Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Gladstone Investment Corporationde as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- 0 vs. Q2 2021
- Shares held
- 4.20M
- +87.5K (+2.1%) vs. Q2 2021
- Total value
- $59.6M
- +$365.6K (+0.6%) vs. Q2 2021
- New holders
- 10
- 22 more added
- Sold out
- 10
- 25 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | −1−33.3% | Reduced |
| Proequities, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 62 | $1.00K | 0.00% | −38−38.0% | Reduced |
| Institutional & Family Asset Management, LLC | 56 | $1.00K | 0.00% | +1+1.8% | Added |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 109 | $2.00K | 0.00% | +2+1.9% | Added |
| US Bancorp | 336 | $5.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 350 | $5.00K | 0.00% | 00.0% | Unchanged |
| JNBA Financial Advisors | 393 | $5.00K | 0.00% | +393 | New |
| Federation des caisses Desjardins du Quebec | 500 | $6.93K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 660 | $9.00K | 0.00% | +435+193.3% | Added |
| Halpern Financial, Inc. | 837 | $11.6K | 0.01% | +837 | New |
| Tower Research Capital LLC (TRC) | 929 | $13.0K | 0.00% | +929 | New |
| Antonetti Capital Management LLC | 950 | $13.0K | 0.01% | +950 | New |
| Harbour Investments, Inc. | 1,010 | $14.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,500 | $20.0K | 0.01% | +1,500 | New |
| JPMorgan Chase & Co | 2,200 | $31.0K | 0.00% | +1,200+120.0% | Added |
| Sonora Investment Management, LLC | 2,300 | $32.0K | 0.00% | −200−8.0% | Reduced |
| Bank of America Corp | 3,220 | $45.0K | 0.00% | −265−7.6% | Reduced |
| Carolinas Wealth Consulting LLC | 4,100 | $57.0K | 0.01% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 5,000 | $69.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 5,108 | $70.8K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 5,227 | $75.0K | 0.00% | −200−3.7% | Reduced |
| Stelac Advisory Services LLC | 8,975 | $124.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,937 | $152.0K | 0.00% | +10,937 | New |
| Deutsche Bank AG | 11,264 | $156.0K | 0.00% | +7,037+166.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,334 | $157.0K | 0.00% | −20,315−64.2% | Reduced |
| D. E. Shaw & Co., Inc. | 11,301 | $157.0K | 0.00% | +195+1.8% | Added |
| Kestra Advisory Services, LLC | 11,533 | $160.0K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 11,546 | $160.0K | 0.00% | +11,546 | New |
| Wells Fargo & Company | 12,045 | $167.0K | 0.00% | +377+3.2% | Added |
| Great West Life Assurance Co | 11,931 | $167.0K | 0.00% | +1,153+10.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,360 | $171.0K | 0.00% | −4,597−27.1% | Reduced |
| Jane Street Group, LLC | 12,319 | $171.0K | 0.00% | +12,319 | New |
| Truist Financial Corp | 15,466 | $215.0K | 0.00% | −594−3.7% | Reduced |
| ExodusPoint Capital Management, LP | 23,143 | $321.0K | 0.00% | +23,143 | New |
| Ameriprise Financial Inc | 24,922 | $346.0K | 0.00% | −272−1.1% | Reduced |
| Raymond James & Associates | 30,246 | $420.0K | 0.00% | −267−0.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 30,900 | $428.0K | 0.00% | −3,200−9.4% | Reduced |
| Virtus ETF Advisers LLC | 33,138 | $460.0K | 0.20% | −3,812−10.3% | Reduced |
| Belpointe Asset Management LLC | 33,692 | $467.0K | 0.03% | +1,114+3.4% | Added |
| Janney Montgomery Scott LLC | 35,544 | $493.0K | 0.00% | −12,991−26.8% | Reduced |
| Susquehanna Fundamental Investments, LLC | 36,099 | $501.0K | 0.01% | −37,354−50.9% | Reduced |
| Wedbush Securities Inc | 36,560 | $507.0K | 0.02% | −4,703−11.4% | Reduced |
| Royal Bank of Canada | 37,051 | $514.0K | 0.00% | +2,482+7.2% | Added |
| Commonwealth Equity Services, LLC | 37,850 | $524.0K | 0.00% | −1,110−2.8% | Reduced |
| Garner Asset Management Corp | 41,322 | $573.0K | 0.27% | +30.0% | Added |
| Citadel Advisors LLC | 44,141 | $612.0K | 0.00% | +11,011+33.2% | Added |
| Susquehanna International Group, LLP | 47,333 | $657.0K | 0.00% | −5,475−10.4% | Reduced |
| UBS Group AG | 52,567 | $729.0K | 0.00% | +8,450+19.2% | Added |
| International Assets Investment Management, LLC | 74,790 | $1.04M | 0.19% | 00.0% | Unchanged |
| Albert D Mason Inc | 85,575 | $1.19M | 0.76% | −333−0.4% | Reduced |
| Concorde Asset Management, LLC | 85,594 | $1.19M | 0.68% | +66,089+338.8% | Added |
| Mackenzie Financial Corp | 96,546 | $1.34M | 0.00% | +13,105+15.7% | Added |
| LPL Financial LLC | 113,347 | $1.57M | 0.00% | +3,325+3.0% | Added |
| Two Sigma Investments, LP | 117,358 | $1.63M | 0.00% | +51,748+78.9% | Added |
| Atlantic Union Bankshares Corp | 120,575 | $1.67M | 0.16% | −850−0.7% | Reduced |
| Aurora Private Wealth, Inc. | 132,473 | $1.84M | 0.75% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 139,142 | $1.93M | 0.01% | +22,000+18.8% | Added |
| Morgan Stanley | 142,789 | $1.98M | 0.00% | −19,447−12.0% | Reduced |
| Blair William & Co | 144,374 | $2.00M | 0.01% | +2,485+1.8% | Added |
| PFG Advisors | 149,844 | $2.08M | 0.24% | −15,500−9.4% | Reduced |
| Legacy Capital Wealth Partners, LLC | 87,937 | $2.59M | 1.01% | +87,937 | New |
| Legal & General Group Plc | 197,951 | $2.75M | 0.00% | −13,944−6.6% | Reduced |
| Advisor Group Holdings, Inc. | 205,522 | $2.85M | 0.01% | −12,670−5.8% | Reduced |
| BlackRock Inc. | 245,206 | $3.40M | 0.00% | +30,122+14.0% | Added |
| Outfitter Financial LLC | 256,620 | $3.56M | 2.80% | −2,247−0.9% | Reduced |
| Advisors Asset Management, Inc. | 276,348 | $3.83M | 0.06% | +40,394+17.1% | Added |
| Davenport & Co LLC | 304,716 | $4.23M | 0.03% | +17,915+6.2% | Added |
| Van Eck Associates Corp | 500,517 | $6.94M | 0.02% | −30,582−5.8% | Reduced |
| Invesco Ltd. | 0 | $0 | 0.00% | −82,177−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −33,607−100.0% | Sold out |
| Castle Rock Wealth Management, LLC | 0 | $0 | 0.00% | −13,710−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −10,157−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,845−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −4,969−100.0% | Sold out |
| Providence Capital Advisors, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −204−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −231−100.0% | Sold out |
| Column Capital Advisors, LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |