Skip to main content

Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

Q4 2024 vs. Q3 2024

How the institutions holding Gladstone Investment Corporationde changed between Q3 2024 and Q4 2024.

All holders in Q4 2024All holders in Q3 2024

13F holders of GAIN: Q3 2024 compared with Q4 2024
MeasureQ3 2024Of which not filed for Q4 2024Q4 2024Change
Holders82285+5
Shares5.03M52.8K5.18M+211.2K (+4.2%)
Value$71.7M$763.6K$68.7M−$2.23M (−3.1%)

2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (17)

Institutions that held Gladstone Investment Corporationde at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to GAIN in Q4 2024
InstitutionSharesValue% of portfolio
Cassaday & Co Wealth Management LLC108,000$1.43M0.04%
Invesco Ltd.105,146$1.39M0.00%
Ameriflex Group, Inc.51,752$699.2K0.32%
Raymond James Financial Inc49,095$650.5K0.00%
Millennium Management LLC31,017$411.0K0.00%
Virtu Financial LLC23,771$315.0K0.02%
Union Bancaire Privee, UBP SA18,847$249.7K0.00%
D. E. Shaw & Co., Inc.17,634$233.7K0.00%
Aquatic Capital Management LLC13,028$172.6K0.00%
Cornerstone Wealth Management, LLC10,228$135.5K0.01%
State of Wyoming7,959$105.5K0.01%
Kentucky Trust Co2,000$26.5K0.02%
BNP Paribas Arbitrage, SA1,700$22.5K0.00%
MAI Capital Management557$7.38K0.00%
Spire Wealth Management43$5700.00%
Transce3nd, LLC9$1190.00%
RE Dickinson Investment Advisors, LLC8$1000.00%

Sold out (12)

Institutions that held Gladstone Investment Corporationde at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of GAIN in Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Marshall Wace, LLP41,913$605.6K
Johnson Investment Counsel Inc21,792$314.9K
Jane Street Group, LLC17,527$253.3K
Paloma Partners Management Co16,531$238.9K
Centiva Capital, LP13,288$192.0K
Mercer Global Advisors Inc11,599$169.9K
Ameriprise Financial Inc10,140$146.5K
Citadel Advisors LLC6,416$92.7K
Northwest Financial Advisors4,000$57.8K
The PNC Financial Services Group, Inc.850$12.3K
Bullock Wealth Management Group500$7.33K
International Assets Investment Management, LLC31,646–

Not filed for Q4 2024 yet (2)

Institutions that held Gladstone Investment Corporationde at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GAIN in Q3 2024 that haven't filed for Q4 2024
InstitutionShares, Q3 2024Value, Q3 2024
Raymond James & Associates39,455$570.1K
Raymond James Financial Services Advisors, Inc.13,388$193.5K