Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- 0 vs. Q2 2024
- Shares held
- 5.03M
- −262.3K (−5.0%) vs. Q2 2024
- Total value
- $71.7M
- −$2.23M (−3.0%) vs. Q2 2024
- New holders
- 15
- 23 more added
- Sold out
- 15
- 28 more reduced
3 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melia Wealth LLC | 1,008,123 | $14.6M | 7.54% | +38,937+4.0% | Added |
| Van Eck Associates Corp | 897,668 | $12.5M | 0.02% | +52,594+6.2% | Added |
| Legal & General Group Plc | 268,306 | $3.88M | 0.00% | −24,384−8.3% | Reduced |
| Outfitter Financial LLC | 203,295 | $2.94M | 2.42% | −4,225−2.0% | Reduced |
| BlackRock, Inc. | 170,302 | $2.46M | 0.00% | +170,302 | New |
| Davenport & Co LLC | 165,372 | $2.39M | 0.01% | −9,470−5.4% | Reduced |
| LPL Financial LLC | 161,405 | $2.33M | 0.00% | +8,139+5.3% | Added |
| Advisors Asset Management, Inc. | 159,421 | $2.30M | 0.04% | +17,209+12.1% | Added |
| Blair William & Co | 157,193 | $2.27M | 0.01% | +860+0.6% | Added |
| Morgan Stanley | 155,087 | $2.24M | 0.00% | +26,980+21.1% | Added |
| Two Sigma Investments, LP | 150,311 | $2.17M | 0.00% | −64,789−30.1% | Reduced |
| Two Sigma Advisers, LP | 142,142 | $2.05M | 0.00% | −97,700−40.7% | Reduced |
| PFG Advisors | 101,904 | $1.47M | 0.09% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 99,589 | $1.44M | 0.29% | −2,367−2.3% | Reduced |
| Baird Financial Group, Inc. | 92,847 | $1.34M | 0.00% | +500+0.5% | Added |
| Atlantic Union Bankshares Corp | 89,545 | $1.29M | 0.08% | 00.0% | Unchanged |
| Royal Bank of Canada | 76,607 | $1.11M | 0.00% | +6,561+9.4% | Added |
| United Advisor Group, LLC | 70,079 | $1.01M | 0.23% | +1,281+1.9% | Added |
| Albert D Mason Inc | 69,014 | $997.2K | 0.64% | +403+0.6% | Added |
| Virtus ETF Advisers LLC | 56,681 | $819.0K | 0.38% | −5,189−8.4% | Reduced |
| Qube Research & Technologies Ltd | 55,061 | $795.6K | 0.00% | −8,905−13.9% | Reduced |
| Marshall Wace, LLP | 41,913 | $605.6K | 0.00% | −139,541−76.9% | Reduced |
| Garner Asset Management Corp | 41,342 | $597.0K | 0.27% | +40.0% | Added |
| Raymond James & Associates | 39,455 | $570.1K | 0.00% | −7,555−16.1% | Reduced |
| Cetera Investment Advisers | 37,151 | $536.8K | 0.00% | +18,478+99.0% | Added |
| Prosperity Financial Group, Inc. | 36,550 | $528.1K | 0.30% | +400+1.1% | Added |
| Susquehanna International Group, LLP | 35,351 | $510.8K | 0.00% | −44,417−55.7% | Reduced |
| Great West Life Assurance Co | 33,203 | $481.0K | 0.00% | +1,940+6.2% | Added |
| Commonwealth Equity Services, LLC | 32,700 | $473.0K | 0.00% | −3,551−9.8% | Reduced |
| UBS Group AG | 31,057 | $448.8K | 0.00% | −5,495−15.0% | Reduced |
| Independent Financial Group, LLC | 30,805 | $445.1K | 0.02% | +3,821+14.2% | Added |
| Private Advisor Group, LLC | 24,801 | $358.4K | 0.00% | +1,609+6.9% | Added |
| Envestnet Asset Management Inc | 22,683 | $327.8K | 0.00% | +485+2.2% | Added |
| Northern Trust Corp | 22,255 | $321.6K | 0.00% | +22,255 | New |
| Janney Montgomery Scott LLC | 21,952 | $317.0K | 0.00% | +2,502+12.9% | Added |
| Johnson Investment Counsel Inc | 21,792 | $314.9K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 20,928 | $302.4K | 0.00% | −2,296−9.9% | Reduced |
| Jane Street Group, LLC | 17,527 | $253.3K | 0.00% | +17,527 | New |
| Paloma Partners Management Co | 16,531 | $238.9K | 0.01% | +16,531 | New |
| Sound Income Strategies, LLC | 15,469 | $223.5K | 0.01% | −8,402−35.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,388 | $193.5K | 0.00% | −1,334−9.1% | Reduced |
| Centiva Capital, LP | 13,288 | $192.0K | 0.01% | +13,288 | New |
| Mercer Global Advisors Inc | 11,599 | $169.9K | 0.00% | −627−5.1% | Reduced |
| Wells Fargo & Company | 10,190 | $147.2K | 0.00% | −458−4.3% | Reduced |
| Ameriprise Financial Inc | 10,140 | $146.5K | 0.00% | −10−0.1% | Reduced |
| Citadel Advisors LLC | 6,416 | $92.7K | 0.00% | −14,084−68.7% | Reduced |
| North Star Investment Management Corp. | 5,000 | $72.3K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 4,478 | $64.7K | 0.03% | −430−8.8% | Reduced |
| Northwest Financial Advisors | 4,000 | $57.8K | 0.05% | +4,000 | New |
| Steward Partners Investment Advisory, LLC | 3,000 | $43.4K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,523 | $36.5K | 0.00% | −4−0.2% | Reduced |
| GWM Advisors LLC | 2,050 | $29.6K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,761 | $25.4K | 0.00% | −654−27.1% | Reduced |
| Citigroup Inc | 1,560 | $22.5K | 0.00% | +237+17.9% | Added |
| Signaturefd, LLC | 1,452 | $21.0K | 0.00% | −1,002−40.8% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $17.3K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $14.4K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 930 | $13.4K | 0.00% | +930 | New |
| The PNC Financial Services Group, Inc. | 850 | $12.3K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 800 | $11.6K | 0.00% | +493+160.6% | Added |
| Pflug Koory, LLC | 675 | $9.75K | 0.00% | +675 | New |
| Creative Financial Designs Inc | 600 | $8.67K | 0.00% | 00.0% | Unchanged |
| Bullock Wealth Management Group | 500 | $7.33K | 0.00% | +500 | New |
| Federation des caisses Desjardins du Quebec | 500 | $7.22K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 491 | $7.01K | 0.00% | +491 | New |
| JNBA Financial Advisors | 455 | $6.58K | 0.00% | +455 | New |
| Simplex Trading, LLC | 447 | $6.00K | 0.00% | −684−60.5% | Reduced |
| Lindbrook Capital, LLC | 274 | $3.96K | 0.00% | −285−51.0% | Reduced |
| Parallel Advisors, LLC | 245 | $3.54K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 213 | $3.07K | 0.00% | +4+1.9% | Added |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.45K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 88 | $1.00K | 0.00% | +53+151.4% | Added |
| Morton Brown Family Wealth, LLC | 52 | $751 | 0.00% | +52 | New |
| FMR LLC | 43 | $621 | 0.00% | −21−32.8% | Reduced |
| JPMorgan Chase & Co | 37 | $535 | 0.00% | +37 | New |
| Tower Research Capital LLC (TRC) | 24 | $347 | 0.00% | +24 | New |
| Allworth Financial LP | 14 | $203 | 0.00% | +14 | New |
| Harbour Investments, Inc. | 10 | $145 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $73 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 2 | $29 | 0.00% | −2,728−99.9% | Reduced |
| International Assets Investment Management, LLC | 31,646 | – | – | +29,456+1,345.0% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −55,195−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −40,418−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −33,200−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −28,726−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −15,192−100.0% | Sold out |
| Castle Rock Wealth Management, LLC | 0 | $0 | 0.00% | −14,375−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −14,296−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −13,401−100.0% | Sold out |
| Drive Wealth Management, LLC | 0 | $0 | 0.00% | −12,712−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −10,373−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −10,123−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,694−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| ICA Group Wealth Management, LLC | – | – | – | – | Not filed |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |