Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +6 vs. Q4 2021
- Shares held
- 3.73M
- −207.0K (−5.3%) vs. Q4 2021
- Total value
- $60.2M
- −$7.02M (−10.5%) vs. Q4 2021
- New holders
- 11
- 22 more added
- Sold out
- 5
- 24 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hudock, Inc. | 21 | $0 | 0.00% | +21 | New |
| Mach-1 Financial Group, Inc. | 22 | $0 | 0.00% | +22 | New |
| Institutional & Family Asset Management, LLC | 58 | $1.00K | 0.00% | +1+1.8% | Added |
| Allworth Financial LP | 39 | $1.00K | 0.00% | +39 | New |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 120 | $2.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 112 | $2.00K | 0.00% | +2+1.8% | Added |
| Byrne Asset Management LLC | 125 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 126 | $2.00K | 0.00% | +126 | New |
| US Bancorp | 155 | $3.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 255 | $4.00K | 0.00% | +4+1.6% | Added |
| FMR LLC | 252 | $4.00K | 0.00% | +251+25,100.0% | Added |
| Parallel Advisors, LLC | 377 | $6.00K | 0.00% | −452−54.5% | Reduced |
| JNBA Financial Advisors | 393 | $6.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 450 | $7.00K | 0.00% | +450 | New |
| Patriot Financial Group Insurance Agency, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $8.06K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 531 | $9.00K | 0.00% | +469+756.5% | Added |
| Pflug Koory, LLC | 675 | $11.0K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 800 | $12.0K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 800 | $13.0K | 0.00% | +800 | New |
| Antonetti Capital Management LLC | 950 | $15.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 953 | $15.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,400 | $23.0K | 0.00% | −108−7.2% | Reduced |
| Lazard Asset Management LLC | 1,866 | $30.0K | 0.00% | +1,866 | New |
| Group One Trading, L.P. | 3,140 | $51.0K | 0.00% | +159+5.3% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $66.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,639 | $74.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $81.0K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,232 | $100.0K | 0.00% | +6,232 | New |
| CWM, LLC | 8,677 | $140.0K | 0.00% | −9,944−53.4% | Reduced |
| BNP Paribas Arbitrage, SA | 9,634 | $155.4K | 0.00% | +9,134+1,826.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,300 | $183.0K | 0.02% | +11,300 | New |
| Wells Fargo & Company | 11,447 | $185.0K | 0.00% | −974−7.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,541 | $186.0K | 0.00% | +11,541 | New |
| Great West Life Assurance Co | 11,121 | $191.0K | 0.00% | −390−3.4% | Reduced |
| Kestra Advisory Services, LLC | 12,533 | $202.0K | 0.00% | +1,000+8.7% | Added |
| Susquehanna International Group, LLP | 12,931 | $209.0K | 0.00% | +12,931 | New |
| Jump Financial, LLC | 13,369 | $216.0K | 0.01% | −1,631−10.9% | Reduced |
| Castle Rock Wealth Management, LLC | 12,942 | $216.0K | 0.10% | −768−5.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 16,100 | $260.0K | 0.00% | −200−1.2% | Reduced |
| Greenspring Advisors, LLC | 17,536 | $283.0K | 0.08% | +381+2.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,236 | $294.0K | 0.00% | +7,007+62.4% | Added |
| Johnson Investment Counsel Inc | 21,792 | $352.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 23,893 | $385.0K | 0.00% | +1,685+7.6% | Added |
| Virtus ETF Advisers LLC | 26,945 | $435.0K | 0.19% | +7,277+37.0% | Added |
| Raymond James & Associates | 30,887 | $498.0K | 0.00% | +111+0.4% | Added |
| Wedbush Securities Inc | 33,688 | $543.0K | 0.02% | −3,389−9.1% | Reduced |
| Belpointe Asset Management LLC | 35,719 | $576.0K | 0.03% | +1,727+5.1% | Added |
| Janney Montgomery Scott LLC | 38,862 | $627.0K | 0.00% | +1,369+3.7% | Added |
| Royal Bank of Canada | 39,545 | $638.0K | 0.00% | −400−1.0% | Reduced |
| Commonwealth Equity Services, LLC | 40,806 | $658.0K | 0.00% | −313−0.8% | Reduced |
| Garner Asset Management Corp | 41,227 | $665.0K | 0.27% | −98−0.2% | Reduced |
| UBS Group AG | 49,039 | $791.0K | 0.00% | +3,265+7.1% | Added |
| Legacy Capital Wealth Partners, LLC | 67,327 | $1.09M | 0.47% | −23,896−26.2% | Reduced |
| Albert D Mason Inc | 69,910 | $1.13M | 0.73% | −16,179−18.8% | Reduced |
| International Assets Investment Management, LLC | 74,790 | $1.21M | 0.22% | −1,600−2.1% | Reduced |
| Mackenzie Financial Corp | 81,622 | $1.32M | 0.00% | −15,124−15.6% | Reduced |
| Concorde Asset Management, LLC | 91,343 | $1.47M | 0.98% | +6,587+7.8% | Added |
| Two Sigma Investments, LP | 93,755 | $1.51M | 0.00% | −37,354−28.5% | Reduced |
| LPL Financial LLC | 111,888 | $1.80M | 0.00% | +1,080+1.0% | Added |
| Two Sigma Advisers, LP | 114,842 | $1.85M | 0.00% | −5,100−4.3% | Reduced |
| Atlantic Union Bankshares Corp | 116,525 | $1.88M | 0.16% | −2,050−1.7% | Reduced |
| Morgan Stanley | 126,145 | $2.04M | 0.00% | +8,853+7.5% | Added |
| PFG Advisors | 140,544 | $2.27M | 0.23% | −2,500−1.7% | Reduced |
| Blair William & Co | 155,254 | $2.50M | 0.01% | +5,175+3.4% | Added |
| Legal & General Group Plc | 182,095 | $2.94M | 0.00% | −9,372−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 191,937 | $3.10M | 0.01% | −4,771−2.4% | Reduced |
| BlackRock Inc. | 202,649 | $3.27M | 0.00% | −62,053−23.4% | Reduced |
| Outfitter Financial LLC | 228,645 | $3.69M | 2.82% | −25,175−9.9% | Reduced |
| Davenport & Co LLC | 274,269 | $4.42M | 0.03% | +5,357+2.0% | Added |
| Van Eck Associates Corp | 821,203 | $13.2M | 0.03% | +283,224+52.6% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −293,381−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −41,374−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −35,492−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2,177−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |