Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- −4 vs. Q2 2022
- Shares held
- 4.10M
- +273.4K (+7.2%) vs. Q2 2022
- Total value
- $49.6M
- −$4.27M (−7.9%) vs. Q2 2022
- New holders
- 9
- 25 more added
- Sold out
- 13
- 23 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 437,067 | $5.29M | 0.02% | −38,522−8.1% | Reduced |
| Advisors Asset Management, Inc. | 301,860 | $3.65M | 0.07% | +17,208+6.0% | Added |
| BlackRock Inc. | 259,901 | $3.14M | 0.00% | +15,750+6.5% | Added |
| Davenport & Co LLC | 241,558 | $2.92M | 0.03% | −8,219−3.3% | Reduced |
| Outfitter Financial LLC | 221,945 | $2.69M | 2.63% | −700−0.3% | Reduced |
| Legal & General Group Plc | 213,386 | $2.58M | 0.00% | +19,379+10.0% | Added |
| Advisor Group Holdings, Inc. | 189,086 | $2.29M | 0.01% | +2,083+1.1% | Added |
| LPL Financial LLC | 157,160 | $1.90M | 0.00% | +42,771+37.4% | Added |
| Blair William & Co | 155,762 | $1.89M | 0.01% | +1,680+1.1% | Added |
| Two Sigma Investments, LP | 148,108 | $1.79M | 0.01% | −21,089−12.5% | Reduced |
| Two Sigma Advisers, LP | 137,642 | $1.67M | 0.00% | −34,300−19.9% | Reduced |
| PFG Advisors | 136,544 | $1.65M | 0.19% | −3,000−2.1% | Reduced |
| Atlantic Union Bankshares Corp | 116,525 | $1.41M | 0.16% | 00.0% | Unchanged |
| Morgan Stanley | 107,250 | $1.30M | 0.00% | −796−0.7% | Reduced |
| Baird Financial Group, Inc. | 103,173 | $1.25M | 0.00% | +103,173 | New |
| Millennium Management LLC | 82,167 | $994.0K | 0.00% | +53,344+185.1% | Added |
| International Assets Investment Management, LLC | 74,790 | $905.0K | 0.19% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 70,232 | $850.0K | 0.45% | +1,591+2.3% | Added |
| Albert D Mason Inc | 68,713 | $831.0K | 0.67% | +37+0.1% | Added |
| Citadel Advisors LLC | 58,429 | $707.0K | 0.00% | +40,649+228.6% | Added |
| Concorde Asset Management, LLC | 49,195 | $595.0K | 0.67% | +49,195 | New |
| Royal Bank of Canada | 48,959 | $592.0K | 0.00% | −534−1.1% | Reduced |
| Janney Montgomery Scott LLC | 43,717 | $529.0K | 0.00% | +3,153+7.8% | Added |
| Marshall Wace, LLP | 43,344 | $525.0K | 0.00% | +43,344 | New |
| Mackenzie Financial Corp | 43,301 | $524.0K | 0.00% | −7,661−15.0% | Reduced |
| Garner Asset Management Corp | 41,233 | $499.0K | 0.27% | −4,135−9.1% | Reduced |
| Commonwealth Equity Services, LLC | 41,083 | $497.0K | 0.00% | −1,113−2.6% | Reduced |
| Great West Life Assurance Co | 39,175 | $474.0K | 0.00% | +3,861+10.9% | Added |
| Belpointe Asset Management LLC | 37,466 | $453.0K | 0.03% | +2,118+6.0% | Added |
| Raymond James & Associates | 29,832 | $361.0K | 0.00% | −5,245−15.0% | Reduced |
| UBS Group AG | 29,620 | $358.0K | 0.00% | −13,142−30.7% | Reduced |
| Wedbush Securities Inc | 29,097 | $352.0K | 0.02% | +113+0.4% | Added |
| Ameriprise Financial Inc | 22,178 | $269.0K | 0.00% | −2,333−9.5% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $264.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 20,081 | $243.0K | 0.10% | −4,584−18.6% | Reduced |
| Claraphi Advisory Network, LLC | 18,551 | $224.0K | 0.12% | −1,450−7.2% | Reduced |
| Greenspring Advisors, LLC | 18,248 | $221.0K | 0.07% | +292+1.6% | Added |
| TTP Investments, Inc. | 17,866 | $216.0K | 0.26% | +17,866 | New |
| Natixis | 16,562 | $204.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 16,800 | $203.0K | 0.00% | +16,800 | New |
| Wells Fargo & Company | 16,403 | $198.0K | 0.00% | +496+3.1% | Added |
| Castle Rock Wealth Management, LLC | 14,175 | $168.0K | 0.08% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,533 | $152.0K | 0.00% | +1,000+8.7% | Added |
| Independent Financial Group, LLC | 12,388 | $149.9K | 0.01% | +12,388 | New |
| Susquehanna International Group, LLP | 11,358 | $137.0K | 0.00% | −21,638−65.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $137.0K | 0.02% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 11,361 | $137.0K | 0.00% | +11,361 | New |
| Raymond James Financial Services Advisors, Inc. | 11,146 | $135.0K | 0.00% | +57+0.5% | Added |
| Jane Street Group, LLC | 11,071 | $134.0K | 0.00% | −14,324−56.4% | Reduced |
| Jump Financial, LLC | 11,000 | $133.0K | 0.01% | +11,000 | New |
| CWA Asset Management Group, LLC | 10,536 | $127.0K | 0.01% | +16+0.2% | Added |
| Private Advisor Group, LLC | 10,037 | $121.0K | 0.00% | +17+0.2% | Added |
| JPMorgan Chase & Co | 8,827 | $107.0K | 0.00% | +5,327+152.2% | Added |
| North Star Investment Management Corp. | 5,000 | $60.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $56.1K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $50.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 3,285 | $40.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,046 | $37.0K | 0.00% | +540+21.5% | Added |
| Lazard Asset Management LLC | 2,987 | $36.0K | 0.00% | +1,121+60.1% | Added |
| Signaturefd, LLC | 2,452 | $30.0K | 0.00% | −1,430−36.8% | Reduced |
| Quadrant Capital Group LLC | 1,306 | $16.0K | 0.00% | +443+51.3% | Added |
| The PNC Financial Services Group, Inc. | 1,338 | $16.0K | 0.00% | +1,338 | New |
| Group One Trading, L.P. | 1,203 | $15.0K | 0.00% | −800−39.9% | Reduced |
| Bank of America Corp | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 900 | $11.0K | 0.00% | −200−18.2% | Reduced |
| Antonetti Capital Management LLC | 950 | $11.0K | 0.01% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $8.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.05K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 393 | $5.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 155 | $2.00K | 0.00% | −189−54.9% | Reduced |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $1.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 60 | $1.00K | 0.00% | +1+1.7% | Added |
| Simplex Trading, LLC | 20 | $0 | 0.00% | −4,712−99.6% | Reduced |
| Harbour Investments, Inc. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −177−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,128−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −3,399−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −488−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| Beacon Capital Management, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Curi Capital | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −15−100.0% | Sold out |