Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- 0 vs. Q2 2024
- Shares held
- 5.03M
- −262.3K (−5.0%) vs. Q2 2024
- Total value
- $71.7M
- −$2.23M (−3.0%) vs. Q2 2024
- New holders
- 15
- 23 more added
- Sold out
- 15
- 28 more reduced
3 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 2 | $29 | 0.00% | −2,728−99.9% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5 | $73 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $145 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 14 | $203 | 0.00% | +14 | New |
| Tower Research Capital LLC (TRC) | 24 | $347 | 0.00% | +24 | New |
| JPMorgan Chase & Co | 37 | $535 | 0.00% | +37 | New |
| FMR LLC | 43 | $621 | 0.00% | −21−32.8% | Reduced |
| Morton Brown Family Wealth, LLC | 52 | $751 | 0.00% | +52 | New |
| Roble, Belko & Company, Inc | 88 | $1.00K | 0.00% | +53+151.4% | Added |
| Proequities, Inc. | 100 | $1.45K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 213 | $3.07K | 0.00% | +4+1.9% | Added |
| Parallel Advisors, LLC | 245 | $3.54K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 274 | $3.96K | 0.00% | −285−51.0% | Reduced |
| Simplex Trading, LLC | 447 | $6.00K | 0.00% | −684−60.5% | Reduced |
| JNBA Financial Advisors | 455 | $6.58K | 0.00% | +455 | New |
| Jones Financial Companies LLLP | 491 | $7.01K | 0.00% | +491 | New |
| Federation des caisses Desjardins du Quebec | 500 | $7.22K | 0.00% | 00.0% | Unchanged |
| Bullock Wealth Management Group | 500 | $7.33K | 0.00% | +500 | New |
| Creative Financial Designs Inc | 600 | $8.67K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.75K | 0.00% | +675 | New |
| Northwestern Mutual Wealth Management Co | 800 | $11.6K | 0.00% | +493+160.6% | Added |
| The PNC Financial Services Group, Inc. | 850 | $12.3K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 930 | $13.4K | 0.00% | +930 | New |
| National Bank of Canada | 1,000 | $14.4K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $17.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,452 | $21.0K | 0.00% | −1,002−40.8% | Reduced |
| Citigroup Inc | 1,560 | $22.5K | 0.00% | +237+17.9% | Added |
| Quadrant Capital Group LLC | 1,761 | $25.4K | 0.00% | −654−27.1% | Reduced |
| GWM Advisors LLC | 2,050 | $29.6K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,523 | $36.5K | 0.00% | −4−0.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,000 | $43.4K | 0.00% | 00.0% | Unchanged |
| Northwest Financial Advisors | 4,000 | $57.8K | 0.05% | +4,000 | New |
| Caldwell Sutter Capital, Inc. | 4,478 | $64.7K | 0.03% | −430−8.8% | Reduced |
| North Star Investment Management Corp. | 5,000 | $72.3K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 6,416 | $92.7K | 0.00% | −14,084−68.7% | Reduced |
| Ameriprise Financial Inc | 10,140 | $146.5K | 0.00% | −10−0.1% | Reduced |
| Wells Fargo & Company | 10,190 | $147.2K | 0.00% | −458−4.3% | Reduced |
| Mercer Global Advisors Inc | 11,599 | $169.9K | 0.00% | −627−5.1% | Reduced |
| Centiva Capital, LP | 13,288 | $192.0K | 0.01% | +13,288 | New |
| Raymond James Financial Services Advisors, Inc. | 13,388 | $193.5K | 0.00% | −1,334−9.1% | Reduced |
| Sound Income Strategies, LLC | 15,469 | $223.5K | 0.01% | −8,402−35.2% | Reduced |
| Paloma Partners Management Co | 16,531 | $238.9K | 0.01% | +16,531 | New |
| Jane Street Group, LLC | 17,527 | $253.3K | 0.00% | +17,527 | New |
| Advisor Group Holdings, Inc. | 20,928 | $302.4K | 0.00% | −2,296−9.9% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $314.9K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 21,952 | $317.0K | 0.00% | +2,502+12.9% | Added |
| Northern Trust Corp | 22,255 | $321.6K | 0.00% | +22,255 | New |
| Envestnet Asset Management Inc | 22,683 | $327.8K | 0.00% | +485+2.2% | Added |
| Private Advisor Group, LLC | 24,801 | $358.4K | 0.00% | +1,609+6.9% | Added |
| Independent Financial Group, LLC | 30,805 | $445.1K | 0.02% | +3,821+14.2% | Added |
| UBS Group AG | 31,057 | $448.8K | 0.00% | −5,495−15.0% | Reduced |
| Commonwealth Equity Services, LLC | 32,700 | $473.0K | 0.00% | −3,551−9.8% | Reduced |
| Great West Life Assurance Co | 33,203 | $481.0K | 0.00% | +1,940+6.2% | Added |
| Susquehanna International Group, LLP | 35,351 | $510.8K | 0.00% | −44,417−55.7% | Reduced |
| Prosperity Financial Group, Inc. | 36,550 | $528.1K | 0.30% | +400+1.1% | Added |
| Cetera Investment Advisers | 37,151 | $536.8K | 0.00% | +18,478+99.0% | Added |
| Raymond James & Associates | 39,455 | $570.1K | 0.00% | −7,555−16.1% | Reduced |
| Garner Asset Management Corp | 41,342 | $597.0K | 0.27% | +40.0% | Added |
| Marshall Wace, LLP | 41,913 | $605.6K | 0.00% | −139,541−76.9% | Reduced |
| Qube Research & Technologies Ltd | 55,061 | $795.6K | 0.00% | −8,905−13.9% | Reduced |
| Virtus ETF Advisers LLC | 56,681 | $819.0K | 0.38% | −5,189−8.4% | Reduced |
| Albert D Mason Inc | 69,014 | $997.2K | 0.64% | +403+0.6% | Added |
| United Advisor Group, LLC | 70,079 | $1.01M | 0.23% | +1,281+1.9% | Added |
| Royal Bank of Canada | 76,607 | $1.11M | 0.00% | +6,561+9.4% | Added |
| Atlantic Union Bankshares Corp | 89,545 | $1.29M | 0.08% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 92,847 | $1.34M | 0.00% | +500+0.5% | Added |
| Legacy Capital Wealth Partners, LLC | 99,589 | $1.44M | 0.29% | −2,367−2.3% | Reduced |
| PFG Advisors | 101,904 | $1.47M | 0.09% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 142,142 | $2.05M | 0.00% | −97,700−40.7% | Reduced |
| Two Sigma Investments, LP | 150,311 | $2.17M | 0.00% | −64,789−30.1% | Reduced |
| Morgan Stanley | 155,087 | $2.24M | 0.00% | +26,980+21.1% | Added |
| Blair William & Co | 157,193 | $2.27M | 0.01% | +860+0.6% | Added |
| Advisors Asset Management, Inc. | 159,421 | $2.30M | 0.04% | +17,209+12.1% | Added |
| LPL Financial LLC | 161,405 | $2.33M | 0.00% | +8,139+5.3% | Added |
| Davenport & Co LLC | 165,372 | $2.39M | 0.01% | −9,470−5.4% | Reduced |
| BlackRock, Inc. | 170,302 | $2.46M | 0.00% | +170,302 | New |
| Outfitter Financial LLC | 203,295 | $2.94M | 2.42% | −4,225−2.0% | Reduced |
| Legal & General Group Plc | 268,306 | $3.88M | 0.00% | −24,384−8.3% | Reduced |
| Van Eck Associates Corp | 897,668 | $12.5M | 0.02% | +52,594+6.2% | Added |
| Melia Wealth LLC | 1,008,123 | $14.6M | 7.54% | +38,937+4.0% | Added |
| International Assets Investment Management, LLC | 31,646 | – | – | +29,456+1,345.0% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −55,195−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −40,418−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −33,200−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −28,726−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −15,192−100.0% | Sold out |
| Castle Rock Wealth Management, LLC | 0 | $0 | 0.00% | −14,375−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −14,296−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −13,401−100.0% | Sold out |
| Drive Wealth Management, LLC | 0 | $0 | 0.00% | −12,712−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −10,373−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −10,123−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,694−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| ICA Group Wealth Management, LLC | – | – | – | – | Not filed |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |