Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +4 vs. Q2 2025
- Shares held
- 6.12M
- +568.3K (+10.2%) vs. Q2 2025
- Total value
- $84.4M
- +$5.36M (+6.8%) vs. Q2 2025
- New holders
- 16
- 30 more added
- Sold out
- 12
- 22 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 0 | $4 | 0.00% | 0 | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $138 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 10 | $138 | 0.00% | +9+900.0% | Added |
| Advisory Services Network, LLC | 15 | $202 | 0.00% | +15 | New |
| Quadrant Capital Group LLC | 37 | $512 | 0.00% | +37 | New |
| Exchange Traded Concepts, LLC | 56 | $774 | 0.00% | −1,845−97.1% | Reduced |
| Roble, Belko & Company, Inc | 95 | $1.00K | 0.00% | +2+2.2% | Added |
| Oakworth Capital, Inc. | 100 | $1.38K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 180 | $2.48K | 0.00% | +180 | New |
| Larson Financial Group LLC | 228 | $3.15K | 0.00% | +4+1.8% | Added |
| Parallel Advisors, LLC | 263 | $3.63K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 551 | $7.62K | 0.00% | −420−43.3% | Reduced |
| Creative Financial Designs Inc | 600 | $8.29K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 622 | $8.60K | 0.00% | −223−26.4% | Reduced |
| Pflug Koory, LLC | 675 | $9.33K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 692 | $9.57K | 0.00% | +692 | New |
| Simplex Trading, LLC | 747 | $10.0K | 0.00% | +747 | New |
| Quarry LP | 738 | $10.2K | 0.00% | +737+73,700.0% | Added |
| Crewe Advisors LLC | 766 | $10.6K | 0.00% | +766 | New |
| Caldwell Sutter Capital, Inc. | 800 | $11.1K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 857 | $11.8K | 0.00% | −14−1.6% | Reduced |
| Comerica Bank | 950 | $13.1K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $13.8K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 1,000 | $13.8K | 0.00% | +1,000 | New |
| Signaturefd, LLC | 1,090 | $15.1K | 0.00% | −232−17.5% | Reduced |
| EverSource Wealth Advisors, LLC | 1,200 | $16.6K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 1,217 | $16.8K | 0.00% | −4,147−77.3% | Reduced |
| Jones Financial Companies LLLP | 1,291 | $17.8K | 0.00% | 00.0% | Unchanged |
| Kentucky Trust Co | 2,000 | $27.6K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,600 | $49.8K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $69.1K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,140 | $71.0K | 0.00% | +110+2.2% | Added |
| JPMorgan Chase & Co | 7,249 | $100.2K | 0.00% | +1,945+36.7% | Added |
| Bank of America Corp | 8,946 | $123.6K | 0.00% | +6,542+272.1% | Added |
| Geneos Wealth Management Inc. | 9,001 | $124.4K | 0.00% | +152+1.7% | Added |
| Mariner, LLC | 10,114 | $139.8K | 0.00% | +10,114 | New |
| Prime Capital Investment Advisors, LLC | 10,730 | $148.3K | 0.00% | +10,730 | New |
| Hardy Reed LLC | 10,918 | $150.9K | 0.01% | +185+1.7% | Added |
| Verition Fund Management LLC | 11,054 | $152.8K | 0.00% | +11,054 | New |
| Foundations Investment Advisors, LLC | 12,452 | $172.1K | 0.00% | −2,958−19.2% | Reduced |
| Wells Fargo & Company | 13,277 | $183.5K | 0.00% | +1,170+9.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $193.5K | 0.00% | +14,000 | New |
| Envestnet Asset Management Inc | 15,391 | $212.7K | 0.00% | −1,403−8.4% | Reduced |
| Private Advisor Group, LLC | 15,720 | $217.3K | 0.00% | −31−0.2% | Reduced |
| Oxford Asset Management LLP | 17,727 | $245.0K | 0.08% | +17,727 | New |
| Advisor Group Holdings, Inc. | 17,844 | $250.9K | 0.00% | −6,984−28.1% | Reduced |
| GWM Advisors LLC | 19,376 | $267.8K | 0.00% | −250−1.3% | Reduced |
| Janney Montgomery Scott LLC | 19,375 | $268.0K | 0.00% | +19,375 | New |
