Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fagan Associates, Inc. | 1,660 | $951.0K | 0.13% | −160−8.8% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,815 | $950.7K | 0.41% | 00.0% | Unchanged |
| Red Door Wealth Management, LLC | 1,656 | $948.9K | 0.10% | +4+0.2% | Added |
| VisionPoint Advisory Group, LLC | 1,655 | $948.1K | 0.18% | +33+2.0% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,654 | $947.7K | 0.37% | −123−6.9% | Reduced |
| Redhawk Wealth Advisors, Inc. | 1,653 | $947.0K | 0.11% | +10+0.6% | Added |
| Thayer Partners, LLC | 1,646 | $942.9K | 0.46% | +1,646 | New |
| Raleigh Capital Management Inc. | 1,645 | $942.5K | 0.34% | −47−2.8% | Reduced |
| Kaydan Wealth Management, Inc. | 1,643 | $941.2K | 0.27% | 00.0% | Unchanged |
| Burton Enright Welch | 1,640 | $939.5K | 0.13% | +66+4.2% | Added |
| Millington Financial Advisors, LLC | 1,293 | $938.8K | 0.42% | +9+0.7% | Added |
| Frisch Financial Group, Inc. | 1,636 | $937.5K | 0.21% | +3+0.2% | Added |
| Liberty Square Wealth Partners LLC | 1,636 | $937.2K | 0.27% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,635 | $936.7K | 0.24% | +40+2.5% | Added |
| Barr E S & Co | 1,635 | $936.6K | 0.05% | −15−0.9% | Reduced |
| Camden National Bank | 1,635 | $936.6K | 0.13% | −12−0.7% | Reduced |
| Stonebridge Capital Advisors LLC | 1,633 | $935.5K | 0.06% | −6−0.4% | Reduced |
| Advisory Resource Group | 1,632 | $934.9K | 0.16% | +13+0.8% | Added |
| William John Sempolinski | 1,630 | $933.8K | 0.46% | +1,630 | New |
| Merrithew & Thorsten Inc | 1,625 | $931.0K | 0.98% | +1,625 | New |
| Nadler Financial Group, Inc. | 1,625 | $930.9K | 0.09% | +54+3.4% | Added |
| WealthPLAN Partners, LLC | 1,624 | $930.5K | 0.14% | −27−1.6% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,623 | $929.8K | 0.32% | +1,623 | New |
| Affinity Capital Advisors, LLC | 1,623 | $929.7K | 0.13% | +176+12.2% | Added |
| Silvia McColl Wealth Management, LLC | 1,622 | $929.2K | 0.62% | −75−4.4% | Reduced |
| BancorpSouth Bank | 1,620 | $928.0K | 0.05% | −14−0.9% | Reduced |
| Nikulski Financial, Inc. | 1,618 | $926.9K | 0.22% | +1,618 | New |
| Planned Solutions, Inc. | 1,615 | $925.2K | 0.30% | +675+71.8% | Added |
| Crewe Advisors LLC | 1,610 | $922.3K | 0.08% | +15+0.9% | Added |
| Pacific Point Advisors, LLC | 1,609 | $921.7K | 0.49% | +9+0.6% | Added |
| FSM Wealth Advisors, LLC | 1,608 | $921.0K | 0.13% | +108+7.2% | Added |
| Symphony Financial, Ltd. Co. | 1,603 | $920.0K | 0.12% | −201−11.1% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,604 | $918.9K | 0.12% | −218−12.0% | Reduced |
| GWN Securities Inc. | 1,603 | $918.7K | 0.19% | +71+4.6% | Added |
| LCNB Corp | 1,601 | $917.2K | 0.31% | −58−3.5% | Reduced |
| Icapital Wealth LLC | 1,600 | $917.0K | 0.45% | 00.0% | Unchanged |
| Capital Square, LLC | 1,601 | $916.9K | 0.47% | +1+0.1% | Added |
| Sound Financial Strategies Group, LLC | 1,600 | $916.6K | 0.65% | −210−11.6% | Reduced |
| Penn Davis McFarland Inc | 1,600 | $916.6K | 0.09% | −100−5.9% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $916.6K | 0.19% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,600 | $916.6K | 0.19% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 1,599 | $916.0K | 0.18% | +1,069+201.7% | Added |
| Regent Peak Wealth Advisors LLC | 1,597 | $914.9K | 0.18% | +39+2.5% | Added |
| Hilton Head Capital Partners, LLC | 1,595 | $913.7K | 0.53% | +1,595 | New |
| McGowan Group Asset Management, Inc. | 1,593 | $912.8K | 0.11% | +1+0.1% | Added |
| Alpine Bank Wealth Management | 1,586 | $908.6K | 0.13% | +270+20.5% | Added |
| Cauble & Harre Wealth Management, Inc. | 1,582 | $906.3K | 0.76% | +1,582 | New |
| SFMG, LLC | 1,580 | $905.4K | 0.06% | +52+3.4% | Added |
| GSB Wealth Management, LLC | 1,580 | $905.3K | 0.20% | −530−25.1% | Reduced |
