Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,543
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bellwether Advisors, LLC | 7,101 | $4.07M | 0.65% | +2,133+42.9% | Added |
| Capital Management Associates, Inc | 7,098 | $4.07M | 0.90% | +3,199+82.0% | Added |
| Wilkerson Advisory Group LLC | 7,089 | $4.06M | 1.43% | +7,089 | New |
| Little House Capital LLC | 7,077 | $4.05M | 1.02% | −1,796−20.2% | Reduced |
| Modera Wealth Management, LLC | 7,076 | $4.05M | 0.05% | +165+2.4% | Added |
| Cross Staff Investments Inc | 7,066 | $4.05M | 2.48% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 6,977 | $4.03M | 0.15% | +578+9.0% | Added |
| Kovack Advisors, Inc. | 6,988 | $4.00M | 0.19% | +2,776+65.9% | Added |
| Chapin Davis, Inc. | 6,981 | $4.00M | 0.94% | +1,235+21.5% | Added |
| Quest Investment Management LLC | 6,968 | $3.99M | 0.43% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 6,966 | $3.99M | 0.38% | +334+5.0% | Added |
| Granite Investment Partners, LLC | 6,938 | $3.97M | 0.24% | +49+0.7% | Added |
| Hennessy Advisors Inc | 6,900 | $3.95M | 0.14% | −100−1.4% | Reduced |
| Q3 Asset Management | 6,889 | $3.95M | 0.90% | +6,127+804.1% | Added |
| Nemes Rush Group LLC | 6,877 | $3.94M | 0.37% | −16−0.2% | Reduced |
| Becker Capital Management Inc | 6,862 | $3.93M | 0.11% | −50−0.7% | Reduced |
| Avantax Planning Partners, Inc. | 6,849 | $3.92M | 0.11% | +513+8.1% | Added |
| Arrow Financial Corp | 6,829 | $3.91M | 0.39% | −632−8.5% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $3.90M | 0.16% | 00.0% | Unchanged |
| Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. | 6,785 | $3.89M | 0.34% | +6,785 | New |
| Sargent Investment Group, LLC | 6,756 | $3.87M | 0.49% | −396−5.5% | Reduced |
| IronBridge Private Wealth, LLC | 7,328 | $3.87M | 1.22% | 00.0% | Unchanged |
| Forefront Wealth Management Inc. | 6,751 | $3.87M | 2.77% | −100−1.5% | Reduced |
| Trust Investment Advisors | 6,739 | $3.86M | 2.06% | +274+4.2% | Added |
| Weaver Capital Management LLC | 6,727 | $3.85M | 0.82% | +230+3.5% | Added |
| AMG National Trust Bank | 6,725 | $3.85M | 0.09% | +139+2.1% | Added |
| AdvisorNet Financial, Inc | 6,715 | $3.85M | 0.20% | +53+0.8% | Added |
| Compton Wealth Advisory Group, LLC | 6,710 | $3.84M | 0.84% | −100−1.5% | Reduced |
| Eagle Rock Investment Company, LLC | 6,700 | $3.84M | 0.54% | 00.0% | Unchanged |
| Ar Asset Management Inc | 6,700 | $3.84M | 0.78% | 00.0% | Unchanged |
| Howland Capital Management LLC | 6,685 | $3.83M | 0.15% | −40−0.6% | Reduced |
| Courier Capital LLC | 6,680 | $3.83M | 0.21% | −121−1.8% | Reduced |
| Stone Point Wealth LLC | 6,670 | $3.82M | 1.04% | −281−4.0% | Reduced |
| IFC Advisors LLC | 6,668 | $3.82M | 0.56% | +1,244+22.9% | Added |
| Berkshire Bank | 6,647 | $3.81M | 0.77% | −311−4.5% | Reduced |
| Umpqua Bank | 6,629 | $3.80M | 1.06% | −574−8.0% | Reduced |
| Oxbow Advisors, LLC | 6,620 | $3.79M | 0.33% | −24−0.4% | Reduced |
| MB, Levis & Associates, LLC | 6,594 | $3.78M | 1.59% | −246−3.6% | Reduced |
| Advisors Preferred, LLC | 6,300 | $3.77M | 0.62% | 00.0% | Unchanged |
| Xcel Wealth Management, LLC | 6,576 | $3.77M | 0.96% | +31+0.5% | Added |
| Greenfield Savings Bank | 6,568 | $3.76M | 1.58% | −60−0.9% | Reduced |
| CFC Planning Co LLC | 6,566 | $3.76M | 2.89% | +251+4.0% | Added |
| Schear Investment Advisers, LLC | 6,554 | $3.75M | 1.62% | −394−5.7% | Reduced |
| Cottage Street Advisors LLC | 6,544 | $3.75M | 1.59% | −483−6.9% | Reduced |
| Capital Group Private Client Services, Inc. | 6,512 | $3.73M | 0.06% | +6,512 | New |
| RD Lewis Holdings, Inc. | 5,292 | $3.72M | 3.18% | +22+0.4% | Added |
| Marvin & Palmer Associates Inc | 6,485 | $3.72M | 2.62% | −548−7.8% | Reduced |
| Jump Financial, LLC | 6,479 | $3.71M | 0.05% | +4,413+213.6% | Added |
| Private Trust Co NA | 6,475 | $3.71M | 0.32% | +356+5.8% | Added |
| Tenere Capital LLC | 6,451 | $3.70M | 2.86% | +6,451 | New |
