Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Gladstone Investment Corporationde as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +5 vs. Q3 2025
- Shares held
- 6.67M
- +542.1K (+8.9%) vs. Q3 2025
- Total value
- $92.9M
- +$8.56M (+10.1%) vs. Q3 2025
- New holders
- 17
- 29 more added
- Sold out
- 12
- 27 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DHJJ Financial Advisors, Ltd. | 5 | $70 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $140 | 0.00% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 28 | $391 | 0.00% | −28−50.0% | Reduced |
| Quadrant Capital Group LLC | 37 | $517 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 46 | $643 | 0.00% | +46 | New |
| Oakworth Capital, Inc. | 100 | $1.40K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| WealthCollab, LLC | 145 | $2.03K | 0.00% | +145 | New |
| Larson Financial Group LLC | 232 | $3.24K | 0.00% | +4+1.8% | Added |
| Parallel Advisors, LLC | 263 | $3.67K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.38K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 622 | $8.69K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 673 | $9.40K | 0.00% | −544−44.7% | Reduced |
| Pflug Koory, LLC | 675 | $9.43K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 704 | $9.84K | 0.00% | +12+1.7% | Added |
| Crewe Advisors LLC | 766 | $10.7K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $11.2K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 805 | $11.2K | 0.00% | +795+7,950.0% | Added |
| Comerica Bank | 950 | $13.3K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 999 | $14.0K | 0.00% | −91−8.3% | Reduced |
| ORG Partners LLC | 1,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,009 | $14.1K | 0.00% | +1,009 | New |
| EverSource Wealth Advisors, LLC | 1,200 | $16.8K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,291 | $18.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 1,407 | $19.7K | 0.00% | +550+64.2% | Added |
| Ritter Daniher Financial Advisory LLC | 1,543 | $21.6K | 0.00% | +1,543 | New |
| Kestra Advisory Services, LLC | 1,870 | $26.1K | 0.00% | +1,870 | New |
| Kentucky Trust Co | 2,000 | $27.9K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,000 | $28.0K | 0.00% | +1,000+100.0% | Added |
| Tower Research Capital LLC (TRC) | 2,046 | $28.6K | 0.00% | +1,495+271.3% | Added |
| International Assets Investment Management, LLC | 2,190 | $30.6K | 0.00% | +2,190 | New |
| Steward Partners Investment Advisory, LLC | 3,000 | $41.9K | 0.00% | −600−16.7% | Reduced |
| Aquatic Capital Management LLC | 3,562 | $49.8K | 0.00% | +3,562 | New |
| North Star Investment Management Corp. | 5,000 | $69.8K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,167 | $72.2K | 0.00% | +27+0.5% | Added |
| JPMorgan Chase & Co | 6,915 | $96.6K | 0.00% | −334−4.6% | Reduced |
| Register Financial Advisors LLC | 9,500 | $132.7K | 0.05% | +9,500 | New |
| Abel Hall, LLC | 10,000 | $139.7K | 0.03% | +10,000 | New |
| NorthRock Partners, LLC | 10,262 | $143.4K | 0.00% | +10,262 | New |
| Prime Capital Investment Advisors, LLC | 10,728 | $149.9K | 0.00% | −20.0% | Reduced |
| Sound Income Strategies, LLC | 10,740 | $151.1K | 0.01% | +10,740 | New |
| Hardy Reed LLC | 11,108 | $155.2K | 0.01% | +190+1.7% | Added |
| Foundations Investment Advisors, LLC | 11,970 | $167.2K | 0.00% | −482−3.9% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 12,098 | $168.3K | 0.00% | +12,098 | New |
| Bank of America Corp | 12,389 | $173.1K | 0.00% | +3,443+38.5% | Added |
| Envestnet Asset Management Inc | 13,994 | $195.5K | 0.00% | −1,397−9.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 14,000 | $195.6K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,005 | $195.7K | 0.00% | +14,005 | New |
| Private Advisor Group, LLC | 14,285 | $199.6K | 0.00% | −1,435−9.1% | Reduced |
