Gladstone Investment Corporationde
GAIN- Exchange
- Nasdaq
- SEC CIK
- 0001321741
In the last 90 days, Gladstone Investment Corporationde insiders filed 1 open-market purchase and 0 sales; 93 institutions reported holding it in 13F filings for Q2 2026, worth $105.4M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Gladstone Investment Corporationde as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- 0 vs. Q4 2025
- Shares held
- 6.83M
- +167.4K (+2.5%) vs. Q4 2025
- Total value
- $97.0M
- +$4.13M (+4.4%) vs. Q4 2025
- New holders
- 15
- 29 more added
- Sold out
- 15
- 26 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GAIN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 93 | $105.4M |
| Q1 2026 | 90 | $97.0M |
| Q4 2025 | 92 | $92.9M |
| Q3 2025 | 88 | $84.4M |
| Q2 2025 | 85 | $79.0M |
| Q1 2025 | 86 | $71.7M |
| Q4 2024 | 85 | $68.7M |
| Q3 2024 | 82 | $71.7M |
| Q2 2024 | 85 | $76.4M |
| Q1 2024 | 81 | $74.3M |
| Q4 2023 | 92 | $62.1M |
| Q3 2023 | 75 | $51.7M |
| Q2 2023 | 77 | $52.5M |
| Q1 2023 | 77 | $59.5M |
| Q4 2022 | 84 | $63.2M |
| Q3 2022 | 77 | $49.6M |
| Q2 2022 | 81 | $53.8M |
| Q1 2022 | 75 | $60.2M |
| Q4 2021 | 70 | $67.2M |
| Q3 2021 | 72 | $59.6M |
| Q2 2021 | 72 | $59.2M |
| Q1 2021 | 77 | $52.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Gladstone Investment Corporationde; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $14 | 0.00% | +1 | New |
| Citigroup Inc | 8 | $114 | 0.00% | −797−99.0% | Reduced |
| Harbour Investments, Inc. | 10 | $142 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 14 | $199 | 0.00% | +14 | New |
| Quadrant Capital Group LLC | 37 | $526 | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 100 | $1.42K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 150 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 200 | $2.84K | 0.00% | +200 | New |
| Parallel Advisors, LLC | 221 | $3.14K | 0.00% | −42−16.0% | Reduced |
| Larson Financial Group LLC | 236 | $3.35K | 0.00% | +4+1.7% | Added |
| Creative Financial Designs Inc | 600 | $8.52K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 602 | $8.55K | 0.00% | −1,444−70.6% | Reduced |
| Assetmark, Inc | 622 | $8.83K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 658 | $9.44K | 0.00% | −15−2.2% | Reduced |
| Pflug Koory, LLC | 675 | $9.59K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 717 | $10.2K | 0.00% | +13+1.8% | Added |
| Crewe Advisors LLC | 766 | $10.9K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 800 | $11.4K | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 1,005 | $14.3K | 0.00% | +1,000+20,000.0% | Added |
| Fifth Third Bancorp | 1,049 | $14.9K | 0.00% | +1,049 | New |
| Signaturefd, LLC | 1,080 | $15.3K | 0.00% | +81+8.1% | Added |
| EverSource Wealth Advisors, LLC | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,388 | $19.2K | 0.00% | +97+7.5% | Added |
| MAI Capital Management | 1,407 | $20.0K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,467 | $20.8K | 0.00% | +1,467 | New |
| Ritter Daniher Financial Advisory LLC | 1,570 | $22.3K | 0.00% | +27+1.7% | Added |
| Burk Holdings LLC | 1,706 | $24.2K | 0.01% | +1,706 | New |
| Kentucky Trust Co | 2,000 | $28.4K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 2,190 | $31.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 3,570 | $50.7K | 0.00% | −11,823−76.8% | Reduced |
| North Star Investment Management Corp. | 5,000 | $71.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 5,196 | $73.8K | 0.00% | +29+0.6% | Added |
| JPMorgan Chase & Co | 6,143 | $86.9K | 0.00% | −772−11.2% | Reduced |
| State of Wyoming | 9,421 | $133.8K | 0.02% | −5,246−35.8% | Reduced |
| Register Financial Advisors LLC | 9,500 | $134.9K | 0.05% | 00.0% | Unchanged |
| Abel Hall, LLC | 10,000 | $142.0K | 0.03% | 00.0% | Unchanged |
| HRT Financial LP | 10,017 | $142.0K | 0.00% | +10,017 | New |
| Prime Capital Investment Advisors, LLC | 10,258 | $145.7K | 0.00% | −470−4.4% | Reduced |
| NorthRock Partners, LLC | 10,262 | $145.7K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 10,740 | $154.0K | 0.01% | 00.0% | Unchanged |
| First Affirmative Financial Network | 10,903 | $154.8K | 0.06% | +10,903 | New |
| Hardy Reed LLC | 11,300 | $160.5K | 0.01% | +192+1.7% | Added |
| HighTower Advisors, LLC | 11,572 | $164.3K | 0.00% | +11,572 | New |
| Envestnet Asset Management Inc | 12,015 | $170.6K | 0.00% | −1,979−14.1% | Reduced |
| Foundations Investment Advisors, LLC | 12,116 | $172.1K | 0.00% | +146+1.2% | Added |
| Creative Planning | 13,246 | $188.1K | 0.00% | +13,246 | New |
| Ameriprise Financial Inc | 13,959 | $198.2K | 0.00% | +13,959 | New |
| Private Advisor Group, LLC | 14,628 | $207.7K | 0.00% | +343+2.4% | Added |
| Prosperity Financial Group, Inc. | 15,700 | $222.9K | 0.08% | −300−1.9% | Reduced |
| Simplex Trading, LLC | 15,997 | $227.2K | 0.01% | +15,997 | New |
| Wells Fargo & Company | 17,418 | $247.3K | 0.00% | +2,641+17.9% | Added |
| Greenwood Gearhart Inc | 17,900 | $254.2K | 0.01% | +17,900 | New |
| Janney Montgomery Scott LLC | 18,511 | $263.0K | 0.00% | −864−4.5% | Reduced |
| Ameriflex Group, Inc. | 19,358 | $274.9K | 0.14% | +50+0.3% | Added |
| GWM Advisors LLC | 19,976 | $283.7K | 0.00% | −484−2.4% | Reduced |
| Colony Group, LLC | 20,743 | $294.6K | 0.00% | +448+2.2% | Added |
| Independent Financial Group, LLC | 24,978 | $354.7K | 0.01% | −11,780−32.0% | Reduced |
| Commonwealth Equity Services, LLC | 29,188 | $414.5K | 0.00% | +792+2.8% | Added |
| Cetera Investment Advisers | 31,653 | $449.5K | 0.00% | +717+2.3% | Added |
| Garner Asset Management Corp | 34,493 | $489.8K | 0.19% | −1,800−5.0% | Reduced |
| Virtus Investment Advisers, Inc. | 41,033 | $582.7K | 0.16% | −8,462−17.1% | Reduced |
| Invesco Ltd. | 43,241 | $614.0K | 0.00% | −10,983−20.3% | Reduced |
| Great West Life Assurance Co | 43,425 | $621.0K | 0.00% | −7,015−13.9% | Reduced |
| Susquehanna International Group, LLP | 46,142 | $655.2K | 0.00% | +15,400+50.1% | Added |
| Raymond James Financial Inc | 47,934 | $680.7K | 0.00% | −1,802−3.6% | Reduced |
| Royal Bank of Canada | 58,179 | $826.0K | 0.00% | −8,050−12.2% | Reduced |
| Albert D Mason Inc | 67,936 | $964.7K | 0.62% | +1,103+1.7% | Added |
| Jane Street Group, LLC | 69,763 | $990.6K | 0.00% | +55,758+398.1% | Added |
| United Advisor Group, LLC | 77,612 | $1.10M | 0.14% | +6,860+9.7% | Added |
| Cassaday & Co Wealth Management LLC | 79,000 | $1.12M | 0.02% | −53,000−40.2% | Reduced |
| Baird Financial Group, Inc. | 90,300 | $1.28M | 0.00% | −501−0.6% | Reduced |
| Advisor Group Holdings, Inc. | 95,255 | $1.35M | 0.00% | +6,845+7.7% | Added |
| Atlantic Union Bankshares Corp | 97,164 | $1.38M | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 103,510 | $1.47M | 0.00% | +103,510 | New |
| Advisors Asset Management, Inc. | 108,973 | $1.55M | 0.03% | +14,193+15.0% | Added |
| Legacy Capital Wealth Partners, LLC | 119,068 | $1.69M | 0.35% | +7,739+7.0% | Added |
| Tudor Investment Corp Et Al | 125,209 | $1.78M | 0.01% | +125,209 | New |
| Davenport & Co LLC | 139,862 | $1.99M | 0.01% | +2,000+1.5% | Added |
| Blair William & Co | 145,754 | $2.07M | 0.01% | −8,728−5.6% | Reduced |
| LPL Financial LLC | 187,438 | $2.66M | 0.00% | −6,495−3.3% | Reduced |
| Outfitter Financial LLC | 205,120 | $2.91M | 2.25% | +775+0.4% | Added |
| BlackRock, Inc. | 207,403 | $2.95M | 0.00% | −112,370−35.1% | Reduced |
| Legal & General Group Plc | 300,698 | $4.27M | 0.00% | +26,946+9.8% | Added |
| PFG Advisors | 315,330 | $4.48M | 0.22% | +10,082+3.3% | Added |
| Morgan Stanley | 338,072 | $4.80M | 0.00% | +2,418+0.7% | Added |
| Van Eck Associates Corp | 591,928 | $8.40M | 0.01% | −207,026−25.9% | Reduced |
| UBS Group AG | 732,231 | $10.4M | 0.00% | +19,215+2.7% | Added |
| Two Sigma Investments, LP | 804,263 | $11.4M | 0.01% | +614,020+322.8% | Added |
| Melia Wealth LLC | 1,069,486 | $15.2M | 7.35% | −57,810−5.1% | Reduced |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −164,583−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −111,418−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −41,678−100.0% | Sold out |
| Global Strategic Management Inc | 0 | $0 | 0.00% | −39,032−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −25,342−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −12,389−100.0% | Sold out |
| Wealth Enhancement Advisory Services, LLC | 0 | $0 | 0.00% | −12,098−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −3,562−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |