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Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

Q3 2024 vs. Q2 2024

How the institutions holding Gladstone Investment Corporationde changed between Q2 2024 and Q3 2024.

All holders in Q3 2024All holders in Q2 2024

13F holders of GAIN: Q2 2024 compared with Q3 2024
MeasureQ2 2024Of which not filed for Q3 2024Q3 2024Change
Holders853820
Shares5.47M177.8K5.03M−262.3K (−5.0%)
Value$76.4M$2.49M$71.7M−$2.23M (−3.0%)

3 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (15)

Institutions that held Gladstone Investment Corporationde at the end of Q3 2024 but not at the end of Q2 2024.

Institutions new to GAIN in Q3 2024
InstitutionSharesValue% of portfolio
BlackRock, Inc.170,302$2.46M0.00%
Northern Trust Corp22,255$321.6K0.00%
Jane Street Group, LLC17,527$253.3K0.00%
Paloma Partners Management Co16,531$238.9K0.01%
Centiva Capital, LP13,288$192.0K0.01%
Northwest Financial Advisors4,000$57.8K0.05%
Bryn Mawr Trust Co930$13.4K0.00%
Pflug Koory, LLC675$9.75K0.00%
Bullock Wealth Management Group500$7.33K0.00%
Jones Financial Companies LLLP491$7.01K0.00%
JNBA Financial Advisors455$6.58K0.00%
Morton Brown Family Wealth, LLC52$7510.00%
JPMorgan Chase & Co37$5350.00%
Tower Research Capital LLC (TRC)24$3470.00%
Allworth Financial LP14$2030.00%

Sold out (15)

Institutions that held Gladstone Investment Corporationde at the end of Q2 2024 and filed for Q3 2024 without it.

Institutions that sold out of GAIN in Q3 2024
InstitutionShares, Q2 2024Value, Q2 2024
Millennium Management LLC55,195$771.6K
Invesco Ltd.40,418$565.0K
Schonfeld Strategic Advisors LLC33,200$464.1K
Wedbush Securities Inc28,726$402.0K
Natixis15,192$212.4K
Castle Rock Wealth Management, LLC14,375$202.1K
Mutual Advisors, LLC14,296$200.6K
Goldman Sachs Group Inc13,401$187.3K
Drive Wealth Management, LLC12,712$174.0K
Captrust Financial Advisors12,000$167.8K
Evergreen Capital Management LLC10,373$145.0K
Cornerstone Wealth Management, LLC10,123$141.5K
State of Wyoming8,900$124.4K
Quantbot Technologies LP2,694$37.7K
Redwood Wealth Management Group, LLC150$2.10K

Not filed for Q3 2024 yet (3)

Institutions that held Gladstone Investment Corporationde at the end of Q2 2024 and haven't filed a 13F for Q3 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GAIN in Q2 2024 that haven't filed for Q3 2024
InstitutionShares, Q2 2024Value, Q2 2024
BlackRock Inc.177,548$2.48M
ICA Group Wealth Management, LLC200$2.80K
Institutional & Family Asset Management, LLC77$1.07K