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Capital Southwest Corp

CSWC
Exchange
Nasdaq
SEC CIK
0000017313

No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

13F holders, Q1 2021

Institutional positions in Capital Southwest Corp as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
80
No complete 13F data for Q4 2020
Shares held
5.97M
No complete 13F data for Q4 2020
Total value
$132.3M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 80 institutions
Q1 2021: 80 institutionsQ2 2021: 91 institutionsQ3 2021: 83 institutionsQ4 2021: 91 institutionsQ1 2022: 88 institutionsQ2 2022: 101 institutionsQ3 2022: 89 institutionsQ4 2022: 102 institutionsQ1 2023: 101 institutionsQ2 2023: 110 institutionsQ3 2023: 114 institutionsQ4 2023: 136 institutionsQ1 2024: 140 institutionsQ2 2024: 145 institutionsQ3 2024: 149 institutionsQ4 2024: 160 institutionsQ1 2025: 175 institutionsQ2 2025: 177 institutionsQ3 2025: 164 institutionsQ4 2025: 162 institutionsQ1 2026: 168 institutionsQ2 2026: 189 institutions
Value heldQ1 2021: $132.3M
Q1 2021: $132.3MQ2 2021: $139.6MQ3 2021: $144.7MQ4 2021: $148.3MQ1 2022: $143.9MQ2 2022: $141.0MQ3 2022: $131.9MQ4 2022: $154.5MQ1 2023: $145.3MQ2 2023: $163.1MQ3 2023: $196.1MQ4 2023: $241.5MQ1 2024: $260.9MQ2 2024: $289.6MQ3 2024: $290.1MQ4 2024: $322.4MQ1 2025: $385.1MQ2 2025: $392.9MQ3 2025: $363.9MQ4 2025: $332.6MQ1 2026: $369.5MQ2 2026: $411.8M
Institutions holding CSWC and their total value by quarter
QuarterHoldersValue
Q2 2026189$411.8M
Q1 2026168$369.5M
Q4 2025162$332.6M
Q3 2025164$363.9M
Q2 2025177$392.9M
Q1 2025175$385.1M
Q4 2024160$322.4M
Q3 2024149$290.1M
Q2 2024145$289.6M
Q1 2024140$260.9M
Q4 2023136$241.5M
Q3 2023114$196.1M
Q2 2023110$163.1M
Q1 2023101$145.3M
Q4 2022102$154.5M
Q3 202289$131.9M
Q2 2022101$141.0M
Q1 202288$143.9M
Q4 202191$148.3M
Q3 202183$144.7M
Q2 202191$139.6M
Q1 202180$132.3M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Capital Southwest Corp.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CSWC in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Huntington National Bank1$00.00%––
Barclays PLC16$00.00%––
Enterprise Financial Services Corp61$1.00K0.00%––
Benjamin F. Edwards & Company, Inc.25$1.00K0.00%––
Signaturefd, LLC92$2.00K0.00%––
Tower Research Capital LLC (TRC)89$2.00K0.00%––
Deutsche Bank AG116$3.00K0.00%––
JPMorgan Chase & Co218$5.00K0.00%––
Rockbridge Investment Management, LCC612$14.0K0.00%––
Patriot Financial Group Insurance Agency, LLC900$20.0K0.00%––
TCTC Holdings, LLC2,136$47.0K0.00%––
Allworth Financial LP2,257$50.0K0.00%––
Citigroup Inc3,000$66.0K0.00%––
Geneos Wealth Management Inc.2,717$66.0K0.00%––
FNY Investment Advisers, LLC3,799$84.0K0.03%––
Wells Fargo & Company3,976$88.0K0.00%––
Washington Trust Co5,676$126.0K0.00%––
Great West Life Assurance Co6,084$134.0K0.00%––
Centaurus Financial, Inc.7,374$163.0K0.02%––
Weather Gauge Advisory, LLC9,455$210.0K0.25%––
Segall Bryant & Hamill, LLC10,664$235.0K0.00%––
Schonfeld Strategic Advisors LLC10,600$235.0K0.00%––
Brown Advisory Inc10,700$237.0K0.00%––
Kestra Advisory Services, LLC11,218$249.0K0.00%––
Mariner, LLC12,000$266.0K0.00%––
Nisa Investment Advisors, LLC12,200$270.0K0.00%––
Geode Capital Management, LLC12,254$271.0K0.00%––
US Bancorp13,700$304.0K0.00%––
Commonwealth Equity Services, LLC13,834$306.0K0.00%––
Envestnet Asset Management Inc14,627$324.0K0.00%––
Alliancebernstein L.P.14,948$331.0K0.00%––
Horizon Kinetics Asset Management LLC17,000$377.0K0.01%––
D. E. Shaw & Co., Inc.17,063$378.0K0.00%––
Monticello Wealth Management, LLC18,272$405.0K0.05%––
Bard Associates Inc19,690$436.0K0.16%––
The PNC Financial Services Group, Inc.19,972$443.0K0.00%––
Csenge Advisory Group19,660$469.0K0.05%––
Citadel Advisors LLC21,544$477.0K0.00%––
Mackenzie Financial Corp22,467$498.0K0.00%––
Virtus ETF Advisers LLC22,813$506.0K0.21%––
HRT Financial LP22,883$507.0K0.01%––
Advisory Services Network, LLC26,049$577.0K0.02%––
UBS Group AG26,018$577.0K0.00%––
Roosevelt Investment Group LLC26,314$583.0K0.04%––
Cambridge Investment Research Advisors, Inc.28,547$633.0K0.00%––
Delphi Management Inc28,921$641.0K0.68%––
Advisory Research Inc29,970$664.0K0.05%––
Susquehanna International Group, LLP30,045$666.0K0.00%––
Ariel Investments, LLC30,928$685.0K0.01%––
Advisor Group Holdings, Inc.31,895$708.0K0.00%––
Centric Wealth Management36,000$798.0K0.23%––
California Public Employees Retirement System36,200$802.0K0.00%––
LPL Financial LLC36,363$806.0K0.00%––
Tectonic Advisors LLC40,379$894.0K0.22%––
Two Sigma Advisers, LP42,200$935.0K0.00%––
Bank of America Corp48,130$1.07M0.00%––
Legacy Capital Wealth Partners, LLC54,138$1.20M0.50%––
National Asset Management, Inc.56,450$1.25M0.04%––
Royal Bank of Canada57,592$1.28M0.00%––
Ameriprise Financial Inc61,036$1.35M0.00%––
Morgan Stanley62,607$1.39M0.00%––
Ares Management LLC63,104$1.40M0.07%––
Two Sigma Investments, LP65,775$1.46M0.00%––
Quadrature Capital Ltd69,186$1.53M0.07%––
Millennium Management LLC81,340$1.80M0.00%––
Creative Planning83,350$1.85M0.00%––
Arrowstreet Capital, Limited Partnership104,748$2.32M0.00%––
Confluence Investment Management LLC106,044$2.35M0.03%––
BlackRock Inc.115,340$2.56M0.00%––
Hennion & Walsh Asset Management, Inc.117,375$2.60M0.16%––
Legal & General Group Plc128,753$2.86M0.00%––
Grace & White Inc134,800$2.99M0.57%––
Moerus Capital Management LLC135,074$2.99M1.12%––
Advisors Asset Management, Inc.147,944$3.28M0.05%––
Van Eck Associates Corp348,926$7.73M0.02%––
Sound Income Strategies, LLC388,752$8.61M1.46%––
First Manhattan Co456,667$10.1M0.04%––
Punch & Associates Investment Management, Inc.603,657$13.4M0.80%––
Zuckerman Investment Group, LLC818,630$18.1M2.98%––
Sanders Morris Harris LLC823,517$18.2M3.86%––