Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Magnus Financial Group LLC | 3,634 | $2.08M | 0.16% | +243+7.2% | Added |
| Qsemble Capital Management, LP | 3,626 | $2.08M | 0.17% | +3,626 | New |
| L2 Asset Management, LLC | 3,624 | $2.08M | 0.28% | +415+12.9% | Added |
| InTrack Investment Management Inc | 3,620 | $2.07M | 1.16% | −875−19.5% | Reduced |
| Missouri Trust & Investment Co | 3,619 | $2.07M | 0.61% | −30−0.8% | Reduced |
| World Equity Group, Inc. | 3,619 | $2.07M | 0.58% | −175−4.6% | Reduced |
| Security Financial Services, INC. | 3,609 | $2.07M | 0.32% | +16+0.4% | Added |
| First Foundation Advisors | 3,608 | $2.07M | 0.08% | +113+3.2% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,608 | $2.07M | 0.06% | +300+9.1% | Added |
| Gilbert & Cook, Inc. | 3,604 | $2.06M | 0.26% | −14−0.4% | Reduced |
| Sunbelt Securities, Inc. | 3,602 | $2.06M | 0.14% | −77−2.1% | Reduced |
| Legacy Financial Strategies, LLC | 3,600 | $2.06M | 0.37% | +246+7.3% | Added |
| Fort Sheridan Advisors LLC | 3,596 | $2.06M | 0.26% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,595 | $2.06M | 0.20% | −59−1.6% | Reduced |
| Vanguard Capital Wealth Advisors | 3,581 | $2.05M | 1.64% | +3+0.1% | Added |
| Ostrum Asset Management | 3,572 | $2.05M | 0.10% | −1,182−24.9% | Reduced |
| Disciplined Investors, L.L.C. | 3,570 | $2.04M | 1.34% | +1,888+112.2% | Added |
| Waldron Private Wealth LLC | 3,567 | $2.04M | 0.08% | −41−1.1% | Reduced |
| VUB Generali dochodkova spravcovska spolocnost, a.s. | 3,566 | $2.04M | 1.56% | +3,566 | New |
| Fairview Capital Investment Management, LLC | 3,563 | $2.04M | 0.10% | −72−2.0% | Reduced |
| TCG Advisory Services, LLC | 3,562 | $2.04M | 0.06% | +3,562 | New |
| Sage Mountain Advisors LLC | 3,546 | $2.03M | 0.11% | +92+2.7% | Added |
| Canopy Partners, LLC | 3,534 | $2.02M | 0.66% | +7+0.2% | Added |
| Live Oak Private Wealth LLC | 3,525 | $2.02M | 0.28% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 3,520 | $2.02M | 0.09% | +831+30.9% | Added |
| Oakworth Capital, Inc. | 3,514 | $2.01M | 0.11% | −103−2.8% | Reduced |
| SBI Securities Co., Ltd. | 3,512 | $2.01M | 0.05% | +115+3.4% | Added |
| Diversified Management Inc | 3,510 | $2.01M | 0.47% | +3,510 | New |
| HBW Advisory Services LLC | 3,508 | $2.01M | 0.22% | +1,500+74.7% | Added |
| Boston Research & Management Inc | 3,502 | $2.01M | 0.46% | −40−1.1% | Reduced |
| Thomasville National Bank | 3,497 | $2.00M | 0.12% | −194−5.3% | Reduced |
| CRA Financial Services, LLC | 3,483 | $2.00M | 0.26% | +10+0.3% | Added |
| Sequent Asset Management, LLC | 3,465 | $1.99M | 0.88% | −18−0.5% | Reduced |
| Kathmere Capital Management, LLC | 3,456 | $1.98M | 0.13% | +213+6.6% | Added |
| King Wealth | 3,455 | $1.98M | 0.24% | −31−0.9% | Reduced |
| Delta Financial Advisors LLC | 3,448 | $1.98M | 0.51% | +1,142+49.5% | Added |
| Titleist Asset Management, LLC | 3,447 | $1.97M | 0.16% | +487+16.5% | Added |
| Phoenix Holdings Ltd. | 7,176 | $1.97M | 0.02% | −872−10.8% | Reduced |
| Investment Partners, Ltd. | 3,428 | $1.96M | 0.69% | −211−5.8% | Reduced |
| Braeburn Wealth Management LLC | 3,425 | $1.96M | 1.00% | +3,425 | New |
| Spreng Capital Management, Inc. | 3,415 | $1.96M | 0.77% | −80−2.3% | Reduced |
| Churchill Financial Advisors, LLC | 3,413 | $1.96M | 0.60% | +3,413 | New |
| Lantern Wealth Advisors, LLC | 3,408 | $1.95M | 1.04% | +69+2.1% | Added |
| Quintet Private Bank (Europe) S.A. | 3,408 | $1.95M | 0.11% | −28−0.8% | Reduced |
| Uncommon Cents Investing LLC | 3,406 | $1.95M | 0.47% | −30−0.9% | Reduced |
| Genus Capital Management Inc. | 3,400 | $1.95M | 0.23% | +3,400 | New |
| Venturi Wealth Management, LLC | 3,398 | $1.95M | 0.09% | +72+2.2% | Added |
| Sound Income Strategies, LLC | 2,991 | $1.94M | 0.09% | +849+39.6% | Added |
| Pinnacle Wealth Management, LLC | 3,375 | $1.93M | 1.30% | +3,375 | New |
| Belpointe Asset Management LLC | 3,369 | $1.93M | 0.07% | +575+20.6% | Added |
