Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Opes Wealth Management LLC | 4,875 | $2.79M | 0.47% | −104−2.1% | Reduced |
| Harbor Group, Inc. | 4,870 | $2.79M | 0.42% | +13+0.3% | Added |
| Pallas Capital Advisors LLC | 4,867 | $2.79M | 0.09% | −128−2.6% | Reduced |
| Calamos Wealth Management LLC | 4,851 | $2.78M | 0.10% | +729+17.7% | Added |
| Dumont & Blake Investment Advisors LLC | 4,844 | $2.77M | 0.67% | −70−1.4% | Reduced |
| Quantbot Technologies LP | 4,844 | $2.77M | 0.09% | +4,844 | New |
| La Banque Postale Asset Management SA | 4,814 | $2.76M | 0.03% | −8,457−63.7% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,811 | $2.76M | 1.79% | −75−1.5% | Reduced |
| Advisor OS, LLC | 4,805 | $2.75M | 0.22% | −454−8.6% | Reduced |
| Cladis Investment Advisory, LLC | 4,800 | $2.75M | 1.51% | −200−4.0% | Reduced |
| Guardian Investment Management | 4,800 | $2.75M | 2.20% | −187−3.7% | Reduced |
| Colonial Trust Co | 4,783 | $2.74M | 0.37% | +162+3.5% | Added |
| Rossmore Private Capital | 4,766 | $2.73M | 0.24% | +553+13.1% | Added |
| Princeton Capital Management LLC | 4,747 | $2.72M | 0.70% | −21−0.4% | Reduced |
| Apollon Financial, LLC | 4,734 | $2.71M | 0.39% | +3,155+199.8% | Added |
| Haverford Trust Co | 4,719 | $2.70M | 0.02% | −264−5.3% | Reduced |
| Fundamentun, LLC | 4,707 | $2.70M | 0.11% | +119+2.6% | Added |
| Evernest Financial Advisors, LLC | 3,632 | $2.70M | 0.56% | −638−14.9% | Reduced |
| O'Domhnaill Enterprises, Inc. | 4,677 | $2.68M | 2.51% | +4,677 | New |
| Westover Capital Advisors, LLC | 4,676 | $2.68M | 0.49% | 00.0% | Unchanged |
| Vivid Wealth Management, LLC | 4,665 | $2.67M | 1.04% | −1,257−21.2% | Reduced |
| Vestmark Advisory Solutions, Inc. | 4,662 | $2.67M | 0.04% | +3,402+270.0% | Added |
| DB&C Advisors, LLC | 4,657 | $2.67M | 3.35% | +4,657 | New |
| United Bank | 4,651 | $2.66M | 0.90% | +114+2.5% | Added |
| BankPlus Trust Department | 4,650 | $2.66M | 0.70% | −242−4.9% | Reduced |
| Diversify Advisory Services, LLC | 4,111 | $2.66M | 0.08% | +432+11.7% | Added |
| Emprise Bank | 4,639 | $2.66M | 1.10% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 4,617 | $2.64M | 0.04% | −565−10.9% | Reduced |
| Stanley-Laman Group, Ltd. | 4,615 | $2.64M | 0.34% | +3,655+380.7% | Added |
| Gateway Wealth Partners, LLC | 4,612 | $2.64M | 0.29% | −107−2.3% | Reduced |
| Oak Asset Management, LLC | 4,594 | $2.63M | 0.90% | −56−1.2% | Reduced |
| McLaughlin Asset Management, Inc. | 4,591 | $2.63M | 2.35% | +4,591 | New |
| First Manhattan Co | 4,585 | $2.63M | 0.01% | +71+1.6% | Added |
| Diamant Asset Management, Inc. | 4,583 | $2.63M | 1.90% | −75−1.6% | Reduced |
| Cooper Financial Group | 4,576 | $2.62M | 0.28% | +4+0.1% | Added |
| DHJJ Financial Advisors, Ltd. | 4,575 | $2.62M | 0.87% | −280−5.8% | Reduced |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | 4,573 | $2.62M | 2.46% | +4,573 | New |
| Glen Eagle Advisors, LLC | 4,572 | $2.62M | 0.36% | −12−0.3% | Reduced |
| Everhart Financial Group, Inc. | 4,555 | $2.61M | 0.24% | +571+14.3% | Added |
| Guerra Pan Advisors, LLC | 4,549 | $2.61M | 1.55% | 00.0% | Unchanged |
| AlphaCore Capital LLC | 4,549 | $2.61M | 0.06% | +1,705+60.0% | Added |
| Founders Financial Securities LLC | 4,549 | $2.61M | 0.15% | +557+14.0% | Added |
| Highview Capital Management LLC | 4,540 | $2.60M | 0.92% | +15+0.3% | Added |
| SS&H Financial Advisors, Inc. | 4,525 | $2.59M | 0.76% | +1,000+28.4% | Added |
| Golden State Equity Partners | 4,523 | $2.59M | 0.42% | −250−5.2% | Reduced |
| Institute for Wealth Management, LLC. | 4,509 | $2.58M | 0.27% | −54−1.2% | Reduced |
| EverSource Wealth Advisors, LLC | 4,507 | $2.58M | 0.10% | +1,094+32.1% | Added |
| LSV Asset Management | 4,500 | $2.58M | 0.01% | −77,000−94.5% | Reduced |
| Cigna Investments Inc | 4,493 | $2.57M | 0.37% | +19+0.4% | Added |
| Hillsdale Investment Management Inc. | 4,487 | $2.57M | 0.07% | −1,680−27.2% | Reduced |
| Widmann Financial Services, Inc. | 4,474 | $2.56M | 1.57% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,474 | $2.56M | 0.26% | −14−0.3% | Reduced |
| Carlson Financial, Inc. | 4,463 | $2.56M | 1.48% | +4,463 | New |
| Old West Investment Management, LLC | 4,458 | $2.55M | 0.46% | 00.0% | Unchanged |
| SOL Capital Management CO | 4,443 | $2.54M | 0.23% | −5−0.1% | Reduced |
| Western Wealth Management, LLC | 4,435 | $2.54M | 0.12% | +343+8.4% | Added |
| RS Crum Inc. | 4,430 | $2.54M | 0.51% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 4,426 | $2.54M | 0.13% | +778+21.3% | Added |
| Fort Point Capital Partners LLC | 3,914 | $2.53M | 0.31% | +39+1.0% | Added |
| Inman Jager Wealth Management, LLC | 4,422 | $2.53M | 1.55% | −33−0.7% | Reduced |
| Garrison Point Advisors, LLC | 4,418 | $2.53M | 1.12% | −260−5.6% | Reduced |
| Rodgers Brothers Inc. | 4,416 | $2.53M | 0.30% | −760−14.7% | Reduced |
| Precedent Wealth Partners, LLC | 4,412 | $2.53M | 0.53% | −58−1.3% | Reduced |
| Vision Retirement, LLC | 4,403 | $2.52M | 0.68% | +4,403 | New |
| Hager Investment Management Services, LLC | 4,402 | $2.52M | 1.38% | −762−14.8% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,396 | $2.52M | 0.70% | −380−8.0% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,383 | $2.51M | 0.61% | +45+1.0% | Added |
| Goldstone Financial Group, LLC | 4,380 | $2.51M | 0.28% | −107−2.4% | Reduced |
| Csenge Advisory Group | 4,379 | $2.51M | 0.11% | −98−2.2% | Reduced |
| RKL Wealth Management LLC | 4,375 | $2.51M | 0.21% | −9−0.2% | Reduced |
| Farmers Trust Co | 4,375 | $2.51M | 0.41% | +134+3.2% | Added |
| 1 North Wealth Services LLC | 4,373 | $2.51M | 0.88% | −129−2.9% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $2.50M | 0.08% | 00.0% | Unchanged |
| Advisors Management Group Inc | 4,371 | $2.50M | 0.46% | −1,009−18.8% | Reduced |
| Nicolet Bankshares Inc | 4,370 | $2.50M | 0.40% | +50+1.2% | Added |
| BayBridge Capital Group, LLC | 4,364 | $2.50M | 1.55% | −26−0.6% | Reduced |
| Avidian Wealth Solutions, LLC | 4,353 | $2.49M | 0.09% | +142+3.4% | Added |
| Ticino Wealth | 4,343 | $2.49M | 0.92% | +4,343 | New |
| Solstein Capital, LLC | 4,324 | $2.48M | 0.99% | 00.0% | Unchanged |
| IFG Advisory, LLC | 4,323 | $2.48M | 0.11% | −1,154−21.1% | Reduced |
| Evelyn Partners Investment Management LLP | 4,322 | $2.48M | 0.07% | −249−5.4% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 4,319 | $2.47M | 0.33% | +219+5.3% | Added |
| Mainstay Capital Management LLC | 4,316 | $2.47M | 0.19% | +154+3.7% | Added |
| Joel Isaacson & Co., LLC | 4,315 | $2.47M | 0.08% | +239+5.9% | Added |
| McGuire Capital Advisors Inc | 4,312 | $2.47M | 1.57% | +4,312 | New |
| Sit Investment Associates Inc | 4,300 | $2.46M | 0.05% | 00.0% | Unchanged |
| Oddo BHF Asset Management SAS | 4,297 | $2.46M | 0.09% | −1,481−25.6% | Reduced |
| NBC Securities, Inc. | 4,295 | $2.46M | 0.18% | +51+1.2% | Added |
| Insigneo Advisory Services, LLC | 4,290 | $2.46M | 0.18% | +153+3.7% | Added |
| Charter Research & Investment Group, Inc. | 4,280 | $2.45M | 1.64% | −170−3.8% | Reduced |
| Valmark Advisers, Inc. | 4,275 | $2.45M | 0.03% | +87+2.1% | Added |
| Fire Capital Management LLC | 4,264 | $2.44M | 1.22% | −155−3.5% | Reduced |
| Cypress Capital Group | 4,256 | $2.44M | 0.27% | +21+0.5% | Added |
| Prosperity Consulting Group, LLC | 4,255 | $2.44M | 0.11% | +455+12.0% | Added |
| Fortress Wealth Group, LLC | 3,708 | $2.44M | 0.93% | +1,018+37.8% | Added |
| Werlinich Asset Management, LLC | 4,217 | $2.43M | 1.20% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 4,250 | $2.43M | 0.30% | 00.0% | Unchanged |
| Hardy Reed LLC | 4,248 | $2.43M | 0.17% | +46+1.1% | Added |
| Donoghue Forlines LLC | 4,245 | $2.43M | 0.75% | +4,245 | New |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 4,240 | $2.43M | 0.15% | +117+2.8% | Added |