| Sumitomo Life Insurance Co | 6,448 | $3.69M | 0.10% | +55+0.9% | Added |
| Strategic Advisors LLC | 6,444 | $3.69M | 0.58% | +195+3.1% | Added |
| Shepherd Financial Partners LLC | 6,439 | $3.69M | 0.34% | −41−0.6% | Reduced |
| CNB Bank | 6,373 | $3.65M | 1.49% | −270−4.1% | Reduced |
| Alliance Private Wealth, LLC | 5,182 | $3.64M | 1.27% | +5,182 | New |
| Massachusetts Wealth Management | 6,356 | $3.64M | 1.69% | −126−1.9% | Reduced |
| Vectors Research Management, LLC | 6,349 | $3.64M | 1.11% | −66−1.0% | Reduced |
| Crawford Investment Counsel Inc | 6,318 | $3.62M | 0.06% | +197+3.2% | Added |
| Allegheny Financial Group LTD | 6,293 | $3.61M | 0.53% | −8−0.1% | Reduced |
| Franklin Street Advisors Inc | 6,291 | $3.60M | 0.21% | +220+3.6% | Added |
| XTX Topco Ltd | 6,260 | $3.59M | 0.09% | +6,260 | New |
| David Loasby | 5,691 | $3.58M | 0.24% | +754+15.3% | Added |
| Huntleigh Advisors, Inc. | 6,255 | $3.58M | 0.61% | +472+8.2% | Added |
| Thompson Siegel & Walmsley LLC | 6,253 | $3.58M | 0.06% | +100+1.6% | Added |
| JBR Co Financial Management Inc | 6,252 | $3.58M | 1.50% | −87−1.4% | Reduced |
| Osborne Partners Capital Management, LLC | 6,245 | $3.58M | 0.18% | −280−4.3% | Reduced |
| Heartland Bank & Trust Co | 6,220 | $3.56M | 1.51% | −55−0.9% | Reduced |
| Heritage Wealth Management, Inc. | 6,212 | $3.56M | 0.99% | −109−1.7% | Reduced |
| Vantage Point Financial LLC | 6,175 | $3.54M | 1.27% | +29+0.5% | Added |
| International Assets Investment Management, LLC | 6,174 | $3.54M | 0.24% | −341−5.2% | Reduced |
| EPG Wealth Management LLC | 6,142 | $3.52M | 0.95% | −33−0.5% | Reduced |
| Gallo Partners, LP | 6,140 | $3.52M | 3.10% | −4,686−43.3% | Reduced |
| BOS Asset Management, LLC | 6,132 | $3.51M | 0.94% | −211−3.3% | Reduced |
| JFS Wealth Advisors, LLC | 6,122 | $3.51M | 0.20% | −11−0.2% | Reduced |
| FLC Capital Advisors | 6,105 | $3.50M | 0.65% | 00.0% | Unchanged |
| Pinkerton Retirement Specialists, LLC | 6,098 | $3.49M | 0.36% | +6,098 | New |
| Confluence Wealth Services, Inc. | 6,072 | $3.48M | 0.14% | +256+4.4% | Added |
| Roman Butler Fullerton & Co | 5,359 | $3.47M | 0.91% | +192+3.7% | Added |
| Ellis Investment Partners, LLC | 6,042 | $3.46M | 0.60% | −194−3.1% | Reduced |
| MONECO Advisors, LLC | 6,030 | $3.45M | 0.27% | −163−2.6% | Reduced |
| Bowen Hanes & Co Inc | 6,029 | $3.45M | 0.09% | −15−0.2% | Reduced |
| Weatherly Asset Management L. P. | 6,028 | $3.45M | 0.27% | −62−1.0% | Reduced |
| Biltmore Family Office, LLC | 6,011 | $3.44M | 0.48% | +36+0.6% | Added |
| Keudell/Morrison Wealth Management | 5,983 | $3.43M | 0.72% | +5,983 | New |
| Boston Family Office LLC | 5,983 | $3.43M | 0.22% | +2,269+61.1% | Added |
| Fideuram Asset Management (Ireland) dac | 9,976 | $3.42M | 0.27% | +9,976 | New |
| Wilson & Boucher Capital Management, LLC | 5,971 | $3.42M | 2.25% | −10−0.2% | Reduced |
| Bernard Wealth Management Corp. | 5,967 | $3.42M | 1.39% | +30+0.5% | Added |
| Myriad Asset Management Advisors LLC | 5,942 | $3.40M | 1.05% | +5,942 | New |
| WD Rutherford LLC | 5,932 | $3.40M | 1.42% | −178−2.9% | Reduced |
| Drive Wealth Management, LLC | 5,932 | $3.40M | 0.66% | +51+0.9% | Added |
| SIH Partners, LLLP | 5,911 | $3.39M | 0.20% | +5,201+732.5% | Added |
| Parkside Financial Bank & Trust | 5,904 | $3.38M | 0.25% | −453−7.1% | Reduced |
| Family Management Corp | 5,889 | $3.37M | 0.43% | −3,906−39.9% | Reduced |
| Wealth Architects, LLC | 5,881 | $3.37M | 0.30% | −105−1.8% | Reduced |
| Rexford Capital Inc | 5,871 | $3.36M | 2.55% | −524−8.2% | Reduced |
| Cordatus Wealth Management LLC | 5,867 | $3.36M | 0.78% | −7−0.1% | Reduced |
| Bridges Investment Management Inc | 5,851 | $3.35M | 0.04% | −179−3.0% | Reduced |
| Kentucky Trust Co | 5,838 | $3.34M | 1.77% | −145−2.4% | Reduced |
| Crown Oak Advisors, LLC | 5,821 | $3.33M | 1.58% | 00.0% | Unchanged |