| Montecito Bank & Trust | 3,362 | $1.93M | 0.31% | +17+0.5% | Added |
| MSH Capital Advisors LLC | 3,357 | $1.92M | 0.41% | +873+35.1% | Added |
| Moody National Bank Trust Division | 3,350 | $1.92M | 0.18% | −2,080−38.3% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,347 | $1.92M | 0.20% | 00.0% | Unchanged |
| Platt Wealth Management LLC | 3,347 | $1.92M | 1.90% | +3,347 | New |
| Transamerica Financial Advisors, Inc. | 3,345 | $1.92M | 0.16% | −406−10.8% | Reduced |
| Capital Markets Trading UK LLP | 3,338 | $1.91M | 2.31% | −764−18.6% | Reduced |
| Bullock Wealth Management Group | 3,337 | $1.91M | 0.94% | −36−1.1% | Reduced |
| Premier Path Wealth Partners, LLC | 3,332 | $1.91M | 0.25% | +217+7.0% | Added |
| Dana Investment Advisors, Inc. | 3,328 | $1.91M | 0.06% | −793−19.2% | Reduced |
| CMG Global Holdings, LLC | 2,755 | $1.91M | 0.85% | −19−0.7% | Reduced |
| AA Financial Advisors, LLC | 3,324 | $1.90M | 0.35% | +46+1.4% | Added |
| PFC Capital Group, Inc. | 3,317 | $1.90M | 0.78% | +16+0.5% | Added |
| Boston Private Wealth LLC | 3,312 | $1.90M | 0.11% | −6−0.2% | Reduced |
| Gryphon Financial Partners LLC | 3,296 | $1.89M | 0.20% | +480+17.0% | Added |
| Providence Financial Advisors, LLC | 3,272 | $1.87M | 1.87% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,875 | $1.86M | 0.49% | +10+0.3% | Added |
| Beech Hill Advisors, Inc. | 3,250 | $1.86M | 0.89% | 00.0% | Unchanged |
| Cherokee Insurance Co | 3,250 | $1.86M | 0.75% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 3,247 | $1.86M | 0.25% | +33+1.0% | Added |
| MBL Wealth, LLC | 3,245 | $1.86M | 0.15% | +10+0.3% | Added |
| Mendel Money Management | 3,244 | $1.86M | 0.78% | −55−1.7% | Reduced |
| Traphagen Investment Advisors LLC | 3,237 | $1.85M | 0.15% | −10−0.3% | Reduced |
| Alexander Labrunerie & Co., Inc. | 3,236 | $1.85M | 0.67% | −4−0.1% | Reduced |
| Evermay Wealth Management LLC | 3,227 | $1.85M | 0.21% | +732+29.3% | Added |
| Midland Wealth Advisors LLC | 3,222 | $1.85M | 0.10% | −450−12.3% | Reduced |
| Paradigm Financial Partners, LLC | 3,220 | $1.84M | 0.19% | +140+4.5% | Added |
| Childress Capital Advisors, LLC | 3,216 | $1.84M | 0.30% | +387+13.7% | Added |
| New Republic Capital, LLC | 3,216 | $1.84M | 0.49% | +1,671+108.2% | Added |
| Sovran Advisors, LLC | 2,845 | $1.84M | 0.16% | +77+2.8% | Added |
| Root Financial Partners, LLC | 3,209 | $1.84M | 0.09% | −373−10.4% | Reduced |
| Roxbury Financial LLC | 3,204 | $1.84M | 1.65% | −6−0.2% | Reduced |
| Portfolio Design Labs, LLC | 3,185 | $1.82M | 0.30% | +22+0.7% | Added |
| Visionary Wealth Advisors | 3,185 | $1.82M | 0.08% | −2−0.1% | Reduced |
| Ethos Financial Group, LLC | 3,180 | $1.82M | 0.13% | −434−12.0% | Reduced |
| Avestar Capital, LLC | 3,179 | $1.82M | 0.13% | +45+1.4% | Added |
| Corundum Group, Inc. | 3,178 | $1.82M | 0.61% | −134−4.0% | Reduced |
| Continuum Advisory, LLC | 3,178 | $1.82M | 0.18% | +571+21.9% | Added |
| Menard Financial Group LLC | 3,178 | $1.82M | 1.25% | +26+0.8% | Added |
| Stiles Financial Services Inc | 3,175 | $1.82M | 0.56% | −204−6.0% | Reduced |
| Catalytic Wealth RIA, LLC | 3,174 | $1.82M | 0.07% | −2,732−46.3% | Reduced |
| Altshuler Shaham Ltd | 3,172 | $1.82M | 0.03% | +2,547+407.5% | Added |
| Provenance Wealth Advisors, LLC | 3,171 | $1.82M | 0.20% | −25−0.8% | Reduced |
| NewSquare Capital LLC | 3,165 | $1.81M | 0.16% | −167−5.0% | Reduced |
| Brookwood Investment Group LLC | 3,164 | $1.81M | 0.22% | −41−1.3% | Reduced |
| Circle Wealth Management, LLC | 3,161 | $1.81M | 0.03% | −474−13.0% | Reduced |
| LBMC Investment Advisors, LLC | 3,159 | $1.81M | 0.11% | 00.0% | Unchanged |
| Inscription Capital, LLC | 3,131 | $1.79M | 0.18% | +1,078+52.5% | Added |
| Founders Financial Alliance, LLC | 3,127 | $1.79M | 0.34% | −50−1.6% | Reduced |
| OneAscent Financial Services LLC | 3,119 | $1.79M | 0.16% | −10,412−76.9% | Reduced |