| State of Wyoming | 14,667 | $204.9K | 0.02% | −11,336−43.6% | Reduced |
| Wells Fargo & Company | 14,777 | $206.4K | 0.00% | +1,500+11.3% | Added |
| Prosperity Financial Group, Inc. | 16,000 | $223.5K | 0.08% | −3,400−17.5% | Reduced |
| Ameriflex Group, Inc. | 19,308 | $269.7K | 0.14% | −23,030−54.4% | Reduced |
| Janney Montgomery Scott LLC | 19,375 | $271.0K | 0.00% | 00.0% | Unchanged |
| Colony Group, LLC | 20,295 | $280.5K | 0.00% | +100+0.5% | Added |
| GWM Advisors LLC | 20,460 | $285.8K | 0.00% | +1,084+5.6% | Added |
| Northern Trust Corp | 25,342 | $354.0K | 0.00% | −2,097−7.6% | Reduced |
| Commonwealth Equity Services, LLC | 28,396 | $396.7K | 0.00% | −2,704−8.7% | Reduced |
| Susquehanna International Group, LLP | 30,742 | $429.5K | 0.00% | −7,352−19.3% | Reduced |
| Cetera Investment Advisers | 30,936 | $432.2K | 0.00% | −2,447−7.3% | Reduced |
| Garner Asset Management Corp | 36,293 | $507.0K | 0.19% | +40.0% | Added |
| Independent Financial Group, LLC | 36,758 | $513.5K | 0.01% | +2,956+8.7% | Added |
| Global Strategic Management Inc | 39,032 | $545.0K | 0.45% | +39,032 | New |
| TrueMark Investments, LLC | 41,678 | $582.2K | 0.11% | +41,678 | New |
| Virtus Investment Advisers, Inc. | 49,495 | $691.4K | 0.19% | −20,759−29.5% | Reduced |
| Raymond James Financial Inc | 49,736 | $694.8K | 0.00% | +5,783+13.2% | Added |
| Great West Life Assurance Co | 50,440 | $706.0K | 0.00% | +2,069+4.3% | Added |
| Invesco Ltd. | 54,224 | $757.5K | 0.00% | −5,223−8.8% | Reduced |
| Royal Bank of Canada | 66,229 | $926.0K | 0.00% | +3,002+4.7% | Added |
| Albert D Mason Inc | 66,833 | $933.7K | 0.61% | +15,820+31.0% | Added |
| United Advisor Group, LLC | 70,752 | $988.4K | 0.13% | −7,682−9.8% | Reduced |
| Advisor Group Holdings, Inc. | 88,410 | $1.24M | 0.00% | +70,566+395.5% | Added |
| Baird Financial Group, Inc. | 90,801 | $1.27M | 0.00% | +10.0% | Added |
| Advisors Asset Management, Inc. | 94,780 | $1.32M | 0.02% | −19,052−16.7% | Reduced |
| Atlantic Union Bankshares Corp | 97,164 | $1.36M | 0.03% | −2,625−2.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 111,329 | $1.56M | 0.33% | +10,123+10.0% | Added |
| Two Sigma Advisers, LP | 111,418 | $1.56M | 0.00% | +111,418 | New |
| Cassaday & Co Wealth Management LLC | 132,000 | $1.84M | 0.04% | +4,000+3.1% | Added |
| Davenport & Co LLC | 137,862 | $1.93M | 0.01% | +2,600+1.9% | Added |
| Blair William & Co | 154,482 | $2.16M | 0.01% | −10,432−6.3% | Reduced |
| Marshall Wace, LLP | 164,583 | $2.30M | 0.00% | −130,759−44.3% | Reduced |
| Two Sigma Investments, LP | 190,243 | $2.66M | 0.00% | +190,243 | New |
| LPL Financial LLC | 193,933 | $2.71M | 0.00% | −1,825−0.9% | Reduced |
| Outfitter Financial LLC | 204,345 | $2.85M | 2.25% | +2,450+1.2% | Added |
| Legal & General Group Plc | 273,752 | $3.83M | 0.00% | +51,205+23.0% | Added |
| PFG Advisors | 305,248 | $4.26M | 0.21% | +205,504+206.0% | Added |
| BlackRock, Inc. | 319,773 | $4.47M | 0.00% | +4,175+1.3% | Added |
| Morgan Stanley | 335,654 | $4.69M | 0.00% | +17,718+5.6% | Added |
| UBS Group AG | 713,016 | $9.96M | 0.00% | +228,168+47.1% | Added |
| Van Eck Associates Corp | 798,954 | $11.2M | 0.01% | −55,776−6.5% | Reduced |
| Melia Wealth LLC | 1,127,296 | $15.7M | 7.28% | −70,298−5.9% | Reduced |
| Union Bancaire Privee, UBP SA | 15,393 | – | – | −4,413−22.3% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −44,546−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −43,149−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −30,090−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −17,727−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −11,054−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,114−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −9,001−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −738−100.0% | Sold out |