| Prosperity Financial Group, Inc. | 19,400 | $268.1K | 0.10% | −5,300−21.5% | Reduced |
| Colony Group, LLC | 20,195 | $279.1K | 0.00% | +340+1.7% | Added |
| State of Wyoming | 26,003 | $359.4K | 0.04% | +13,970+116.1% | Added |
| Northern Trust Corp | 27,439 | $379.2K | 0.00% | +2,585+10.4% | Added |
| Magnetar Financial LLC | 30,090 | $415.8K | 0.00% | +30,090 | New |
| Commonwealth Equity Services, LLC | 31,100 | $430.0K | 0.00% | −5,533−15.1% | Reduced |
| Cetera Investment Advisers | 33,383 | $461.4K | 0.00% | +2,702+8.8% | Added |
| Independent Financial Group, LLC | 33,802 | $467.1K | 0.01% | +716+2.2% | Added |
| Garner Asset Management Corp | 36,289 | $501.5K | 0.20% | −516−1.4% | Reduced |
| Susquehanna International Group, LLP | 38,094 | $526.5K | 0.00% | +5,939+18.5% | Added |
| Ameriflex Group, Inc. | 42,338 | $585.1K | 0.22% | +42,338 | New |
| D. E. Shaw & Co., Inc. | 43,149 | $596.3K | 0.00% | +43,149 | New |
| Raymond James Financial Inc | 43,953 | $607.4K | 0.00% | +3,096+7.6% | Added |
| Millennium Management LLC | 44,546 | $615.6K | 0.00% | −124,651−73.7% | Reduced |
| Great West Life Assurance Co | 48,371 | $666.0K | 0.00% | +11,133+29.9% | Added |
| Albert D Mason Inc | 51,013 | $705.0K | 0.46% | +2,957+6.2% | Added |
| Invesco Ltd. | 59,447 | $821.6K | 0.00% | +7,969+15.5% | Added |
| Royal Bank of Canada | 63,227 | $874.0K | 0.00% | −14,640−18.8% | Reduced |
| Virtus Investment Advisers, Inc. | 70,254 | $970.9K | 0.28% | +16,486+30.7% | Added |
| United Advisor Group, LLC | 78,434 | $1.08M | 0.15% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 90,800 | $1.25M | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 99,744 | $1.38M | 0.06% | −660−0.7% | Reduced |
| Atlantic Union Bankshares Corp | 99,789 | $1.38M | 0.03% | +14,176+16.6% | Added |
| Legacy Capital Wealth Partners, LLC | 101,206 | $1.40M | 0.30% | −1,051−1.0% | Reduced |
| Advisors Asset Management, Inc. | 113,832 | $1.57M | 0.03% | −1,033−0.9% | Reduced |
| Cassaday & Co Wealth Management LLC | 128,000 | $1.77M | 0.04% | +15,500+13.8% | Added |
| Davenport & Co LLC | 135,262 | $1.87M | 0.01% | 00.0% | Unchanged |
| Blair William & Co | 164,914 | $2.28M | 0.01% | −4,657−2.7% | Reduced |
| LPL Financial LLC | 195,758 | $2.71M | 0.00% | +7,565+4.0% | Added |
| Outfitter Financial LLC | 201,895 | $2.79M | 2.26% | −400−0.2% | Reduced |
| Legal & General Group Plc | 222,547 | $3.08M | 0.00% | −20,053−8.3% | Reduced |
| Marshall Wace, LLP | 295,342 | $4.08M | 0.00% | +265,370+885.4% | Added |
| BlackRock, Inc. | 315,598 | $4.36M | 0.00% | +64,397+25.6% | Added |
| Morgan Stanley | 317,936 | $4.39M | 0.00% | +31,541+11.0% | Added |
| UBS Group AG | 484,848 | $6.70M | 0.00% | +229,192+89.6% | Added |
| Van Eck Associates Corp | 854,730 | $11.8M | 0.01% | +18,089+2.2% | Added |
| Melia Wealth LLC | 1,197,594 | $16.6M | 7.25% | +64,564+5.7% | Added |
| Union Bancaire Privee, UBP SA | 19,806 | – | – | 00.0% | Unchanged |
| HRT Financial LP | 0 | $0 | 0.00% | −57,501−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −56,075−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −42,227−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,193−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,592−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −10,602−100.0% | Sold out |
| Cornerstone Wealth Management, LLC | 0 | $0 | 0.00% | −10,479−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −7,392−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −884−100.0% | Sold out |
| Mid-American Wealth Advisory Group, Inc. | 0 | $0 | 0.00% | −401−100.0% | Sold out |
| Transce3nd, LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |