Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- −5 vs. Q1 2021
- Shares held
- 4.11M
- −174.9K (−4.1%) vs. Q1 2021
- Total value
- $59.2M
- +$6.97M (+13.3%) vs. Q1 2021
- New holders
- 7
- 27 more added
- Sold out
- 12
- 22 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 3 | $0 | 0.00% | +3 | New |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 100 | $1.00K | 0.00% | +38+61.3% | Added |
| Column Capital Advisors, LLC | 76 | $1.00K | 0.00% | −7−8.4% | Reduced |
| Institutional & Family Asset Management, LLC | 55 | $1.00K | 0.00% | +1+1.9% | Added |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 107 | $2.00K | 0.00% | +107 | New |
| Group One Trading, L.P. | 204 | $3.00K | 0.00% | −1,096−84.3% | Reduced |
| Enterprise Financial Services Corp | 231 | $3.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 336 | $5.00K | 0.00% | +181+116.8% | Added |
| Patriot Financial Group Insurance Agency, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $7.21K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $10.0K | 0.01% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 700 | $10.0K | 0.00% | +700 | New |
| JPMorgan Chase & Co | 1,000 | $14.0K | 0.00% | −900−47.4% | Reduced |
| Harbour Investments, Inc. | 1,010 | $15.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 2,500 | $36.0K | 0.00% | −1,500−37.5% | Reduced |
| Bank of America Corp | 3,485 | $50.0K | 0.00% | +1,750+100.9% | Added |
| Carolinas Wealth Consulting LLC | 4,100 | $59.0K | 0.01% | 00.0% | Unchanged |
| Deutsche Bank AG | 4,227 | $61.0K | 0.00% | +4,227 | New |
| North Star Investment Management Corp. | 5,000 | $72.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 4,969 | $72.0K | 0.00% | +200+4.2% | Added |
| American Portfolios Advisors | 5,108 | $73.6K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 5,427 | $78.0K | 0.00% | +5,239+2,786.7% | Added |
| Advisory Services Network, LLC | 6,845 | $99.0K | 0.00% | +6,845 | New |
| Stelac Advisory Services LLC | 8,975 | $129.0K | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 10,157 | $146.0K | 0.00% | +10,157 | New |
| Great West Life Assurance Co | 10,778 | $155.0K | 0.00% | +596+5.9% | Added |
| D. E. Shaw & Co., Inc. | 11,106 | $160.0K | 0.00% | −40,565−78.5% | Reduced |
| Kestra Advisory Services, LLC | 11,533 | $166.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,668 | $168.0K | 0.00% | −1,422−10.9% | Reduced |
| Castle Rock Wealth Management, LLC | 13,710 | $204.0K | 0.07% | 00.0% | Unchanged |
| Truist Financial Corp | 16,060 | $231.0K | 0.00% | +119+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,957 | $244.0K | 0.00% | +477+2.9% | Added |
| Concorde Asset Management, LLC | 19,505 | $281.0K | 0.16% | −269−1.4% | Reduced |
| Ameriprise Financial Inc | 25,194 | $363.0K | 0.00% | −2,034−7.5% | Reduced |
| Raymond James & Associates | 30,513 | $440.0K | 0.00% | +892+3.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 31,649 | $456.0K | 0.00% | +4,621+17.1% | Added |
| Belpointe Asset Management LLC | 32,578 | $469.0K | 0.03% | +4,080+14.3% | Added |
| Citadel Advisors LLC | 33,130 | $477.0K | 0.00% | +9,664+41.2% | Added |
| Arrowstreet Capital, Limited Partnership | 33,607 | $484.0K | 0.00% | +33,607 | New |
| Schonfeld Strategic Advisors LLC | 34,100 | $492.0K | 0.01% | +19,300+130.4% | Added |
| Royal Bank of Canada | 34,569 | $498.0K | 0.00% | +784+2.3% | Added |
| Virtus ETF Advisers LLC | 36,950 | $532.0K | 0.22% | +5,100+16.0% | Added |
| Commonwealth Equity Services, LLC | 38,960 | $561.0K | 0.00% | +1,158+3.1% | Added |
| Wedbush Securities Inc | 41,263 | $595.0K | 0.03% | −5,400−11.6% | Reduced |
| Garner Asset Management Corp | 41,319 | $595.0K | 0.29% | −298−0.7% | Reduced |
| UBS Group AG | 44,117 | $635.0K | 0.00% | +4,315+10.8% | Added |
| Janney Montgomery Scott LLC | 48,535 | $699.0K | 0.00% | −386−0.8% | Reduced |
| Susquehanna International Group, LLP | 52,808 | $761.0K | 0.00% | −42,028−44.3% | Reduced |
| Two Sigma Investments, LP | 65,610 | $945.0K | 0.00% | +41,362+170.6% | Added |
| Susquehanna Fundamental Investments, LLC | 73,453 | $1.06M | 0.02% | −1,488−2.0% | Reduced |
| International Assets Investment Management, LLC | 74,790 | $1.08M | 0.20% | −82,040−52.3% | Reduced |
| Invesco Ltd. | 82,177 | $1.18M | 0.00% | −1,688−2.0% | Reduced |
| Mackenzie Financial Corp | 83,441 | $1.20M | 0.00% | +44,757+115.7% | Added |
| Albert D Mason Inc | 85,908 | $1.24M | 0.76% | −1,204−1.4% | Reduced |
| LPL Financial LLC | 110,022 | $1.58M | 0.00% | +1,824+1.7% | Added |
| Two Sigma Advisers, LP | 117,142 | $1.69M | 0.00% | +49,400+72.9% | Added |
| Atlantic Union Bankshares Corp | 121,425 | $1.75M | 0.17% | −1,640−1.3% | Reduced |
| Aurora Private Wealth, Inc. | 132,473 | $1.91M | 0.76% | +1,700+1.3% | Added |
| Blair William & Co | 141,889 | $2.04M | 0.01% | +6,050+4.5% | Added |
| Morgan Stanley | 162,236 | $2.34M | 0.00% | +13,790+9.3% | Added |
| PFG Advisors | 165,344 | $2.38M | 0.27% | 00.0% | Unchanged |
| Legal & General Group Plc | 211,895 | $3.05M | 0.00% | −18,940−8.2% | Reduced |
| BlackRock Inc. | 215,084 | $3.10M | 0.00% | +21,562+11.1% | Added |
| Advisor Group Holdings, Inc. | 218,192 | $3.14M | 0.01% | −4,093−1.8% | Reduced |
| Advisors Asset Management, Inc. | 235,954 | $3.40M | 0.05% | +15,248+6.9% | Added |
| Outfitter Financial LLC | 258,867 | $3.73M | 2.86% | −9,900−3.7% | Reduced |
| Davenport & Co LLC | 286,801 | $4.13M | 0.03% | −794−0.3% | Reduced |
| Van Eck Associates Corp | 531,099 | $7.65M | 0.02% | −89,287−14.4% | Reduced |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −66,300−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −48,940−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −20,805−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −19,768−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −15,024−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −4,001−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −762−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −656−100.0% | Sold out |
| RBA Wealth Management, LLC | 0 | $0 | 0.00% | −529−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −205−100.0% | Sold out |