Skip to main content
Livermore
Livermore
ZHEN

Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

13F holders, Q1 2023

Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
77
−7 vs. Q4 2022
Shares held
4.49M
−418.2K (−8.5%) vs. Q4 2022
Total value
$59.5M
−$3.75M (−5.9%) vs. Q4 2022
New holders
6
29 more added
Sold out
13
24 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 77 institutions
Q1 2021: 77 institutionsQ2 2021: 72 institutionsQ3 2021: 72 institutionsQ4 2021: 70 institutionsQ1 2022: 75 institutionsQ2 2022: 81 institutionsQ3 2022: 77 institutionsQ4 2022: 84 institutionsQ1 2023: 77 institutionsQ2 2023: 77 institutionsQ3 2023: 75 institutionsQ4 2023: 92 institutionsQ1 2024: 81 institutionsQ2 2024: 85 institutionsQ3 2024: 82 institutionsQ4 2024: 85 institutionsQ1 2025: 86 institutionsQ2 2025: 85 institutionsQ3 2025: 88 institutionsQ4 2025: 92 institutionsQ1 2026: 90 institutionsQ2 2026: 93 institutions
Value heldQ1 2023: $59.5M
Q1 2021: $52.3MQ2 2021: $59.2MQ3 2021: $59.6MQ4 2021: $67.2MQ1 2022: $60.2MQ2 2022: $53.8MQ3 2022: $49.6MQ4 2022: $63.2MQ1 2023: $59.5MQ2 2023: $52.5MQ3 2023: $51.7MQ4 2023: $62.1MQ1 2024: $74.3MQ2 2024: $76.4MQ3 2024: $71.7MQ4 2024: $68.7MQ1 2025: $71.7MQ2 2025: $79.0MQ3 2025: $84.4MQ4 2025: $92.9MQ1 2026: $97.0MQ2 2026: $105.4M
Institutions holding GAIN and their total value by quarter
QuarterHoldersValue
Q2 202693$105.4M
Q1 202690$97.0M
Q4 202592$92.9M
Q3 202588$84.4M
Q2 202585$79.0M
Q1 202586$71.7M
Q4 202485$68.7M
Q3 202482$71.7M
Q2 202485$76.4M
Q1 202481$74.3M
Q4 202392$62.1M
Q3 202375$51.7M
Q2 202377$52.5M
Q1 202377$59.5M
Q4 202284$63.2M
Q3 202277$49.6M
Q2 202281$53.8M
Q1 202275$60.2M
Q4 202170$67.2M
Q3 202172$59.6M
Q2 202172$59.2M
Q1 202177$52.3M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2022.

