Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qtron Investments LLC | 5,366 | $3.07M | 0.40% | −559−9.4% | Reduced |
| Frank, Rimerman Advisors LLC | 5,391 | $3.09M | 0.20% | +661+14.0% | Added |
| Redmond Asset Management, LLC | 5,411 | $3.10M | 0.79% | −25−0.5% | Reduced |
| LOM Asset Management Ltd | 5,423 | $3.11M | 0.90% | −29−0.5% | Reduced |
| Simon Quick Advisors, LLC | 5,434 | $3.11M | 0.14% | +4,773+722.1% | Added |
| TKG Advisors, LLC | 5,449 | $3.12M | 1.26% | −123−2.2% | Reduced |
| First Horizon Corp | 5,456 | $3.13M | 0.14% | +215+4.1% | Added |
| Smithfield Trust Co | 5,463 | $3.13M | 0.14% | +1,011+22.7% | Added |
| Capital Investment Advisory Services, LLC | 5,473 | $3.14M | 0.22% | −72−1.3% | Reduced |
| Alaethes Wealth LLC | 5,475 | $3.14M | 0.88% | −42−0.8% | Reduced |
| Silverlake Wealth Management LLC | 5,480 | $3.14M | 0.71% | +143+2.7% | Added |
| Ellenbecker Investment Group | 5,492 | $3.15M | 0.44% | +4,689+583.9% | Added |
| Platinum Investment Management Ltd | 5,500 | $3.15M | 0.73% | +5,500 | New |
| Financial Plan, Inc. | 5,511 | $3.16M | 0.36% | +5,511 | New |
| Charles Schwab Trust Co | 5,515 | $3.16M | 0.21% | −591−9.7% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 5,515 | $3.16M | 1.38% | −65−1.2% | Reduced |
| Monticello Wealth Management, LLC | 5,517 | $3.16M | 0.20% | +10.0% | Added |
| CMT Capital Markets Trading GmbH | 5,562 | $3.19M | 2.11% | −1,595−22.3% | Reduced |
| Trueblood Wealth Management, LLC | 5,567 | $3.19M | 1.24% | −189−3.3% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,569 | $3.19M | 0.04% | +20.0% | Added |
| Ocean Capital Management, LLC | 5,582 | $3.20M | 0.64% | −95−1.7% | Reduced |
| Permanent Capital Management, LP | 5,586 | $3.20M | 0.62% | +217+4.0% | Added |
| Victrix Investment Advisors | 5,629 | $3.22M | 1.25% | −311−5.2% | Reduced |
| Wealth Group, Ltd. | 5,633 | $3.23M | 3.15% | +5,633 | New |
| Security National Bank | 5,648 | $3.24M | 0.46% | +920+19.5% | Added |
| First National Bank Sioux Falls | 5,653 | $3.24M | 0.97% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 5,694 | $3.26M | 0.16% | −102−1.8% | Reduced |
| Woodard & Co Asset Management Group Inc | 5,700 | $3.27M | 0.52% | +152+2.7% | Added |
| Nations Financial Group Inc, | 5,716 | $3.27M | 0.17% | +359+6.7% | Added |
| Sterling Capital Management LLC | 5,728 | $3.28M | 0.05% | +1,916+50.3% | Added |
| Stamos Capital Partners, L.P. | 5,739 | $3.29M | 0.53% | +1,571+37.7% | Added |
| Am Investment Strategies LLC | 5,741 | $3.29M | 0.68% | +47+0.8% | Added |
| HHM Wealth Advisors, LLC | 5,754 | $3.30M | 0.39% | −5−0.1% | Reduced |
| G&S Capital LLC | 5,769 | $3.30M | 1.17% | −262−4.3% | Reduced |
| Bragg Financial Advisors, Inc | 5,776 | $3.31M | 0.11% | −224−3.7% | Reduced |
| Beaton Management Co. Inc. | 5,783 | $3.31M | 1.46% | +180+3.2% | Added |
| Advisory Alpha, LLC | 5,786 | $3.32M | 0.09% | +315+5.8% | Added |
| Weiss Asset Management LP | 5,794 | $3.32M | 0.05% | +5,794 | New |
| Investment House LLC | 5,808 | $3.33M | 0.16% | 00.0% | Unchanged |
| Brady Family Wealth, LLC | 5,813 | $3.33M | 1.03% | −118−2.0% | Reduced |
| Gen-Wealth Partners Inc | 5,818 | $3.33M | 1.07% | −906−13.5% | Reduced |
| Kerusso Capital Management LLC | 5,819 | $3.33M | 1.54% | +1,374+30.9% | Added |
| Crown Oak Advisors, LLC | 5,821 | $3.33M | 1.58% | 00.0% | Unchanged |
| Kentucky Trust Co | 5,838 | $3.34M | 1.77% | −145−2.4% | Reduced |
| Bridges Investment Management Inc | 5,851 | $3.35M | 0.04% | −179−3.0% | Reduced |
| Cordatus Wealth Management LLC | 5,867 | $3.36M | 0.78% | −7−0.1% | Reduced |
| Rexford Capital Inc | 5,871 | $3.36M | 2.55% | −524−8.2% | Reduced |
| Wealth Architects, LLC | 5,881 | $3.37M | 0.30% | −105−1.8% | Reduced |
| Family Management Corp | 5,889 | $3.37M | 0.43% | −3,906−39.9% | Reduced |
| Parkside Financial Bank & Trust | 5,904 | $3.38M | 0.25% | −453−7.1% | Reduced |
| SIH Partners, LLLP | 5,911 | $3.39M | 0.20% | +5,201+732.5% | Added |
| Drive Wealth Management, LLC | 5,932 | $3.40M | 0.66% | +51+0.9% | Added |
| WD Rutherford LLC | 5,932 | $3.40M | 1.42% | −178−2.9% | Reduced |
| Myriad Asset Management Advisors LLC | 5,942 | $3.40M | 1.05% | +5,942 | New |
| Bernard Wealth Management Corp. | 5,967 | $3.42M | 1.39% | +30+0.5% | Added |
| Wilson & Boucher Capital Management, LLC | 5,971 | $3.42M | 2.25% | −10−0.2% | Reduced |
| Fideuram Asset Management (Ireland) dac | 9,976 | $3.42M | 0.27% | +9,976 | New |
| Boston Family Office LLC | 5,983 | $3.43M | 0.22% | +2,269+61.1% | Added |
| Keudell/Morrison Wealth Management | 5,983 | $3.43M | 0.72% | +5,983 | New |
| Biltmore Family Office, LLC | 6,011 | $3.44M | 0.48% | +36+0.6% | Added |
| Weatherly Asset Management L. P. | 6,028 | $3.45M | 0.27% | −62−1.0% | Reduced |
| Bowen Hanes & Co Inc | 6,029 | $3.45M | 0.09% | −15−0.2% | Reduced |
| MONECO Advisors, LLC | 6,030 | $3.45M | 0.27% | −163−2.6% | Reduced |
| Ellis Investment Partners, LLC | 6,042 | $3.46M | 0.60% | −194−3.1% | Reduced |
| Roman Butler Fullerton & Co | 5,359 | $3.47M | 0.91% | +192+3.7% | Added |
| Confluence Wealth Services, Inc. | 6,072 | $3.48M | 0.14% | +256+4.4% | Added |
| Pinkerton Retirement Specialists, LLC | 6,098 | $3.49M | 0.36% | +6,098 | New |
| FLC Capital Advisors | 6,105 | $3.50M | 0.65% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 6,122 | $3.51M | 0.20% | −11−0.2% | Reduced |
| BOS Asset Management, LLC | 6,132 | $3.51M | 0.94% | −211−3.3% | Reduced |
| Gallo Partners, LP | 6,140 | $3.52M | 3.10% | −4,686−43.3% | Reduced |
| EPG Wealth Management LLC | 6,142 | $3.52M | 0.95% | −33−0.5% | Reduced |
| International Assets Investment Management, LLC | 6,174 | $3.54M | 0.24% | −341−5.2% | Reduced |
| Vantage Point Financial LLC | 6,175 | $3.54M | 1.27% | +29+0.5% | Added |
| Heritage Wealth Management, Inc. | 6,212 | $3.56M | 0.99% | −109−1.7% | Reduced |
| Heartland Bank & Trust Co | 6,220 | $3.56M | 1.51% | −55−0.9% | Reduced |
| Osborne Partners Capital Management, LLC | 6,245 | $3.58M | 0.18% | −280−4.3% | Reduced |
| JBR Co Financial Management Inc | 6,252 | $3.58M | 1.50% | −87−1.4% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,253 | $3.58M | 0.06% | +100+1.6% | Added |
| Huntleigh Advisors, Inc. | 6,255 | $3.58M | 0.61% | +472+8.2% | Added |
| David Loasby | 5,691 | $3.58M | 0.24% | +754+15.3% | Added |
| XTX Topco Ltd | 6,260 | $3.59M | 0.09% | +6,260 | New |
| Franklin Street Advisors Inc | 6,291 | $3.60M | 0.21% | +220+3.6% | Added |
| Allegheny Financial Group LTD | 6,293 | $3.61M | 0.53% | −8−0.1% | Reduced |
| Crawford Investment Counsel Inc | 6,318 | $3.62M | 0.06% | +197+3.2% | Added |
| Vectors Research Management, LLC | 6,349 | $3.64M | 1.11% | −66−1.0% | Reduced |
| Massachusetts Wealth Management | 6,356 | $3.64M | 1.69% | −126−1.9% | Reduced |
| Alliance Private Wealth, LLC | 5,182 | $3.64M | 1.27% | +5,182 | New |
| CNB Bank | 6,373 | $3.65M | 1.49% | −270−4.1% | Reduced |
| Shepherd Financial Partners LLC | 6,439 | $3.69M | 0.34% | −41−0.6% | Reduced |
| Strategic Advisors LLC | 6,444 | $3.69M | 0.58% | +195+3.1% | Added |
| Sumitomo Life Insurance Co | 6,448 | $3.69M | 0.10% | +55+0.9% | Added |
| Tenere Capital LLC | 6,451 | $3.70M | 2.86% | +6,451 | New |
| Private Trust Co NA | 6,475 | $3.71M | 0.32% | +356+5.8% | Added |
| Jump Financial, LLC | 6,479 | $3.71M | 0.05% | +4,413+213.6% | Added |
| Marvin & Palmer Associates Inc | 6,485 | $3.72M | 2.62% | −548−7.8% | Reduced |
| RD Lewis Holdings, Inc. | 5,292 | $3.72M | 3.18% | +22+0.4% | Added |
| Capital Group Private Client Services, Inc. | 6,512 | $3.73M | 0.06% | +6,512 | New |
| Cottage Street Advisors LLC | 6,544 | $3.75M | 1.59% | −483−6.9% | Reduced |
| Schear Investment Advisers, LLC | 6,554 | $3.75M | 1.62% | −394−5.7% | Reduced |