Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +8 vs. Q3 2022
- Shares held
- 4.91M
- +816.4K (+20.0%) vs. Q3 2022
- Total value
- $63.2M
- +$13.7M (+27.7%) vs. Q3 2022
- New holders
- 19
- 34 more added
- Sold out
- 11
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $26 | 0.00% | +2 | New |
| Harbour Investments, Inc. | 10 | $129 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,065 | $130 | 0.00% | +28+0.3% | Added |
| Accurate Wealth Management, LLC | 50 | $653 | 0.00% | +50 | New |
| Institutional & Family Asset Management, LLC | 62 | $801 | 0.00% | +2+3.3% | Added |
| Parallel Advisors, LLC | 68 | $878 | 0.00% | +68 | New |
| Proequities, Inc. | 100 | $1.29K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $1.55K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 155 | $2.00K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 200 | $2.72K | 0.00% | +200 | New |
| Signaturefd, LLC | 261 | $3.37K | 0.00% | −2,191−89.4% | Reduced |
| Money Concepts Capital Corp | 450 | $5.81K | 0.00% | +450 | New |
| Federation des caisses Desjardins du Quebec | 500 | $6.46K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.00K | 0.01% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 950 | $12.3K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $15.5K | 0.00% | +1,200 | New |
| WFA of San Diego, LLC | 1,200 | $15.5K | 0.01% | +1,200 | New |
| JPMorgan Chase & Co | 1,212 | $16.0K | 0.00% | −7,615−86.3% | Reduced |
| Quadrant Capital Group LLC | 1,688 | $21.8K | 0.00% | +382+29.2% | Added |
| Tower Research Capital LLC (TRC) | 1,814 | $23.0K | 0.00% | −1,232−40.4% | Reduced |
| Simplex Trading, LLC | 2,806 | $36.0K | 0.00% | +2,786+13,930.0% | Added |
| Lazard Asset Management LLC | 2,987 | $38.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 3,692 | $47.7K | 0.00% | +3,692 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $52.9K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $64.5K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 5,871 | $75.8K | 0.00% | +5,871 | New |
| State of Wyoming | 6,528 | $84.3K | 0.03% | +6,528 | New |
| Advisory Services Network, LLC | 6,941 | $89.6K | 0.00% | +6,941 | New |
| CWA Asset Management Group, LLC | 10,555 | $136.3K | 0.01% | +19+0.2% | Added |
| Jane Street Group, LLC | 11,176 | $144.3K | 0.00% | +105+0.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $145.9K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,533 | $148.9K | 0.00% | −1,000−8.0% | Reduced |
| Independent Financial Group, LLC | 12,388 | $159.9K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 12,746 | $164.6K | 0.15% | +12,746 | New |
| Trexquant Investment LP | 13,899 | $179.4K | 0.01% | +13,899 | New |
| Wells Fargo & Company | 14,289 | $184.5K | 0.00% | −2,114−12.9% | Reduced |
| Castle Rock Wealth Management, LLC | 14,175 | $194.8K | 0.09% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 15,400 | $198.8K | 0.01% | +15,400 | New |
| Natixis | 16,562 | $213.8K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 16,650 | $215.0K | 0.00% | +16,650 | New |
| Tudor Investment Corp Et Al | 17,079 | $220.0K | 0.01% | +17,079 | New |
| Virtus ETF Advisers LLC | 17,227 | $222.4K | 0.12% | −2,854−14.2% | Reduced |
| Greenspring Advisors, LLC | 18,745 | $242.0K | 0.06% | +497+2.7% | Added |
| Atria Wealth Solutions, Inc. | 19,043 | $245.8K | 0.00% | +19,043 | New |
| Jump Financial, LLC | 19,800 | $255.6K | 0.01% | +8,800+80.0% | Added |
| Truist Financial Corp | 20,800 | $268.5K | 0.00% | +20,800 | New |
| Johnson Investment Counsel Inc | 21,792 | $281.3K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 25,154 | $325.0K | 0.00% | +2,976+13.4% | Added |
| Wedbush Securities Inc | 29,288 | $378.0K | 0.02% | +191+0.7% | Added |
| UBS Group AG | 30,660 | $395.8K | 0.00% | +1,040+3.5% | Added |
| Raymond James & Associates | 31,030 | $400.6K | 0.00% | +1,198+4.0% | Added |
| Mackenzie Financial Corp | 37,134 | $479.4K | 0.00% | −6,167−14.2% | Reduced |
| Belpointe Asset Management LLC | 39,028 | $503.9K | 0.03% | +1,562+4.2% | Added |
| Great West Life Assurance Co | 39,968 | $518.0K | 0.00% | +793+2.0% | Added |
| Garner Asset Management Corp | 41,237 | $532.0K | 0.26% | +40.0% | Added |
| Prosperity Financial Group, Inc. | 42,240 | $545.3K | 0.59% | +42,240 | New |
| Janney Montgomery Scott LLC | 42,946 | $554.0K | 0.00% | −771−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 43,397 | $560.0K | 0.00% | +2,314+5.6% | Added |
| Marshall Wace, LLP | 47,316 | $610.9K | 0.00% | +3,972+9.2% | Added |
| D. E. Shaw & Co., Inc. | 49,180 | $634.9K | 0.00% | +37,819+332.9% | Added |
| Royal Bank of Canada | 51,001 | $658.0K | 0.00% | +2,042+4.2% | Added |
| Albert D Mason Inc | 68,790 | $888.0K | 0.63% | +77+0.1% | Added |
| Legacy Capital Wealth Partners, LLC | 81,920 | $1.06M | 0.51% | +11,688+16.6% | Added |
| International Assets Investment Management, LLC | 83,835 | $1.08M | 0.11% | +9,045+12.1% | Added |
| Concorde Asset Management, LLC | 92,119 | $1.19M | 1.06% | +42,924+87.3% | Added |
| Baird Financial Group, Inc. | 103,173 | $1.33M | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 116,525 | $1.50M | 0.16% | 00.0% | Unchanged |
| Morgan Stanley | 117,134 | $1.51M | 0.00% | +9,884+9.2% | Added |
| Citadel Advisors LLC | 130,283 | $1.68M | 0.00% | +71,854+123.0% | Added |
| PFG Advisors | 131,744 | $1.70M | 0.17% | −4,800−3.5% | Reduced |
| Blair William & Co | 157,580 | $2.03M | 0.01% | +1,818+1.2% | Added |
| Two Sigma Advisers, LP | 183,342 | $2.37M | 0.01% | +45,700+33.2% | Added |
| LPL Financial LLC | 184,437 | $2.38M | 0.00% | +27,277+17.4% | Added |
| Two Sigma Investments, LP | 186,773 | $2.41M | 0.01% | +38,665+26.1% | Added |
| Advisor Group Holdings, Inc. | 193,928 | $2.50M | 0.01% | +4,842+2.6% | Added |
| Legal & General Group Plc | 217,552 | $2.81M | 0.00% | +4,166+2.0% | Added |
| Outfitter Financial LLC | 221,445 | $2.86M | 2.59% | −500−0.2% | Reduced |
| Davenport & Co LLC | 234,971 | $3.03M | 0.02% | −6,587−2.7% | Reduced |
| BlackRock Inc. | 267,097 | $3.45M | 0.00% | +7,196+2.8% | Added |
| Advisors Asset Management, Inc. | 291,236 | $3.76M | 0.08% | −10,624−3.5% | Reduced |
| Van Eck Associates Corp | 449,926 | $5.81M | 0.02% | +12,859+2.9% | Added |
| Millennium Management LLC | 489,618 | $6.32M | 0.01% | +407,451+495.9% | Added |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −18,551−100.0% | Sold out |
| TTP Investments, Inc. | 0 | $0 | 0.00% | −17,866−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,358−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −11,146−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −3,285−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,338−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −1,203−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −393−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |