Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- −4 vs. Q2 2022
- Shares held
- 4.10M
- +273.4K (+7.2%) vs. Q2 2022
- Total value
- $49.6M
- −$4.27M (−7.9%) vs. Q2 2022
- New holders
- 9
- 25 more added
- Sold out
- 13
- 23 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 20 | $0 | 0.00% | −4,712−99.6% | Reduced |
| Harbour Investments, Inc. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $1.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 60 | $1.00K | 0.00% | +1+1.7% | Added |
| US Bancorp | 155 | $2.00K | 0.00% | −189−54.9% | Reduced |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $4.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 393 | $5.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.05K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $8.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 900 | $11.0K | 0.00% | −200−18.2% | Reduced |
| Antonetti Capital Management LLC | 950 | $11.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,203 | $15.0K | 0.00% | −800−39.9% | Reduced |
| Quadrant Capital Group LLC | 1,306 | $16.0K | 0.00% | +443+51.3% | Added |
| The PNC Financial Services Group, Inc. | 1,338 | $16.0K | 0.00% | +1,338 | New |
| Signaturefd, LLC | 2,452 | $30.0K | 0.00% | −1,430−36.8% | Reduced |
| Lazard Asset Management LLC | 2,987 | $36.0K | 0.00% | +1,121+60.1% | Added |
| Tower Research Capital LLC (TRC) | 3,046 | $37.0K | 0.00% | +540+21.5% | Added |
| CWM, LLC | 3,285 | $40.0K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $50.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $56.1K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $60.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,827 | $107.0K | 0.00% | +5,327+152.2% | Added |
| Private Advisor Group, LLC | 10,037 | $121.0K | 0.00% | +17+0.2% | Added |
| CWA Asset Management Group, LLC | 10,536 | $127.0K | 0.01% | +16+0.2% | Added |
| Jump Financial, LLC | 11,000 | $133.0K | 0.01% | +11,000 | New |
| Jane Street Group, LLC | 11,071 | $134.0K | 0.00% | −14,324−56.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,146 | $135.0K | 0.00% | +57+0.5% | Added |
| Susquehanna International Group, LLP | 11,358 | $137.0K | 0.00% | −21,638−65.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $137.0K | 0.02% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 11,361 | $137.0K | 0.00% | +11,361 | New |
| Independent Financial Group, LLC | 12,388 | $149.9K | 0.01% | +12,388 | New |
| Kestra Advisory Services, LLC | 12,533 | $152.0K | 0.00% | +1,000+8.7% | Added |
| Castle Rock Wealth Management, LLC | 14,175 | $168.0K | 0.08% | 00.0% | Unchanged |
| Wells Fargo & Company | 16,403 | $198.0K | 0.00% | +496+3.1% | Added |
| Schonfeld Strategic Advisors LLC | 16,800 | $203.0K | 0.00% | +16,800 | New |
| Natixis | 16,562 | $204.0K | 0.00% | 00.0% | Unchanged |
| TTP Investments, Inc. | 17,866 | $216.0K | 0.26% | +17,866 | New |
| Greenspring Advisors, LLC | 18,248 | $221.0K | 0.07% | +292+1.6% | Added |
| Claraphi Advisory Network, LLC | 18,551 | $224.0K | 0.12% | −1,450−7.2% | Reduced |
| Virtus ETF Advisers LLC | 20,081 | $243.0K | 0.10% | −4,584−18.6% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $264.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 22,178 | $269.0K | 0.00% | −2,333−9.5% | Reduced |
| Wedbush Securities Inc | 29,097 | $352.0K | 0.02% | +113+0.4% | Added |
| UBS Group AG | 29,620 | $358.0K | 0.00% | −13,142−30.7% | Reduced |
| Raymond James & Associates | 29,832 | $361.0K | 0.00% | −5,245−15.0% | Reduced |
| Belpointe Asset Management LLC | 37,466 | $453.0K | 0.03% | +2,118+6.0% | Added |
| Great West Life Assurance Co | 39,175 | $474.0K | 0.00% | +3,861+10.9% | Added |
| Commonwealth Equity Services, LLC | 41,083 | $497.0K | 0.00% | −1,113−2.6% | Reduced |
| Garner Asset Management Corp | 41,233 | $499.0K | 0.27% | −4,135−9.1% | Reduced |
| Mackenzie Financial Corp | 43,301 | $524.0K | 0.00% | −7,661−15.0% | Reduced |
| Marshall Wace, LLP | 43,344 | $525.0K | 0.00% | +43,344 | New |
| Janney Montgomery Scott LLC | 43,717 | $529.0K | 0.00% | +3,153+7.8% | Added |
| Royal Bank of Canada | 48,959 | $592.0K | 0.00% | −534−1.1% | Reduced |
| Concorde Asset Management, LLC | 49,195 | $595.0K | 0.67% | +49,195 | New |
| Citadel Advisors LLC | 58,429 | $707.0K | 0.00% | +40,649+228.6% | Added |
| Albert D Mason Inc | 68,713 | $831.0K | 0.67% | +37+0.1% | Added |
| Legacy Capital Wealth Partners, LLC | 70,232 | $850.0K | 0.45% | +1,591+2.3% | Added |
| International Assets Investment Management, LLC | 74,790 | $905.0K | 0.19% | 00.0% | Unchanged |
| Millennium Management LLC | 82,167 | $994.0K | 0.00% | +53,344+185.1% | Added |
| Baird Financial Group, Inc. | 103,173 | $1.25M | 0.00% | +103,173 | New |
| Morgan Stanley | 107,250 | $1.30M | 0.00% | −796−0.7% | Reduced |
| Atlantic Union Bankshares Corp | 116,525 | $1.41M | 0.16% | 00.0% | Unchanged |
| PFG Advisors | 136,544 | $1.65M | 0.19% | −3,000−2.1% | Reduced |
| Two Sigma Advisers, LP | 137,642 | $1.67M | 0.00% | −34,300−19.9% | Reduced |
| Two Sigma Investments, LP | 148,108 | $1.79M | 0.01% | −21,089−12.5% | Reduced |
| Blair William & Co | 155,762 | $1.89M | 0.01% | +1,680+1.1% | Added |
| LPL Financial LLC | 157,160 | $1.90M | 0.00% | +42,771+37.4% | Added |
| Advisor Group Holdings, Inc. | 189,086 | $2.29M | 0.01% | +2,083+1.1% | Added |
| Legal & General Group Plc | 213,386 | $2.58M | 0.00% | +19,379+10.0% | Added |
| Outfitter Financial LLC | 221,945 | $2.69M | 2.63% | −700−0.3% | Reduced |
| Davenport & Co LLC | 241,558 | $2.92M | 0.03% | −8,219−3.3% | Reduced |
| BlackRock Inc. | 259,901 | $3.14M | 0.00% | +15,750+6.5% | Added |
| Advisors Asset Management, Inc. | 301,860 | $3.65M | 0.07% | +17,208+6.0% | Added |
| Van Eck Associates Corp | 437,067 | $5.29M | 0.02% | −38,522−8.1% | Reduced |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −177−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −88−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,128−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −3,399−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −488−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −166−100.0% | Sold out |
| Beacon Capital Management, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Curi Capital | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −15−100.0% | Sold out |