Institutions holding GAIN in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Van Eck Associates Corp484,374$6.42M0.01%+34,448+7.7%Added
Millennium Management LLC403,837$5.35M0.01%−85,781−17.5%Reduced
Advisors Asset Management, Inc.304,664$4.04M0.08%+13,428+4.6%Added
Davenport & Co LLC227,601$3.02M0.02%−7,370−3.1%Reduced
Legal & General Group Plc226,328$3.00M0.00%+8,776+4.0%Added
Outfitter Financial LLC219,095$2.90M2.61%−2,350−1.1%Reduced
BlackRock Inc.195,282$2.59M0.00%−71,815−26.9%Reduced
Advisor Group Holdings, Inc.194,441$2.58M0.00%+513+0.3%Added
LPL Financial LLC186,793$2.48M0.00%+2,356+1.3%Added
Two Sigma Investments, LP185,187$2.45M0.01%−1,586−0.8%Reduced
Two Sigma Advisers, LP178,142$2.36M0.01%−5,200−2.8%Reduced
Blair William & Co158,854$2.10M0.01%+1,274+0.8%Added
PFG Advisors129,064$1.71M0.14%−2,680−2.0%Reduced
Atlantic Union Bankshares Corp112,325$1.49M0.15%−4,200−3.6%Reduced
Baird Financial Group, Inc.103,173$1.37M0.00%00.0%Unchanged
Legacy Capital Wealth Partners, LLC87,882$1.16M0.32%+5,962+7.3%Added
Morgan Stanley77,057$1.02M0.00%−40,077−34.2%Reduced
International Assets Investment Management, LLC74,790$991.0K0.14%−9,045−10.8%Reduced
Albert D Mason Inc68,497$908.0K0.63%−293−0.4%Reduced
Royal Bank of Canada58,931$781.0K0.00%+7,930+15.5%Added
Mackenzie Financial Corp52,135$690.8K0.00%+15,001+40.4%Added
Janney Montgomery Scott LLC46,522$616.0K0.00%+3,576+8.3%Added
Commonwealth Equity Services, LLC44,762$593.0K0.00%+1,365+3.1%Added
Garner Asset Management Corp42,244$560.0K0.27%+1,007+2.4%Added
Prosperity Financial Group, Inc.41,298$547.2K0.55%−942−2.2%Reduced
Tudor Investment Corp Et Al40,217$533.0K0.01%+23,138+135.5%Added
Belpointe Asset Management LLC39,534$523.8K0.03%+506+1.3%Added
UBS Group AG30,627$405.8K0.00%−33−0.1%Reduced
Great West Life Assurance Co30,161$400.0K0.00%−9,807−24.5%Reduced
Susquehanna International Group, LLP29,032$384.7K0.00%+29,032New
Wedbush Securities Inc28,549$378.0K0.02%−739−2.5%Reduced
Raymond James & Associates28,366$375.9K0.00%−2,664−8.6%Reduced
Virtus ETF Advisers LLC23,047$305.4K0.17%+5,820+33.8%Added
Johnson Investment Counsel Inc21,792$288.7K0.00%00.0%Unchanged
Trexquant Investment LP21,265$281.8K0.01%+7,366+53.0%Added
Truist Financial Corp20,000$265.0K0.00%−800−3.8%Reduced
Ameriprise Financial Inc19,754$261.7K0.00%−5,400−21.5%Reduced
Atria Wealth Solutions, Inc.19,398$257.0K0.00%+355+1.9%Added
Greenspring Advisors, LLC19,348$256.4K0.06%+603+3.2%Added
Natixis16,562$219.4K0.00%00.0%Unchanged
Geneos Wealth Management Inc.15,400$204.1K0.01%00.0%Unchanged
D. E. Shaw & Co., Inc.15,313$202.9K0.00%−33,867−68.9%Reduced
Squarepoint Ops LLC14,989$198.6K0.00%+14,989New
Independent Financial Group, LLC14,818$196.3K0.02%+2,430+19.6%Added
Castle Rock Wealth Management, LLC14,175$188.4K0.07%00.0%Unchanged
Sheaff Brock Investment Advisors, LLC13,500$178.9K0.02%+2,200+19.5%Added
Caldwell Sutter Capital, Inc.13,001$172.3K0.13%+255+2.0%Added
Wells Fargo & Company12,289$162.8K0.00%−2,000−14.0%Reduced
Kestra Advisory Services, LLC11,533$152.8K0.00%00.0%Unchanged
Private Advisor Group, LLC10,514$139.3K0.00%+449+4.5%Added
Strategic Financial Concepts, LLC10,023$132.8K0.05%+10,023New
Citadel Advisors LLC9,693$128.4K0.00%−120,590−92.6%Reduced
State of Wyoming8,892$117.8K0.04%+2,364+36.2%Added
Advisory Services Network, LLC6,710$88.9K0.00%−231−3.3%Reduced
Tower Research Capital LLC (TRC)5,766$76.0K0.00%+3,952+217.9%Added
North Star Investment Management Corp.5,000$66.3K0.01%00.0%Unchanged
Carolinas Wealth Consulting LLC4,100$54.3K0.01%00.0%Unchanged
Lazard Asset Management LLC2,987$39.0K0.00%00.0%Unchanged
Bank of America Corp2,037$27.0K0.00%+1,037+103.7%Added
EverSource Wealth Advisors, LLC1,200$15.9K0.00%00.0%Unchanged
Signaturefd, LLC1,100$14.6K0.00%+839+321.5%Added
Antonetti Capital Management LLC950$12.6K0.02%00.0%Unchanged
Group One Trading, L.P.764$10.1K0.00%+764New
Quadrant Capital Group LLC725$9.61K0.00%−963−57.0%Reduced
Pflug Koory, LLC675$8.94K0.00%00.0%Unchanged
Creative Financial Designs Inc600$7.95K0.00%+600New
Federation des caisses Desjardins du Quebec500$6.63K0.00%00.0%Unchanged
US Bancorp358$4.74K0.00%+203+131.0%Added
Nomura Asset Management Co Ltd348$4.61K0.00%+348New
Parallel Advisors, LLC240$3.18K0.00%+172+252.9%Added
ICA Group Wealth Management, LLC200$2.65K0.00%00.0%Unchanged
Valley National Advisers Inc150$2.00K0.00%00.0%Unchanged
Bogart Wealth, LLC120$1.59K0.00%00.0%Unchanged
Proequities, Inc.100$1.32K0.00%00.0%Unchanged
Institutional & Family Asset Management, LLC64$8530.00%+2+3.2%Added
Harbour Investments, Inc.10$1330.00%00.0%Unchanged
JPMorgan Chase & Co2$270.00%−1,210−99.8%Reduced
Concorde Asset Management, LLC0$00.00%−92,119−100.0%Sold out
Marshall Wace, LLP0$00.00%−47,316−100.0%Sold out
Jump Financial, LLC0$00.00%−19,800−100.0%Sold out
First Republic Investment Management, Inc.0$00.00%−16,650−100.0%Sold out
Jane Street Group, LLC0$00.00%−11,176−100.0%Sold out
CWA Asset Management Group, LLC0$00.00%−10,555−100.0%Sold out
BNP Paribas Arbitrage, SA0$00.00%−5,871−100.0%Sold out
Quantbot Technologies LP0$00.00%−3,692−100.0%Sold out
Simplex Trading, LLC0$00.00%−2,806−100.0%Sold out
WFA of San Diego, LLC0$00.00%−1,200−100.0%Sold out
Money Concepts Capital Corp0$00.00%−450−100.0%Sold out
Accurate Wealth Management, LLC0$00.00%−50−100.0%Sold out
FMR LLC0$00.00%−2−100.0%Sold out