Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Gladstone Investment Corporationde as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- +5 vs. Q1 2026
- Shares held
- 6.82M
- −112 (0.0%) vs. Q1 2026
- Total value
- $105.4M
- +$8.52M (+8.8%) vs. Q1 2026
- New holders
- 16
- 23 more added
- Sold out
- 11
- 29 more reduced
2 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 7 | $109 | 0.00% | +7 | New |
| Harbour Investments, Inc. | 10 | $155 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 15 | $232 | 0.00% | +1+7.1% | Added |
| JFS Wealth Advisors, LLC | 45 | $696 | 0.00% | +45 | New |
| Oakworth Capital, Inc. | 100 | $1.57K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 111 | $1.72K | 0.00% | +111 | New |
| Assetmark, Inc | 117 | $1.81K | 0.00% | −505−81.2% | Reduced |
| Valley National Advisers Inc | 150 | $2.32K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 221 | $3.42K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 239 | $3.70K | 0.00% | +3+1.3% | Added |
| Markowski Investments | 300 | $4.64K | 0.00% | +300 | New |
| Signaturefd, LLC | 388 | $6.00K | 0.00% | −692−64.1% | Reduced |
| US Bancorp | 426 | $6.59K | 0.00% | +426 | New |
| Tower Research Capital LLC (TRC) | 525 | $8.12K | 0.00% | −77−12.8% | Reduced |
| Action Point Financial Planning, LLC | 586 | $9.06K | 0.00% | +586 | New |
| Creative Financial Designs Inc | 600 | $9.28K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 666 | $10.3K | 0.00% | +8+1.2% | Added |
| Pflug Koory, LLC | 675 | $10.4K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 766 | $11.8K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $12.4K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 1,000 | $15.5K | 0.00% | +1,000 | New |
| DHJJ Financial Advisors, Ltd. | 1,005 | $15.5K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,049 | $16.2K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $18.6K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,218 | $18.8K | 0.00% | −249−17.0% | Reduced |
| Jones Financial Companies LLLP | 1,388 | $21.0K | 0.00% | 00.0% | Unchanged |
| Ritter Daniher Financial Advisory LLC | 1,594 | $24.6K | 0.00% | +24+1.5% | Added |
| Burk Holdings LLC | 1,706 | $26.4K | 0.01% | 00.0% | Unchanged |
| Kentucky Trust Co | 2,000 | $30.9K | 0.01% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 2,168 | $33.5K | 0.00% | +2,168 | New |
| International Assets Investment Management, LLC | 2,190 | $34.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,000 | $46.4K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $77.3K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,176 | $80.0K | 0.00% | −20−0.4% | Reduced |
| JPMorgan Chase & Co | 7,706 | $118.5K | 0.00% | +1,563+25.4% | Added |
| Register Financial Advisors LLC | 9,500 | $146.9K | 0.05% | 00.0% | Unchanged |
| Simplex Trading, LLC | 9,859 | $152.4K | 0.00% | −6,138−38.4% | Reduced |
| Abel Hall, LLC | 10,000 | $154.6K | 0.03% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $154.6K | 0.00% | +10,000 | New |
| Prime Capital Investment Advisors, LLC | 10,258 | $158.6K | 0.00% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 10,262 | $158.7K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 10,456 | $161.7K | 0.01% | −284−2.6% | Reduced |
| Hardy Reed LLC | 11,472 | $177.4K | 0.01% | +172+1.5% | Added |
| Envestnet Asset Management Inc | 11,555 | $178.6K | 0.00% | −460−3.8% | Reduced |
| Bank of America Corp | 12,639 | $195.4K | 0.00% | +12,639 | New |
| Creative Planning | 13,615 | $210.5K | 0.00% | +369+2.8% | Added |
| Private Advisor Group, LLC | 13,652 | $211.1K | 0.00% | −976−6.7% | Reduced |
| Ameriprise Financial Inc | 13,747 | $212.5K | 0.00% | −212−1.5% | Reduced |
| Prosperity Financial Group, Inc. | 15,700 | $242.7K | 0.08% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 16,010 | $247.5K | 0.00% | +16,010 | New |
| Janney Montgomery Scott LLC | 16,236 | $251.0K | 0.00% | −2,275−12.3% | Reduced |
| State of Wyoming | 17,916 | $277.0K | 0.03% | +8,495+90.2% | Added |
| Ameriflex Group, Inc. | 18,858 | $291.5K | 0.12% | −500−2.6% | Reduced |
| GWM Advisors LLC | 20,476 | $316.6K | 0.00% | +500+2.5% | Added |
| Wells Fargo & Company | 20,483 | $316.7K | 0.00% | +3,065+17.6% | Added |
| Colony Group, LLC | 20,911 | $323.3K | 0.00% | +168+0.8% | Added |
| Virtus Investment Advisers, Inc. | 22,223 | $343.6K | 0.08% | −18,810−45.8% | Reduced |
| Greenwood Gearhart Inc | 22,400 | $346.3K | 0.02% | +4,500+25.1% | Added |
| Commonwealth Equity Services, LLC | 22,593 | $349.3K | 0.00% | −6,595−22.6% | Reduced |
| Aquatic Capital Management LLC | 29,776 | $460.3K | 0.02% | +29,776 | New |
| Garner Asset Management Corp | 32,493 | $502.3K | 0.16% | −2,000−5.8% | Reduced |
| Confluence Investment Management LLC | 36,982 | $571.7K | 0.01% | +36,982 | New |
| Citadel Advisors LLC | 37,593 | $581.2K | 0.00% | +37,593 | New |
| Cetera Investment Advisers | 42,007 | $649.4K | 0.00% | +10,354+32.7% | Added |
| Great West Life Assurance Co | 52,264 | $805.0K | 0.00% | +8,839+20.4% | Added |
| Raymond James Financial Inc | 54,244 | $838.6K | 0.00% | +6,310+13.2% | Added |
| Royal Bank of Canada | 58,446 | $904.0K | 0.00% | +267+0.5% | Added |
| Cassaday & Co Wealth Management LLC | 62,500 | $966.3K | 0.02% | −16,500−20.9% | Reduced |
| Albert D Mason Inc | 69,455 | $1.07M | 0.61% | +1,519+2.2% | Added |
| United Advisor Group, LLC | 72,190 | $1.12M | 0.12% | −5,422−7.0% | Reduced |
| Invesco Ltd. | 72,620 | $1.12M | 0.00% | +29,379+67.9% | Added |
| Baird Financial Group, Inc. | 90,300 | $1.40M | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 91,023 | $1.41M | 0.00% | −4,232−4.4% | Reduced |
| Atlantic Union Bankshares Corp | 96,664 | $1.49M | 0.02% | −500−0.5% | Reduced |
| Advisors Asset Management, Inc. | 104,239 | $1.61M | 0.02% | −4,734−4.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 113,833 | $1.76M | 0.34% | −5,235−4.4% | Reduced |
| Marshall Wace, LLP | 116,693 | $1.80M | 0.00% | +116,693 | New |
| Tudor Investment Corp Et Al | 120,964 | $1.87M | 0.01% | −4,245−3.4% | Reduced |
| Davenport & Co LLC | 142,530 | $2.20M | 0.01% | +2,668+1.9% | Added |
| Blair William & Co | 143,679 | $2.22M | 0.01% | −2,075−1.4% | Reduced |
| LPL Financial LLC | 185,176 | $2.86M | 0.00% | −2,262−1.2% | Reduced |
| Outfitter Financial LLC | 203,370 | $3.14M | 2.20% | −1,750−0.9% | Reduced |
| BlackRock, Inc. | 220,759 | $3.41M | 0.00% | +13,356+6.4% | Added |
| PFG Advisors | 236,628 | $3.66M | 0.18% | −78,702−25.0% | Reduced |
| Legal & General Group Plc | 337,067 | $5.21M | 0.00% | +36,369+12.1% | Added |
| Morgan Stanley | 349,848 | $5.41M | 0.00% | +11,776+3.5% | Added |
| Cooper Creek Partners Management LLC | 576,289 | $8.91M | 0.37% | +576,289 | New |
| Two Sigma Investments, LP | 584,106 | $9.03M | 0.01% | −220,157−27.4% | Reduced |
| UBS Group AG | 618,149 | $9.56M | 0.00% | −114,082−15.6% | Reduced |
| Melia Wealth LLC | 656,313 | $10.1M | 5.84% | −413,173−38.6% | Reduced |
| Van Eck Associates Corp | 804,098 | $12.4M | 0.01% | +212,170+35.8% | Added |
| Union Bancaire Privee, UBP SA | 3,570 | – | – | 00.0% | Unchanged |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −103,510−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −69,763−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −46,142−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −24,978−100.0% | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −12,116−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,572−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,017−100.0% | Sold out |