| Tulsa Wealth Advisors, INC | 1,580 | $905.2K | 0.30% | +1,580 | New |
| Cooper/Haims Advisors, LLC | 1,579 | $904.4K | 0.41% | −22−1.4% | Reduced |
| PSI Advisors, LLC | 1,578 | $904.0K | 0.23% | −120−7.1% | Reduced |
| Valley National Advisers Inc | 1,578 | $903.0K | 0.13% | −5−0.3% | Reduced |
| Harbour Trust & Investment Management Co | 1,574 | $901.7K | 0.09% | −45−2.8% | Reduced |
| Tripletail Wealth Management, LLC | 1,574 | $901.7K | 1.14% | −18−1.1% | Reduced |
| Transcendent Capital Group LLC | 1,573 | $901.1K | 0.41% | −31−1.9% | Reduced |
| St. Louis Trust Co | 1,573 | $900.9K | 0.10% | +905+135.5% | Added |
| Sendero Wealth Management, LLC | 1,566 | $897.1K | 0.10% | +209+15.4% | Added |
| SeaBridge Investment Advisors LLC | 1,565 | $896.5K | 0.15% | 00.0% | Unchanged |
| Summit Wealth Group LLC | 1,561 | $894.3K | 0.12% | +496+46.6% | Added |
| KG&L Capital Management,LLC | 1,621 | $893.0K | 0.23% | −11−0.7% | Reduced |
| Woodstock Corp | 1,557 | $892.0K | 0.08% | −60−3.7% | Reduced |
| Morris Retirement Advisors, LLC | 1,556 | $891.4K | 0.37% | +173+12.5% | Added |
| Gould Asset Management LLC | 1,555 | $890.8K | 0.16% | −70−4.3% | Reduced |
| Capstone Wealth Management Group, LLC | 1,553 | $889.6K | 0.37% | +1,553 | New |
| Jeppson Wealth Management, LLC | 1,551 | $888.5K | 0.28% | −66−4.1% | Reduced |
| Trinity Financial Advisors LLC | 1,550 | $887.9K | 0.25% | −150−8.8% | Reduced |
| Investment Advisory Services Inc | 1,548 | $886.9K | 0.28% | −41−2.6% | Reduced |
| Ameriflex Group, Inc. | 1,544 | $884.5K | 0.46% | −818−34.6% | Reduced |
| Sunpointe, LLC | 1,543 | $883.9K | 0.29% | +5+0.3% | Added |
| Tectonic Advisors LLC | 1,541 | $883.0K | 0.05% | 00.0% | Unchanged |
| SAM Advisors, LLC | 1,540 | $882.2K | 0.28% | 00.0% | Unchanged |
| Strategic Equity Management | 1,539 | $881.6K | 0.30% | +3+0.2% | Added |
| DRW Securities, LLC | 1,538 | $881.1K | 0.07% | −1,809−54.0% | Reduced |
| Diversify Wealth Management, LLC | 1,384 | $880.7K | 0.04% | +34+2.5% | Added |
| Linscomb & Williams, Inc. | 1,533 | $878.2K | 0.04% | −31−2.0% | Reduced |
| Juno Financial Group LLC | 1,532 | $877.5K | 0.35% | +1,532 | New |
| Accel Wealth Management | 1,526 | $874.3K | 0.24% | +193+14.5% | Added |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,526 | $874.2K | 0.15% | −71−4.4% | Reduced |
| Union Savings Bank | 1,511 | $865.6K | 0.37% | +1,511 | New |
| Leo Wealth, LLC | 1,504 | $861.4K | 0.06% | +1,504 | New |
| Rbo & Co LLC | 1,500 | $859.3K | 0.14% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $859.0K | 0.04% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,494 | $855.9K | 0.55% | −9−0.6% | Reduced |
| Orser Capital Management, LLC | 1,489 | $853.0K | 0.51% | +45+3.1% | Added |
| Trustco Bank Corp N Y | 1,488 | $852.4K | 0.77% | +200+15.5% | Added |
| Waters Parkerson & Co., LLC | 1,488 | $852.4K | 0.04% | +295+24.7% | Added |
| Fortress Private Ledger, LLC | 1,488 | $852.3K | 0.28% | +295+24.7% | Added |
| Paul Damon & Associates, Inc. | 1,487 | $851.8K | 0.38% | +335+29.1% | Added |
| Abel Hall, LLC | 1,484 | $850.2K | 0.20% | +849+133.7% | Added |
| Sonoma Allocations LLC | 1,250 | $850.1K | 0.28% | +220+21.4% | Added |
| 49 Wealth Management, LLC | 1,483 | $849.6K | 0.07% | +388+35.4% | Added |
| Trust Co | 1,482 | $849.0K | 0.08% | +1,082+270.5% | Added |
| Keystone Wealth Services, LLC | 1,481 | $848.3K | 0.18% | +5+0.3% | Added |
| Planning Alternatives Ltd | 1,477 | $846.2K | 0.11% | +50+3.5% | Added |
| Cromwell Holdings LLC | 1,476 | $845.6K | 0.46% | 00.0% | Unchanged |
| Bravera Wealth | 1,476 | $845.6K | 0.42% | +1,476 | New |
| OneAscent Wealth Management LLC | 1,475 | $845.0K | 0.28% | −314−17.6% | Reduced |
| West Paces Advisors Inc. | 1,471 | $842.7K | 0.16% | +54+3.8% | Added |
| TBH Global Asset Management, LLC | 1,470 | $842.2K | 0.15% | +254+20.9% | Added |