Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- +6 vs. Q1 2024
- Shares held
- 5.47M
- +245.9K (+4.7%) vs. Q1 2024
- Total value
- $76.4M
- +$2.13M (+2.9%) vs. Q1 2024
- New holders
- 15
- 28 more added
- Sold out
- 9
- 26 more reduced
2 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Roble, Belko & Company, Inc | 35 | $0 | 0.00% | +35 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $140 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 64 | $895 | 0.00% | +62+3,100.0% | Added |
| Institutional & Family Asset Management, LLC | 77 | $1.07K | 0.00% | +2+2.7% | Added |
| Proequities, Inc. | 100 | $1.40K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 150 | $2.10K | 0.00% | +150 | New |
| ICA Group Wealth Management, LLC | 200 | $2.80K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 209 | $2.92K | 0.00% | +5+2.5% | Added |
| Parallel Advisors, LLC | 245 | $3.42K | 0.00% | −90−26.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 307 | $4.29K | 0.00% | +307 | New |
| Federation des caisses Desjardins du Quebec | 500 | $6.99K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 559 | $7.82K | 0.00% | −276−33.1% | Reduced |
| Creative Financial Designs Inc | 600 | $8.39K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 850 | $11.9K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,131 | $15.0K | 0.00% | −39−3.3% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $16.8K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,323 | $18.5K | 0.00% | +429+48.0% | Added |
| GWM Advisors LLC | 2,050 | $28.7K | 0.00% | +1,400+215.4% | Added |
| International Assets Investment Management, LLC | 2,190 | $30.6K | 0.00% | −8,135−78.8% | Reduced |
| Quadrant Capital Group LLC | 2,415 | $33.8K | 0.00% | −199−7.6% | Reduced |
| Signaturefd, LLC | 2,454 | $34.3K | 0.00% | +67+2.8% | Added |
| Bank of America Corp | 2,527 | $35.3K | 0.00% | −1,662−39.7% | Reduced |
| Quantbot Technologies LP | 2,694 | $37.7K | 0.00% | +2,694 | New |
| Creekmur Asset Management LLC | 2,730 | $38.2K | 0.01% | −873−24.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,000 | $41.9K | 0.00% | +3,000 | New |
| Caldwell Sutter Capital, Inc. | 4,908 | $68.6K | 0.03% | −8,652−63.8% | Reduced |
| North Star Investment Management Corp. | 5,000 | $69.9K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 8,900 | $124.4K | 0.02% | +417+4.9% | Added |
| Cornerstone Wealth Management, LLC | 10,123 | $141.5K | 0.01% | +10,123 | New |
| Ameriprise Financial Inc | 10,150 | $141.9K | 0.00% | +10,150 | New |
| Evergreen Capital Management LLC | 10,373 | $145.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,648 | $148.9K | 0.00% | +5,800+119.6% | Added |
| Captrust Financial Advisors | 12,000 | $167.8K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 12,226 | $170.9K | 0.00% | −724−5.6% | Reduced |
| Drive Wealth Management, LLC | 12,712 | $174.0K | 0.05% | +12,712 | New |
| Goldman Sachs Group Inc | 13,401 | $187.3K | 0.00% | +13,401 | New |
| Mutual Advisors, LLC | 14,296 | $200.6K | 0.01% | +14,296 | New |
| Castle Rock Wealth Management, LLC | 14,375 | $202.1K | 0.05% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,722 | $205.8K | 0.00% | +725+5.2% | Added |
| Natixis | 15,192 | $212.4K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 18,673 | $261.0K | 0.00% | +18,673 | New |
| Janney Montgomery Scott LLC | 19,450 | $272.0K | 0.00% | −3,609−15.7% | Reduced |
| Citadel Advisors LLC | 20,500 | $286.6K | 0.00% | −49,965−70.9% | Reduced |
| Johnson Investment Counsel Inc | 21,792 | $304.7K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 22,198 | $310.3K | 0.00% | +22,198 | New |
| Private Advisor Group, LLC | 23,192 | $324.2K | 0.00% | −2,449−9.6% | Reduced |
| Advisor Group Holdings, Inc. | 23,224 | $324.7K | 0.00% | +3,164+15.8% | Added |
| Sound Income Strategies, LLC | 23,871 | $333.7K | 0.02% | −3,892−14.0% | Reduced |
| Independent Financial Group, LLC | 26,984 | $377.2K | 0.02% | +7,472+38.3% | Added |
| Wedbush Securities Inc | 28,726 | $402.0K | 0.01% | +233+0.8% | Added |
| Great West Life Assurance Co | 31,263 | $437.0K | 0.00% | +1,279+4.3% | Added |
| Schonfeld Strategic Advisors LLC | 33,200 | $464.1K | 0.00% | +33,200 | New |
| Prosperity Financial Group, Inc. | 36,150 | $505.4K | 0.32% | −650−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 36,251 | $507.0K | 0.00% | +636+1.8% | Added |
| UBS Group AG | 36,552 | $511.0K | 0.00% | +1,895+5.5% | Added |
| Invesco Ltd. | 40,418 | $565.0K | 0.00% | +40,418 | New |
| Garner Asset Management Corp | 41,338 | $578.0K | 0.28% | +50.0% | Added |
| Raymond James & Associates | 47,010 | $657.2K | 0.00% | −1,002−2.1% | Reduced |
| Millennium Management LLC | 55,195 | $771.6K | 0.00% | −54,190−49.5% | Reduced |
| Virtus ETF Advisers LLC | 61,870 | $864.9K | 0.42% | +21,595+53.6% | Added |
| Qube Research & Technologies Ltd | 63,966 | $894.2K | 0.00% | +30,925+93.6% | Added |
| Albert D Mason Inc | 68,611 | $959.2K | 0.65% | +70+0.1% | Added |
| United Advisor Group, LLC | 68,798 | $961.8K | 0.30% | +9,352+15.7% | Added |
| Royal Bank of Canada | 70,046 | $980.0K | 0.00% | −2,360−3.3% | Reduced |
| Susquehanna International Group, LLP | 79,768 | $1.12M | 0.00% | −792−1.0% | Reduced |
| Atlantic Union Bankshares Corp | 89,545 | $1.25M | 0.08% | −513−0.6% | Reduced |
| Baird Financial Group, Inc. | 92,347 | $1.29M | 0.00% | −10.0% | Reduced |
| PFG Advisors | 101,904 | $1.42M | 0.10% | −1,400−1.4% | Reduced |
| Legacy Capital Wealth Partners, LLC | 101,956 | $1.43M | 0.36% | +101,956 | New |
| Morgan Stanley | 128,107 | $1.79M | 0.00% | +15,014+13.3% | Added |
| Advisors Asset Management, Inc. | 142,212 | $1.99M | 0.04% | −20,275−12.5% | Reduced |
| LPL Financial LLC | 153,266 | $2.14M | 0.00% | +197+0.1% | Added |
| Blair William & Co | 156,333 | $2.19M | 0.01% | +1,469+0.9% | Added |
| Davenport & Co LLC | 174,842 | $2.44M | 0.02% | −32,000−15.5% | Reduced |
| BlackRock Inc. | 177,548 | $2.48M | 0.00% | +412+0.2% | Added |
| Marshall Wace, LLP | 181,454 | $2.54M | 0.00% | −58,847−24.5% | Reduced |
| Outfitter Financial LLC | 207,520 | $2.90M | 2.42% | −250.0% | Reduced |
| Two Sigma Investments, LP | 215,100 | $3.01M | 0.01% | −9,234−4.1% | Reduced |
| Two Sigma Advisers, LP | 239,842 | $3.35M | 0.01% | +18,300+8.3% | Added |
| Legal & General Group Plc | 292,690 | $4.09M | 0.00% | +16,400+5.9% | Added |
| Van Eck Associates Corp | 845,074 | $11.8M | 0.02% | +140,723+20.0% | Added |
| Melia Wealth LLC | 969,186 | $13.5M | 7.39% | +23,647+2.5% | Added |
| Trexquant Investment LP | 0 | $0 | 0.00% | −19,780−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −17,137−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,938−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −12,765−100.0% | Sold out |
| Monograph Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,294−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −923−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Pflug Koory, LLC | – | – | – | – | Not filed |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |