Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
Q4 2022 vs. Q3 2022
How the institutions holding Gladstone Investment Corporationde changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 77 | 1 | 84 | +8 |
| Shares | 4.10M | 4.64K | 4.91M | +816.4K (+20.0%) |
| Value | $49.6M | $56.1K | $63.2M | +$13.7M (+27.7%) |
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (19)
Institutions that held Gladstone Investment Corporationde at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Prosperity Financial Group, Inc. | 42,240 | $545.3K | 0.59% |
| Truist Financial Corp | 20,800 | $268.5K | 0.00% |
| Atria Wealth Solutions, Inc. | 19,043 | $245.8K | 0.00% |
| Tudor Investment Corp Et Al | 17,079 | $220.0K | 0.01% |
| First Republic Investment Management, Inc. | 16,650 | $215.0K | 0.00% |
| Geneos Wealth Management Inc. | 15,400 | $198.8K | 0.01% |
| Trexquant Investment LP | 13,899 | $179.4K | 0.01% |
| Caldwell Sutter Capital, Inc. | 12,746 | $164.6K | 0.15% |
| Advisory Services Network, LLC | 6,941 | $89.6K | 0.00% |
| State of Wyoming | 6,528 | $84.3K | 0.03% |
| BNP Paribas Arbitrage, SA | 5,871 | $75.8K | 0.00% |
| Quantbot Technologies LP | 3,692 | $47.7K | 0.00% |
| EverSource Wealth Advisors, LLC | 1,200 | $15.5K | 0.00% |
| WFA of San Diego, LLC | 1,200 | $15.5K | 0.01% |
| Money Concepts Capital Corp | 450 | $5.81K | 0.00% |
| ICA Group Wealth Management, LLC | 200 | $2.72K | 0.00% |
| Parallel Advisors, LLC | 68 | $878 | 0.00% |
| Accurate Wealth Management, LLC | 50 | $653 | 0.00% |
| FMR LLC | 2 | $26 | 0.00% |
Sold out (11)
Institutions that held Gladstone Investment Corporationde at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Claraphi Advisory Network, LLC | 18,551 | $224.0K |
| TTP Investments, Inc. | 17,866 | $216.0K |
| Schonfeld Strategic Advisors LLC | 16,800 | $203.0K |
| Susquehanna International Group, LLP | 11,358 | $137.0K |
| Raymond James Financial Services Advisors, Inc. | 11,146 | $135.0K |
| CWM, LLC | 3,285 | $40.0K |
| The PNC Financial Services Group, Inc. | 1,338 | $16.0K |
| Group One Trading, L.P. | 1,203 | $15.0K |
| Aquatic Capital Management LLC | 900 | $11.0K |
| JNBA Financial Advisors | 393 | $5.00K |
| Selective Wealth Management, Inc. | 350 | $4.00K |
Not filed for Q4 2022 yet (1)
Institutions that held Gladstone Investment Corporationde at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| American Portfolios Advisors | 4,639 | $56.1K |