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Gladstone Investment Corporationde

GAIN
Exchange
Nasdaq
SEC CIK
0001321741

In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.

Other share classesGAINGGAINIGAINZ

Q3 2021 vs. Q2 2021

How the institutions holding Gladstone Investment Corporationde changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of GAIN: Q2 2021 compared with Q3 2021
MeasureQ2 2021Q3 2021Change
Holders72720
Shares4.11M4.20M+87.5K (+2.1%)
Value$59.2M$59.6M+$365.6K (+0.6%)

New holders (10)

Institutions that held Gladstone Investment Corporationde at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to GAIN in Q3 2021
InstitutionSharesValue% of portfolio
Legacy Capital Wealth Partners, LLC87,937$2.59M1.01%
ExodusPoint Capital Management, LP23,143$321.0K0.00%
Jane Street Group, LLC12,319$171.0K0.00%
Tudor Investment Corp Et Al11,546$160.0K0.00%
Raymond James Financial Services Advisors, Inc.10,937$152.0K0.00%
FNY Investment Advisers, LLC1,500$20.0K0.01%
Tower Research Capital LLC (TRC)929$13.0K0.00%
Antonetti Capital Management LLC950$13.0K0.01%
Halpern Financial, Inc.837$11.6K0.01%
JNBA Financial Advisors393$5.00K0.00%

Sold out (10)

Institutions that held Gladstone Investment Corporationde at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of GAIN in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Invesco Ltd.82,177$1.18M
Arrowstreet Capital, Limited Partnership33,607$484.0K
Castle Rock Wealth Management, LLC13,710$204.0K
Millennium Management LLC10,157$146.0K
Advisory Services Network, LLC6,845$99.0K
Citigroup Inc4,969$72.0K
Providence Capital Advisors, LLC700$10.0K
Group One Trading, L.P.204$3.00K
Enterprise Financial Services Corp231$3.00K
Column Capital Advisors, LLC76$1.00K