Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +2 vs. Q4 2024
- Shares held
- 5.37M
- +183.5K (+3.5%) vs. Q4 2024
- Total value
- $71.7M
- +$3.01M (+4.4%) vs. Q4 2024
- New holders
- 11
- 30 more added
- Sold out
- 9
- 26 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $67 | 0.00% | 00.0% | Unchanged |
| Transce3nd, LLC | 9 | $120 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 10 | $134 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 13 | $181 | 0.00% | −45−77.6% | Reduced |
| Quadrant Capital Group LLC | 37 | $495 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 43 | $574 | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 92 | $1.00K | 0.00% | +2+2.2% | Added |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 220 | $2.94K | 0.00% | +4+1.9% | Added |
| Aquatic Capital Management LLC | 284 | $3.79K | 0.00% | −12,744−97.8% | Reduced |
| Parallel Advisors, LLC | 365 | $4.88K | 0.00% | +120+49.0% | Added |
| JPMorgan Chase & Co | 500 | $6.68K | 0.00% | −1,261−71.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 500 | $6.68K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 557 | $7.44K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 600 | $8.02K | 0.00% | 00.0% | Unchanged |
| Pflug Koory, LLC | 675 | $9.02K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $10.7K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 855 | $11.4K | 0.00% | −845−49.7% | Reduced |
| Bryn Mawr Trust Co | 884 | $11.8K | 0.00% | −46−4.9% | Reduced |
| Signaturefd, LLC | 999 | $13.3K | 0.00% | −199−16.6% | Reduced |
| National Bank of Canada | 1,000 | $13.4K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,291 | $17.6K | 0.00% | +800+162.9% | Added |
| Kentucky Trust Co | 2,000 | $26.7K | 0.02% | 00.0% | Unchanged |
| Citigroup Inc | 2,266 | $30.3K | 0.00% | +247+12.2% | Added |
| Northwestern Mutual Wealth Management Co | 3,000 | $40.1K | 0.00% | +2,992+37,400.0% | Added |
| Citadel Advisors LLC | 3,309 | $44.2K | 0.00% | +3,309 | New |
| Steward Partners Investment Advisory, LLC | 3,600 | $48.1K | 0.00% | +600+20.0% | Added |
| State of Wyoming | 3,954 | $52.8K | 0.01% | −4,005−50.3% | Reduced |
| Tower Research Capital LLC (TRC) | 3,956 | $53.6K | 0.00% | +3,931+15,724.0% | Added |
| North Star Investment Management Corp. | 5,000 | $66.8K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,282 | $71.1K | 0.00% | +5,282 | New |
| Simplex Trading, LLC | 6,907 | $92.0K | 0.00% | +148+2.2% | Added |
| Geneos Wealth Management Inc. | 8,460 | $113.0K | 0.00% | +8,460 | New |
| Bank of America Corp | 9,717 | $129.8K | 0.00% | +6,723+224.5% | Added |
| Coastal Investment Advisors, Inc. | 10,000 | $133.6K | 0.06% | +10,000 | New |
| Equitable Holdings, Inc. | 10,076 | $134.6K | 0.00% | +10,076 | New |
| Hardy Reed LLC | 10,167 | $135.8K | 0.01% | +10,167 | New |
| Cornerstone Wealth Management, LLC | 11,828 | $158.0K | 0.01% | +1,600+15.6% | Added |
| United Capital Financial Advisers, LLC | 12,000 | $160.3K | 0.00% | +12,000 | New |
| Northern Trust Corp | 12,357 | $165.1K | 0.00% | −14,843−54.6% | Reduced |
| Wells Fargo & Company | 13,106 | $175.1K | 0.00% | +3,916+42.6% | Added |
| Sound Income Strategies, LLC | 14,831 | $198.1K | 0.01% | +185+1.3% | Added |
| Private Advisor Group, LLC | 15,599 | $208.4K | 0.00% | +26+0.2% | Added |
| HRT Financial LP | 15,955 | $213.0K | 0.00% | +15,955 | New |
| Envestnet Asset Management Inc | 16,748 | $223.8K | 0.00% | −3,573−17.6% | Reduced |
| Union Bancaire Privee, UBP SA | 18,847 | $251.8K | 0.00% | 00.0% | Unchanged |
| Colony Group, LLC | 19,527 | $260.9K | 0.00% | +19,527 | New |
| GWM Advisors LLC | 19,626 | $262.2K | 0.00% | +1,150+6.2% | Added |
| Jane Street Group, LLC | 22,580 | $301.7K | 0.00% | +22,580 | New |
| Advisor Group Holdings, Inc. | 26,405 | $352.8K | 0.00% | −2,811−9.6% | Reduced |
| Cetera Investment Advisers | 30,236 | $404.0K | 0.00% | −4,376−12.6% | Reduced |
| Susquehanna International Group, LLP | 30,633 | $409.3K | 0.00% | +15,660+104.6% | Added |
| Prosperity Financial Group, Inc. | 31,750 | $424.2K | 0.21% | −2,350−6.9% | Reduced |
| Independent Financial Group, LLC | 32,353 | $432.2K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 34,612 | $462.0K | 0.00% | +547+1.6% | Added |
| Great West Life Assurance Co | 35,102 | $470.0K | 0.00% | +5,376+18.1% | Added |
| Qube Research & Technologies Ltd | 35,970 | $480.6K | 0.00% | +2,847+8.6% | Added |
| Garner Asset Management Corp | 37,701 | $503.7K | 0.22% | −2,345−5.9% | Reduced |
| Raymond James Financial Inc | 40,043 | $535.0K | 0.00% | −9,052−18.4% | Reduced |
| Two Sigma Advisers, LP | 42,242 | $564.4K | 0.00% | −4,600−9.8% | Reduced |
| Ameriflex Group, Inc. | 46,205 | $617.3K | 0.25% | −5,547−10.7% | Reduced |
| Albert D Mason Inc | 51,241 | $684.6K | 0.47% | +1,332+2.7% | Added |
| D. E. Shaw & Co., Inc. | 63,412 | $847.2K | 0.00% | +45,778+259.6% | Added |
| Royal Bank of Canada | 75,638 | $1.01M | 0.00% | +4,826+6.8% | Added |
| United Advisor Group, LLC | 76,351 | $1.02M | 0.21% | −380.0% | Reduced |
| Millennium Management LLC | 77,424 | $1.03M | 0.00% | +46,407+149.6% | Added |
| Two Sigma Investments, LP | 79,120 | $1.06M | 0.00% | +17,693+28.8% | Added |
| Virtus Investment Advisers, Inc. | 86,771 | $1.16M | 0.32% | +86,771 | New |
| Atlantic Union Bankshares Corp | 88,613 | $1.18M | 0.07% | −1,805−2.0% | Reduced |
| Baird Financial Group, Inc. | 91,436 | $1.22M | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 100,404 | $1.34M | 0.07% | −500−0.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 106,088 | $1.42M | 0.35% | +11,232+11.8% | Added |
| Cassaday & Co Wealth Management LLC | 112,500 | $1.50M | 0.04% | +4,500+4.2% | Added |
| Advisors Asset Management, Inc. | 115,458 | $1.54M | 0.03% | −1,308−1.1% | Reduced |
| Davenport & Co LLC | 154,539 | $2.06M | 0.01% | −10,183−6.2% | Reduced |
| Blair William & Co | 168,436 | $2.25M | 0.01% | +6,691+4.1% | Added |
| LPL Financial LLC | 186,656 | $2.49M | 0.00% | −3,409−1.8% | Reduced |
| BlackRock, Inc. | 199,998 | $2.67M | 0.00% | −5,318−2.6% | Reduced |
| Outfitter Financial LLC | 201,145 | $2.69M | 2.42% | −1,450−0.7% | Reduced |
| UBS Group AG | 221,099 | $2.95M | 0.00% | +135,324+157.8% | Added |
| Legal & General Group Plc | 242,600 | $3.24M | 0.00% | −279−0.1% | Reduced |
| Morgan Stanley | 256,184 | $3.42M | 0.00% | +47,165+22.6% | Added |
| Van Eck Associates Corp | 808,440 | $10.8M | 0.01% | −121,906−13.1% | Reduced |
| Melia Wealth LLC | 1,088,798 | $14.5M | 7.50% | +44,377+4.2% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −105,146−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −67,802−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −23,771−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −20,361−100.0% | Sold out |
| JNBA Financial Advisors | 0 | $0 | 0.00% | −455−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −287−100.0% | Sold out |
| Morton Brown Family Wealth, LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| RE Dickinson Investment Advisors, LLC | – | – | – | – | Not filed |