Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +17 vs. Q3 2023
- Shares held
- 4.39M
- +333.0K (+8.2%) vs. Q3 2023
- Total value
- $62.1M
- +$10.4M (+20.1%) vs. Q3 2023
- New holders
- 25
- 32 more added
- Sold out
- 8
- 19 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $28 | 0.00% | +2 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $71 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 74 | $1.05K | 0.00% | +6+8.8% | Added |
| Proequities, Inc. | 100 | $1.42K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 200 | $2.83K | 0.00% | +200 | New |
| ICA Group Wealth Management, LLC | 200 | $2.83K | 0.00% | +200 | New |
| Larson Financial Group LLC | 202 | $2.86K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 348 | $4.92K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 477 | $6.75K | 0.00% | +216+82.8% | Added |
| Federation des caisses Desjardins du Quebec | 500 | $7.08K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 592 | $8.38K | 0.00% | +323+120.1% | Added |
| Creative Financial Designs Inc | 600 | $8.49K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 662 | $9.37K | 0.00% | +662 | New |
| Pflug Koory, LLC | 675 | $9.55K | 0.01% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 749 | $10.6K | 0.01% | +749 | New |
| The PNC Financial Services Group, Inc. | 850 | $12.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 864 | $12.2K | 0.00% | +600+227.3% | Added |
| Lindbrook Capital, LLC | 868 | $12.3K | 0.00% | +817+1,602.0% | Added |
| Simplex Trading, LLC | 994 | $14.0K | 0.00% | +994 | New |
| EverSource Wealth Advisors, LLC | 1,200 | $17.0K | 0.00% | −333−21.7% | Reduced |
| Frazier Financial Advisors, LLC | 1,500 | $21.2K | 0.02% | +1,500 | New |
| Signaturefd, LLC | 2,772 | $39.2K | 0.00% | +2,383+612.6% | Added |
| Quadrant Capital Group LLC | 2,777 | $39.3K | 0.00% | −418−13.1% | Reduced |
| Bank of America Corp | 2,797 | $39.6K | 0.00% | +362+14.9% | Added |
| BNP Paribas Arbitrage, SA | 3,469 | $49.1K | 0.00% | +3,469 | New |
| Northwest Financial Advisors | 4,000 | $56.6K | 0.05% | +4,000 | New |
| Carolinas Wealth Consulting LLC | 4,100 | $57.9K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,245 | $60.1K | 0.00% | +3,726+717.9% | Added |
| EntryPoint Capital, LLC | 4,752 | $67.2K | 0.06% | +4,752 | New |
| North Star Investment Management Corp. | 5,000 | $70.8K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 5,970 | $84.5K | 0.04% | +5,970 | New |
| Creekmur Asset Management LLC | 7,403 | $104.8K | 0.03% | +7,403 | New |
| Qube Research & Technologies Ltd | 8,090 | $114.5K | 0.00% | +1,472+22.2% | Added |
| Truist Financial Corp | 10,000 | $141.5K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 10,190 | $144.2K | 0.02% | +10,190 | New |
| AE Wealth Management LLC | 10,172 | $147.4K | 0.00% | +10,172 | New |
| Wells Fargo & Company | 10,647 | $150.7K | 0.00% | −543−4.9% | Reduced |
| Trexquant Investment LP | 10,675 | $151.1K | 0.00% | +10,675 | New |
| Mercer Global Advisors Inc | 11,849 | $168.0K | 0.00% | +11,849 | New |
| Captrust Financial Advisors | 12,000 | $169.8K | 0.00% | +371+3.2% | Added |
| Quantbot Technologies LP | 12,805 | $181.2K | 0.01% | +12,805 | New |
| ExodusPoint Capital Management, LP | 12,919 | $183.0K | 0.00% | +12,919 | New |
| State of Wyoming | 13,925 | $197.0K | 0.04% | +2,941+26.8% | Added |
| Boothbay Fund Management, LLC | 13,930 | $197.1K | 0.01% | +13,930 | New |
| Caldwell Sutter Capital, Inc. | 13,965 | $197.6K | 0.10% | −307−2.2% | Reduced |
| Ameriprise Financial Inc | 14,898 | $207.4K | 0.00% | +4,793+47.4% | Added |
| Castle Rock Wealth Management, LLC | 14,175 | $209.2K | 0.06% | 00.0% | Unchanged |
| Natixis | 15,192 | $215.0K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 15,439 | $218.5K | 0.13% | +15,439 | New |
