Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +8 vs. Q3 2022
- Shares held
- 4.91M
- +816.4K (+20.0%) vs. Q3 2022
- Total value
- $63.2M
- +$13.7M (+27.7%) vs. Q3 2022
- New holders
- 19
- 34 more added
- Sold out
- 11
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 489,618 | $6.32M | 0.01% | +407,451+495.9% | Added |
| Van Eck Associates Corp | 449,926 | $5.81M | 0.02% | +12,859+2.9% | Added |
| Advisors Asset Management, Inc. | 291,236 | $3.76M | 0.08% | −10,624−3.5% | Reduced |
| BlackRock Inc. | 267,097 | $3.45M | 0.00% | +7,196+2.8% | Added |
| Davenport & Co LLC | 234,971 | $3.03M | 0.02% | −6,587−2.7% | Reduced |
| Outfitter Financial LLC | 221,445 | $2.86M | 2.59% | −500−0.2% | Reduced |
| Legal & General Group Plc | 217,552 | $2.81M | 0.00% | +4,166+2.0% | Added |
| Advisor Group Holdings, Inc. | 193,928 | $2.50M | 0.01% | +4,842+2.6% | Added |
| Two Sigma Investments, LP | 186,773 | $2.41M | 0.01% | +38,665+26.1% | Added |
| LPL Financial LLC | 184,437 | $2.38M | 0.00% | +27,277+17.4% | Added |
| Two Sigma Advisers, LP | 183,342 | $2.37M | 0.01% | +45,700+33.2% | Added |
| Blair William & Co | 157,580 | $2.03M | 0.01% | +1,818+1.2% | Added |
| PFG Advisors | 131,744 | $1.70M | 0.17% | −4,800−3.5% | Reduced |
| Citadel Advisors LLC | 130,283 | $1.68M | 0.00% | +71,854+123.0% | Added |
| Morgan Stanley | 117,134 | $1.51M | 0.00% | +9,884+9.2% | Added |
| Atlantic Union Bankshares Corp | 116,525 | $1.50M | 0.16% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 103,173 | $1.33M | 0.00% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 92,119 | $1.19M | 1.06% | +42,924+87.3% | Added |
| International Assets Investment Management, LLC | 83,835 | $1.08M | 0.11% | +9,045+12.1% | Added |
| Legacy Capital Wealth Partners, LLC | 81,920 | $1.06M | 0.51% | +11,688+16.6% | Added |
| Albert D Mason Inc | 68,790 | $888.0K | 0.63% | +77+0.1% | Added |
| Royal Bank of Canada | 51,001 | $658.0K | 0.00% | +2,042+4.2% | Added |
| D. E. Shaw & Co., Inc. | 49,180 | $634.9K | 0.00% | +37,819+332.9% | Added |
| Marshall Wace, LLP | 47,316 | $610.9K | 0.00% | +3,972+9.2% | Added |
| Commonwealth Equity Services, LLC | 43,397 | $560.0K | 0.00% | +2,314+5.6% | Added |
| Janney Montgomery Scott LLC | 42,946 | $554.0K | 0.00% | −771−1.8% | Reduced |
| Prosperity Financial Group, Inc. | 42,240 | $545.3K | 0.59% | +42,240 | New |
| Garner Asset Management Corp | 41,237 | $532.0K | 0.26% | +40.0% | Added |
| Great West Life Assurance Co | 39,968 | $518.0K | 0.00% | +793+2.0% | Added |
| Belpointe Asset Management LLC | 39,028 | $503.9K | 0.03% | +1,562+4.2% | Added |
| Mackenzie Financial Corp | 37,134 | $479.4K | 0.00% | −6,167−14.2% | Reduced |
| Raymond James & Associates | 31,030 | $400.6K | 0.00% | +1,198+4.0% | Added |
| UBS Group AG | 30,660 | $395.8K | 0.00% | +1,040+3.5% | Added |
| Wedbush Securities Inc | 29,288 | $378.0K | 0.02% | +191+0.7% | Added |
| Ameriprise Financial Inc | 25,154 | $325.0K | 0.00% | +2,976+13.4% | Added |
| Johnson Investment Counsel Inc | 21,792 | $281.3K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,800 | $268.5K | 0.00% | +20,800 | New |
| Jump Financial, LLC | 19,800 | $255.6K | 0.01% | +8,800+80.0% | Added |
| Atria Wealth Solutions, Inc. | 19,043 | $245.8K | 0.00% | +19,043 | New |
| Greenspring Advisors, LLC | 18,745 | $242.0K | 0.06% | +497+2.7% | Added |
| Virtus ETF Advisers LLC | 17,227 | $222.4K | 0.12% | −2,854−14.2% | Reduced |
| Tudor Investment Corp Et Al | 17,079 | $220.0K | 0.01% | +17,079 | New |
| First Republic Investment Management, Inc. | 16,650 | $215.0K | 0.00% | +16,650 | New |
| Natixis | 16,562 | $213.8K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,400 | $198.8K | 0.01% | +15,400 | New |
| Castle Rock Wealth Management, LLC | 14,175 | $194.8K | 0.09% | 00.0% | Unchanged |
| Wells Fargo & Company | 14,289 | $184.5K | 0.00% | −2,114−12.9% | Reduced |
| Trexquant Investment LP | 13,899 | $179.4K | 0.01% | +13,899 | New |
| Caldwell Sutter Capital, Inc. | 12,746 | $164.6K | 0.15% | +12,746 | New |
| Independent Financial Group, LLC | 12,388 | $159.9K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,533 | $148.9K | 0.00% | −1,000−8.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $145.9K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 11,176 | $144.3K | 0.00% | +105+0.9% | Added |
| CWA Asset Management Group, LLC | 10,555 | $136.3K | 0.01% | +19+0.2% | Added |
| Advisory Services Network, LLC | 6,941 | $89.6K | 0.00% | +6,941 | New |
| State of Wyoming | 6,528 | $84.3K | 0.03% | +6,528 | New |
| BNP Paribas Arbitrage, SA | 5,871 | $75.8K | 0.00% | +5,871 | New |
| North Star Investment Management Corp. | 5,000 | $64.5K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 4,100 | $52.9K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,692 | $47.7K | 0.00% | +3,692 | New |
| Lazard Asset Management LLC | 2,987 | $38.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,806 | $36.0K | 0.00% | +2,786+13,930.0% | Added |
| Tower Research Capital LLC (TRC) | 1,814 | $23.0K | 0.00% | −1,232−40.4% | Reduced |
| Quadrant Capital Group LLC | 1,688 | $21.8K | 0.00% | +382+29.2% | Added |
| JPMorgan Chase & Co | 1,212 | $16.0K | 0.00% | −7,615−86.3% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $15.5K | 0.00% | +1,200 | New |
| WFA of San Diego, LLC | 1,200 | $15.5K | 0.01% | +1,200 | New |
| Bank of America Corp | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 950 | $12.3K | 0.02% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.00K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $6.46K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 450 | $5.81K | 0.00% | +450 | New |
| Signaturefd, LLC | 261 | $3.37K | 0.00% | −2,191−89.4% | Reduced |
| ICA Group Wealth Management, LLC | 200 | $2.72K | 0.00% | +200 | New |
| US Bancorp | 155 | $2.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $1.55K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $1.29K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 68 | $878 | 0.00% | +68 | New |
| Institutional & Family Asset Management, LLC | 62 | $801 | 0.00% | +2+3.3% | Added |
| Accurate Wealth Management, LLC | 50 | $653 | 0.00% | +50 | New |
| Private Advisor Group, LLC | 10,065 | $130 | 0.00% | +28+0.3% | Added |
| Harbour Investments, Inc. | 10 | $129 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $26 | 0.00% | +2 | New |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −18,551−100.0% | Sold out |
| TTP Investments, Inc. | 0 | $0 | 0.00% | −17,866−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,358−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −11,146−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −3,285−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,338−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,203−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −393−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |