | Added |
| Advisors Asset Management, Inc. | 215,494 | $2.81M | 0.06% | −89,170−29.3% | Reduced |
| Outfitter Financial LLC | 217,695 | $2.84M | 2.54% | −1,400−0.6% | Reduced |
| Davenport & Co LLC | 226,901 | $2.96M | 0.02% | −700−0.3% | Reduced |
| Legal & General Group Plc | 241,566 | $3.15M | 0.00% | +15,238+6.7% | Added |
| Van Eck Associates Corp | 520,705 | $6.79M | 0.01% | +36,331+7.5% | Added |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −87,882−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −21,265−100.0% | Sold out |
| Greenspring Advisors, LLC | 0 | $0 | 0.00% | −19,348−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −14,989−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,710−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −5,766−100.0% | Sold out |
| Antonetti Capital Management LLC | 0 | $0 | 0.00% | −950−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2−100.0% | Sold out |