| Goldman Sachs Group Inc | 16,812 | $237.9K | 0.00% | +3,495+26.2% | Added |
| Independent Financial Group, LLC | 17,164 | $242.9K | 0.01% | +2,239+15.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 17,453 | $247.0K | 0.00% | +17,453 | New |
| Jump Financial, LLC | 20,800 | $294.3K | 0.01% | +20,800 | New |
| Advisor Group Holdings, Inc. | 21,466 | $303.8K | 0.00% | −169,399−88.8% | Reduced |
| Virtus ETF Advisers LLC | 21,997 | $311.3K | 0.20% | −15,634−41.5% | Reduced |
| Johnson Investment Counsel Inc | 22,582 | $319.5K | 0.00% | +790+3.6% | Added |
| Janney Montgomery Scott LLC | 23,833 | $337.0K | 0.00% | −961−3.9% | Reduced |
| Private Advisor Group, LLC | 25,674 | $363.3K | 0.00% | +9,504+58.8% | Added |
| Great West Life Assurance Co | 30,313 | $425.0K | 0.00% | −2,972−8.9% | Reduced |
| Wedbush Securities Inc | 30,265 | $428.0K | 0.02% | +1,088+3.7% | Added |
| UBS Group AG | 30,795 | $435.8K | 0.00% | −1,908−5.8% | Reduced |
| Sound Income Strategies, LLC | 31,123 | $440.4K | 0.04% | +31,123 | New |
| United Advisor Group, LLC | 35,427 | $502.0K | 0.61% | +35,427 | New |
| Garner Asset Management Corp | 37,882 | $511.2K | 0.26% | −3,809−9.1% | Reduced |
| Winton Group Ltd | 36,871 | $521.7K | 0.04% | +7,881+27.2% | Added |
| Prosperity Financial Group, Inc. | 37,050 | $524.3K | 0.36% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 38,658 | $547.0K | 0.00% | +265+0.7% | Added |
| D. E. Shaw & Co., Inc. | 42,979 | $608.2K | 0.00% | +42,979 | New |
| Susquehanna International Group, LLP | 44,877 | $635.0K | 0.00% | +23,129+106.4% | Added |
| Raymond James & Associates | 49,600 | $701.8K | 0.00% | +22,173+80.8% | Added |
| Citadel Advisors LLC | 51,647 | $730.8K | 0.00% | −38,578−42.8% | Reduced |
| Albert D Mason Inc | 67,837 | $960.0K | 0.64% | −224−0.3% | Reduced |
| Royal Bank of Canada | 71,618 | $1.01M | 0.00% | +612+0.9% | Added |
| Atlantic Union Bankshares Corp | 92,258 | $1.31M | 0.12% | −800−0.9% | Reduced |
| Morgan Stanley | 97,248 | $1.38M | 0.00% | +13,989+16.8% | Added |
| Baird Financial Group, Inc. | 100,936 | $1.43M | 0.00% | −2,238−2.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 102,491 | $1.45M | 0.41% | +5,047+5.2% | Added |
| PFG Advisors | 103,804 | $1.47M | 0.12% | −21,350−17.1% | Reduced |
| Millennium Management LLC | 145,386 | $2.06M | 0.00% | +53,287+57.9% | Added |
| Marshall Wace, LLP | 147,318 | $2.08M | 0.00% | +135,627+1,160.1% | Added |
| Advisors Asset Management, Inc. | 152,469 | $2.16M | 0.04% | −61,772−28.8% | Reduced |
| Blair William & Co | 154,529 | $2.19M | 0.01% | +1,100+0.7% | Added |
| LPL Financial LLC | 165,841 | $2.35M | 0.00% | −20,722−11.1% | Reduced |
| BlackRock Inc. | 172,783 | $2.44M | 0.00% | +28,885+20.1% | Added |
| Davenport & Co LLC | 207,842 | $2.94M | 0.02% | −7,599−3.5% | Reduced |
| Outfitter Financial LLC | 213,795 | $3.03M | 2.64% | −1,000−0.5% | Reduced |
| Legal & General Group Plc | 257,435 | $3.64M | 0.00% | +15,869+6.6% | Added |
| Two Sigma Advisers, LP | 260,242 | $3.68M | 0.01% | +98,800+61.2% | Added |
| Two Sigma Investments, LP | 300,646 | $4.25M | 0.01% | +131,009+77.2% | Added |
| Van Eck Associates Corp | 618,560 | $8.75M | 0.02% | +58,934+10.5% | Added |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −69,673−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −59,096−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −40,507−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −38,500−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −12,544−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −2,987−100.0% | Sold out |
| DecisionPoint Financial, LLC | 0 | $0 | 0.00% | −310−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |