Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alteri Wealth LLC | 2,413 | $1.38M | 0.45% | +862+55.6% | Added |
| BSW Wealth Partners | 2,413 | $1.38M | 0.17% | −87−3.5% | Reduced |
| Wellspring Financial Advisors, LLC | 2,409 | $1.38M | 0.11% | +1,850+330.9% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 2,408 | $1.38M | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,400 | $1.37M | 0.06% | +2,400 | New |
| 71 West Capital Partners | 2,400 | $1.37M | 0.06% | +2,400 | New |
| North Star Asset Management Inc | 2,398 | $1.37M | 0.06% | +100+4.4% | Added |
| AAFMAA Wealth Management & Trust LLC | 2,395 | $1.37M | 0.54% | −1,370−36.4% | Reduced |
| Seelaus Asset Management LLC | 2,383 | $1.37M | 1.08% | −75−3.1% | Reduced |
| Independence Bank of Kentucky | 2,383 | $1.37M | 0.17% | +164+7.4% | Added |
| Sompo Asset Management Co., Ltd. | 2,380 | $1.36M | 0.23% | −70−2.9% | Reduced |
| SJS Investment Consulting Inc. | 2,374 | $1.36M | 0.17% | +55+2.4% | Added |
| Astoria Portfolio Advisors LLC. | 1,797 | $1.36M | 0.31% | +254+16.5% | Added |
| Capital Planning Advisors, LLC | 2,372 | $1.36M | 0.18% | −196−7.6% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,371 | $1.36M | 0.22% | +195+9.0% | Added |
| Fortem Financial Group, LLC | 2,368 | $1.36M | 0.36% | +603+34.2% | Added |
| Leonard Rickey Investment Advisors P.L.L.C. | 2,365 | $1.35M | 0.24% | +2,365 | New |
| Lincoln Capital LLC | 2,355 | $1.35M | 0.24% | 00.0% | Unchanged |
| Waycross Partners, LLC | 2,350 | $1.35M | 0.11% | −350−13.0% | Reduced |
| Interchange Capital Partners, LLC | 2,345 | $1.34M | 0.25% | +754+47.4% | Added |
| Cidel Asset Management Inc | 2,341 | $1.34M | 0.09% | −121−4.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 2,341 | $1.34M | 0.06% | +2,341 | New |
| REDW Wealth LLC | 2,337 | $1.34M | 0.51% | −81−3.3% | Reduced |
| CDM Financial Counseling Services, Inc. | 2,335 | $1.34M | 1.25% | +2,335 | New |
| United Asset Strategies, Inc. | 2,334 | $1.34M | 0.10% | −132−5.4% | Reduced |
| Constitution Capital LLC | 2,330 | $1.33M | 0.63% | +100+4.5% | Added |
| Chesley Taft & Associates LLC | 2,326 | $1.33M | 0.05% | +1,249+116.0% | Added |
| Pine Haven Investment Counsel, Inc | 2,324 | $1.33M | 0.95% | −43−1.8% | Reduced |
| Calton & Associates, Inc. | 2,309 | $1.32M | 0.19% | +115+5.2% | Added |
| ORG Wealth Partners, LLC | 2,305 | $1.32M | 0.31% | −347−13.1% | Reduced |
| Puzo Michael J | 2,300 | $1.32M | 0.36% | 00.0% | Unchanged |
| KKM Financial LLC | 2,297 | $1.32M | 0.23% | −125−5.2% | Reduced |
| LFG Wealth Partners, LLC | 2,293 | $1.31M | 0.84% | +2,293 | New |
| Sweeney & Michel, LLC | 1,691 | $1.31M | 0.39% | +53+3.2% | Added |
| Laurel Oak Wealth Management, LLC | 2,284 | $1.31M | 0.22% | +2,284 | New |
| Retirement Planning Group | 2,283 | $1.31M | 0.04% | +66+3.0% | Added |
| Cahill Financial Advisors Inc | 2,281 | $1.31M | 0.14% | −109−4.6% | Reduced |
| Capital Advantage, Inc. | 2,280 | $1.31M | 0.18% | +12+0.5% | Added |
| Atlanta Consulting Group Advisors, LLC | 2,280 | $1.31M | 0.30% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 2,276 | $1.30M | 0.05% | −10−0.4% | Reduced |
| Perfromance Wealth Partners, LLC | 2,273 | $1.30M | 0.04% | −1,322−36.8% | Reduced |
| SageView Advisory Group, LLC | 2,272 | $1.30M | 0.04% | +269+13.4% | Added |
| Goepper Burkhardt LLC | 2,267 | $1.30M | 0.42% | 00.0% | Unchanged |
| Primoris Wealth Advisors, LLC | 2,266 | $1.30M | 0.78% | +2,266 | New |
| Beverly Hills Private Wealth, LLC | 2,266 | $1.30M | 0.22% | −8−0.4% | Reduced |
| Intellus Advisors LLC | 2,265 | $1.30M | 0.17% | +1,016+81.3% | Added |
| KPP Advisory Services LLC | 2,262 | $1.30M | 0.19% | −26−1.1% | Reduced |
| Bank of Jackson Hole Trust | 2,260 | $1.29M | 0.61% | +42+1.9% | Added |
| TMB Capital Partners, LLC | 2,258 | $1.29M | 0.44% | +2,258 | New |
| Lombard Odier Asset Management (USA) Corp | 2,250 | $1.29M | 0.52% | +2,250 | New |
| Platform Technology Partners | 2,249 | $1.29M | 0.27% | −60−2.6% | Reduced |
| Hunter Associates Investment Management LLC | 2,246 | $1.29M | 0.17% | −55−2.4% | Reduced |
| WFA of San Diego, LLC | 2,246 | $1.29M | 0.94% | −115−4.9% | Reduced |
| August Group Capital Ltd | 2,238 | $1.28M | 1.42% | +2,238 | New |
| Clarus Wealth Advisors | 2,013 | $1.28M | 0.53% | −322−13.8% | Reduced |
| Bluedoor Private Wealth, LLC | 2,234 | $1.28M | 0.59% | +2,234 | New |
| SHP Wealth Management | 2,235 | $1.28M | 0.10% | +2,235 | New |
| Legacy Private Trust Co. | 2,231 | $1.28M | 0.08% | −15−0.7% | Reduced |
| West Family Investments, Inc. | 2,227 | $1.28M | 0.30% | −138−5.8% | Reduced |
| TRUE Private Wealth Advisors | 2,226 | $1.28M | 0.13% | −143−6.0% | Reduced |
| Wimmer Associates 1, LLC | 2,222 | $1.27M | 0.59% | 00.0% | Unchanged |
| LGT Group Foundation | 2,204 | $1.27M | 0.01% | −612−21.7% | Reduced |
| Cassaday & Co Wealth Management LLC | 2,219 | $1.27M | 0.03% | +94+4.4% | Added |
| WoodTrust Financial Corp | 2,219 | $1.27M | 0.15% | +1,597+256.8% | Added |
| Fiduciary Family Office, LLC | 2,217 | $1.27M | 0.37% | −95−4.1% | Reduced |
| Cfo Capital Management LLC | 2,215 | $1.27M | 0.95% | +2,215 | New |
| Financial Consulate, Inc | 2,213 | $1.27M | 0.17% | +22+1.0% | Added |
| Analyst IMS Investment Management Services Ltd. | 2,214 | $1.27M | 0.04% | −77−3.4% | Reduced |
| RM Financial Services, LLC | 2,213 | $1.27M | 1.13% | +2,213 | New |
| ROI Financial Advisors, LLC | 2,209 | $1.27M | 0.73% | +233+11.8% | Added |
| Horizon Wealth Management, LLC | 2,208 | $1.26M | 0.20% | +2+0.1% | Added |
| Compass Capital Corp | 1,701 | $1.26M | 0.49% | +145+9.3% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,200 | $1.26M | 0.42% | −10.0% | Reduced |
| Kieckhefer Group LLC | 2,200 | $1.26M | 0.60% | +2,200 | New |
| Wayfinding Financial, LLC | 2,195 | $1.26M | 0.53% | −95−4.1% | Reduced |
| Cortland Associates Inc | 2,189 | $1.25M | 0.16% | −365−14.3% | Reduced |
| Latitude Advisors, LLC | 2,188 | $1.25M | 0.55% | −34−1.5% | Reduced |
| South Plains Financial, Inc. | 2,186 | $1.25M | 0.74% | −71−3.1% | Reduced |
| TFR Capital, LLC. | 2,185 | $1.25M | 0.41% | +34+1.6% | Added |
| Cercano Management LLC | 2,180 | $1.25M | 0.05% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 2,173 | $1.25M | 0.08% | +3+0.1% | Added |
| Capital Performance Advisors LLP | 2,173 | $1.24M | 0.09% | +1,469+208.7% | Added |
| LVM Capital Management Ltd | 2,166 | $1.24M | 0.12% | −30−1.4% | Reduced |
| Icon Wealth Advisors, LLC | 2,159 | $1.24M | 0.08% | +463+27.3% | Added |
| Patton Albertson Miller Group, LLC | 2,162 | $1.24M | 0.15% | −20−0.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 2,162 | $1.24M | 0.04% | +1,221+129.8% | Added |
| Fiduciary Alliance LLC | 2,161 | $1.24M | 0.08% | +66+3.2% | Added |
| Baker Ellis Asset Management LLC | 2,157 | $1.24M | 0.15% | +549+34.1% | Added |
| Peoples Financial Services Corp. | 2,157 | $1.24M | 0.58% | −100−4.4% | Reduced |
| Retirement Planning Co of New England, Inc. | 2,156 | $1.23M | 0.50% | −255−10.6% | Reduced |
| Windsor Capital Management, LLC | 2,155 | $1.23M | 0.34% | +10.0% | Added |
| Means Investment Co., Inc. | 2,153 | $1.23M | 0.10% | −122−5.4% | Reduced |
| Aberdeen Wealth Management LLC | 2,153 | $1.23M | 0.57% | −30−1.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 2,150 | $1.23M | 0.01% | −56,260−96.3% | Reduced |
| Spirepoint Private Client, LLC | 2,141 | $1.23M | 0.12% | +42+2.0% | Added |
| Frec Markets, Inc. | 2,130 | $1.22M | 0.36% | +2,130 | New |
| Harbor Investment Advisory, LLC | 2,128 | $1.22M | 0.09% | +48+2.3% | Added |
| McAdam, LLC | 2,123 | $1.22M | 0.06% | +52+2.5% | Added |
| W Advisors, LLC | 2,112 | $1.21M | 0.61% | +5+0.2% | Added |
| Martin Capital Advisors, LLP | 2,111 | $1.21M | 0.71% | 00.0% | Unchanged |